Counsel Stack
|
Law
Browse
Pricing
Counsel Stack
API Docs
Home
/
CFR
/
Title 17
/
Part 255
FEDERAL · 17 CFR
Part 255 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds
18 sections · Title 17: Commodity and Securities Exchanges
§ 255.1
Authority, purpose, scope, and relationship to other authorities.
§ 255.2
Definitions.
§ 255.3
Prohibition on proprietary trading.
§ 255.4
Permitted underwriting and market making-related activities.
§ 255.5
Permitted risk-mitigating hedging activities.
§ 255.6
Other permitted proprietary trading activities.
§ 255.7
Limitations on permitted proprietary trading activities.
§ 255.8-255.9
§§ 255.8-255.9 [Reserved]
§ 255.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 255.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 255.12
Permitted investment in a covered fund.
§ 255.13
Other permitted covered fund activities and investments.
§ 255.14
Limitations on relationships with a covered fund.
§ 255.15
Other limitations on permitted covered fund activities.
§ 255.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§ 255.17-255.19
§§ 255.17-255.19 [Reserved]
§ 255.20
Program for compliance; reporting.
§ 255.21
Termination of activities or investments; penalties for violations.