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Part 9
FEDERAL · 17 CFR
Part 9 — Rules Relating to Review of Exchange Disciplinary, Access Denial or Other Adverse Actions
26 sections · Title 17: Commodity and Securities Exchanges
§ 9.1
Scope of rules.
§ 9.2
Definitions.
§ 9.3
Provisions referenced.
§ 9.4
Filing and service; official docket.
§ 9.5
Motions.
§ 9.6
Sanctions for noncompliance.
§ 9.7
Settlement.
§ 9.8
Practice before the Commission.
§ 9.9
Waiver of rules; delegation of authority.
§ 9.10
§ 9.10 [Reserved]
§ 9.11
Form, contents and delivery of notice of disciplinary or access denial action.
§ 9.12
Effective date of disciplinary or access denial action.
§ 9.13
Publication of notice.
§ 9.14-9.19
§§ 9.14-9.19 [Reserved]
§ 9.20
Notice of appeal.
§ 9.21
Record of exchange proceeding.
§ 9.22
Appeal brief.
§ 9.23
Answering brief.
§ 9.24
Petition for stay pending review.
§ 9.25
Limited participation of interested persons.
§ 9.26
Participation of Commission staff.
§ 9.27-9.29
§§ 9.27-9.29 [Reserved]
§ 9.30
Scope of review.
§ 9.31
Commission review of disciplinary or access denial action on its own motion.
§ 9.32
Oral argument.
§ 9.33
Final decision by the Commission.