Part 1General Regulations Under the Commodity Exchange ActPart 2Official SealPart 3RegistrationPart 4Commodity Pool Operators and Commodity Trading AdvisorsPart 5Off-Exchange Foreign Currency TransactionsPart 7Registered Entity Rules Altered or Supplemented by the CommissionPart 9Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse ActionsPart 10Rules of PracticePart 11Rules Relating to InvestigationsPart 12Rules Relating to ReparationsPart 13Procedures for Petitions for RulemakingPart 14Rules Relating to Suspension or Disbarment from Appearance and PracticePart 15Reports—General ProvisionsPart 16Reports by Contract Markets and Swap Execution FacilitiesPart 17Reports by Reporting Markets, Futures Commission Merchants, Clearing Members, and Foreign BrokersPart 18Reports by TradersPart 19Reports by Persons Holding Reportable Positions in Excess of Position Limits, and by Merchants and Dealers in CottonPart 20Large Trader Reporting for Physical Commodity SwapsPart 21Special CallsPart 22Cleared SwapsPart 23Swap Dealers and Major Swap ParticipantsPart 30Foreign Futures and Foreign Options TransactionsPart 31Leverage TransactionsPart 32Regulation of Commodity Option TransactionsPart 33Regulation of Commodity Option Transactions That Are Options on Contracts of Sale of a Commodity for Future DeliveryPart 34Regulation of Hybrid InstrumentsPart 35Swaps in an Agricultural Commodity (Agricultural Swaps)Part 36Trade Execution RequirementPart 37Swap Execution FacilitiesPart 38Designated Contract MarketsPart 39Derivatives Clearing OrganizationsPart 40Provisions Common to Registered EntitiesPart 41Security Futures ProductsPart 42Anti-Money Laundering, Terrorist FinancingPart 43Real-Time Public ReportingPart 44Interim Final Rule for Pre-Enactment Swap TransactionsPart 45Swap Data Recordkeeping and Reporting RequirementsPart 46Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition SwapsPart 48Registration of Foreign Boards of TradePart 49Swap Data RepositoriesPart 50Clearing Requirement and Related RulesPart 75Proprietary Trading and Certain Interests in and Relationships with Covered FundsPart 100Delivery Period RequiredPart 140Organization, Functions, and Procedures of the CommissionPart 141Salary OffsetPart 142Indemnification of CFTC EmployeesPart 143Collection of Claims Owed the United States Arising from Activities Under the Commission's JurisdictionPart 144Procedures Regarding the Disclosure of Information and the Testimony of Present or Former Officers and Employees in Response to Subpoenas or Other Demands of a CourtPart 145Commission Records and InformationPart 146Records Maintained on IndividualsPart 147Open Commission MeetingsPart 148Implementation of the Equal Access to Justice Act in Covered Adjudicatory Proceedings Before the CommissionPart 149Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Commodity Futures Trading CommissionPart 150Limits on PositionsPart 155Trading StandardsPart 156Broker AssociationsPart 160Privacy of Consumer Financial Information Under Title V of the Gramm-Leach-Bliley ActPart 162Protection of Consumer Information Under the Fair Credit Reporting ActPart 165Whistleblower RulesPart 166Customer Protection RulesPart 170Registered Futures AssociationsPart 171Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility ActionsPart 180Prohibition Against ManipulationPart 190Bankruptcy RulesPart 200Organization; Conduct and Ethics; and
Information and RequestsPart 201Rules of PracticePart 202Informal and Other ProceduresPart 203Rules Relating to InvestigationsPart 204Rules Relating to Debt CollectionPart 205Standards of Professional Conduct for Attorneys Appearing and Practicing Before the Commission in the Representation of an IssuerPart 209Forms Prescribed Under the Commission's Rules of PracticePart 210Form and Content of and Requirements for Financial Statements, Securities Act of 1933, Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, and Energy Policy and Conservation Act of 1975Part 211Interpretations Relating to Financial Reporting MattersPart 227Regulation Crowdfunding, General Rules and RegulationsPart 229Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-KPart 230General Rules and Regulations, Securities Act of 1933Part 231Interpretative Releases Relating to the Securities Act of 1933 and General Rules and Regulations ThereunderPart 232Regulation S-T—General Rules and Regulations for Electronic FilingsPart 239Forms Prescribed Under the Securities Act of 1933Part 240General Rules and Regulations, Securities Exchange Act of 1934Part 241Interpretative Releases Relating to the Securities Exchange Act of 1934 and General Rules and Regulations ThereunderPart 242Regulations M, Sho, ATS, AC, NMS, SE, and SBSR, and Customer Margin Requirements for Security FuturesPart 243Regulation FDPart 244Regulation GPart 245Regulation Blackout Trading RestrictionPart 246Credit Risk RetentionPart 247Regulation R—Exemptions and Definitions Related to the Exceptions for Banks from the Definition of BrokerPart 248Regulations S-P, S-AM, and S-IDPart 249Forms, Securities Exchange Act of 1934Part 249bFurther Forms, Securities Exchange Act of 1934Part 250Cross-Border Antifraud Law-Enforcement AuthorityPart 255Proprietary Trading and Certain Interests in and Relationships with Covered FundsPart 260General Rules and Regulations, Trust Indenture Act of 1939Part 261Interpretative Releases Relating to the Trust Indenture Act of 1939 and General Rules and Regulations ThereunderPart 269Forms Prescribed Under the Trust Indenture Act of 1939Part 270Rules and Regulations, Investment Company Act of 1940Part 271Interpretative Releases Relating to the Investment Company Act of 1940 and General Rules and Regulations ThereunderPart 274Forms Prescribed Under the Investment Company Act of 1940Part 275Rules and Regulations, Investment Advisers Act of 1940Part 276Interpretative Releases Relating to the Investment Advisers Act of 1940 and General Rules and Regulations ThereunderPart 279Forms Prescribed Under the Investment Advisers Act of 1940Part 281Interpretative Releases Relating to Corporate Reorganizations Under Chapter X of the Bankruptcy ActPart 285Rules and Regulations Pursuant to Section 15(a) of the Bretton Woods Agreements ActPart 286General Rules and Regulations Pursuant to Section 11(a) of the Inter-American Development Bank ActPart 287General Rules and Regulations Pursuant to Section 11(a) of the Asian Development Bank ActPart 288General Rules and Regulations Pursuant to Section 9(a) of the African Development Bank ActPart 289General Rules and Regulations Pursuant to Section 13(a) of the International Finance Corporation ActPart 290General Rules and Regulations Pursuant to Section 9(a) of the European Bank for Reconstruction and Development ActPart 300Rules of the Securities Investor Protection CorporationPart 301Forms, Securities Investor Protection CorporationPart 302Orderly Liquidation of Covered Brokers or DealersPart 400Rules of General ApplicationPart 401ExemptionsPart 402Financial ResponsibilityPart 403Protection of Customer Securities and BalancesPart 404Recordkeeping and Preservation of RecordsPart 405Reports and AuditPart 420Large Position ReportingPart 449Forms, Section 15C of the Securities Exchange Act of 1934Part 450Custodial Holdings of Government Securities by Depository Institutions