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Part 165
FEDERAL · 17 CFR
Part 165 — Whistleblower Rules
20 sections · Title 17: Commodity and Securities Exchanges
§ 165.1
General.
§ 165.2
Definitions.
§ 165.3
Procedures for submitting original information.
§ 165.4
Confidentiality.
§ 165.5
Requirements for consideration of an award.
§ 165.6
Whistleblowers ineligible for an award.
§ 165.7
Procedures for award applications in Commission actions and related actions, and Commission award determinations.
§ 165.8
Amount of award.
§ 165.9
Criteria for determining amount of award.
§ 165.10
Contents of record for award determination.
§ 165.11
Awards based upon related actions.
§ 165.12
Payment of awards from the Fund, financing of customer education initiatives, and deposits and credits to the Fund.
§ 165.13
Appeals.
§ 165.14
Procedures applicable to the payment of awards.
§ 165.15
Administering the whistleblower program.
§ 165.16
No immunity.
§ 165.17
Awards to whistleblowers who engage in culpable conduct.
§ 165.18
Staff communications with whistleblowers from represented entities.
§ 165.19
Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.
§ 165.20
Whistleblower anti-retaliation protections.