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Part 14
FEDERAL · 17 CFR
Part 14 — Rules Relating to Suspension or Disbarment from Appearance and Practice
10 sections · Title 17: Commodity and Securities Exchanges
§ 14.1
Scope.
§ 14.2
Definitions of appearance and practice.
§ 14.3
Hearings.
§ 14.4
Violation of Commodity Exchange Act.
§ 14.5
Criminal conviction.
§ 14.6
Disbarment or suspension by licensing authority.
§ 14.7
Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
§ 14.8
Lack of requisite qualifications, character and integrity.
§ 14.9
Duty to file information concerning adverse judicial or administrative action.
§ 14.10
Reinstatement.