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Part 170
FEDERAL · 17 CFR
Part 170 — Registered Futures Associations
15 sections · Title 17: Commodity and Securities Exchanges
§ 170.1
Demonstration of purposes (section 17(b)(1) of the Act).
§ 170.2
Membership restrictions (section 17(b)(2) of the Act).
§ 170.3
Fair and equitable representation of members (section 17(b)(5) of the Act).
§ 170.4
Allocation of dues (section 17(b)(6) of the Act).
§ 170.5
Prevention of fraudulent and manipulative practices (section 17(b)(7) of the Act).
§ 170.6
Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
§ 170.7
Membership denial (section 17(b)(9) of the Act).
§ 170.8
Settlement of customer disputes (section 17(b)(10) of the Act).
§ 170.9
General standard.
§ 170.10
Proficiency examinations (sections 4p and 17(p) of the Act).
§ 170.11
Form of registration statement; review of registration statement.
§ 170.12
Delegation of Authority to Director of the Market Participants Division.
§ 170.15
Futures commission merchants.
§ 170.16
Swap dealers and major swap participants.
§ 170.17
Introducing brokers, commodity pool operators, and commodity trading advisors.