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Part 403
FEDERAL · 17 CFR
Part 403 — Protection of Customer Securities and Balances
7 sections · Title 17: Commodity and Securities Exchanges
§ 403.1
Application of part to registered brokers and dealers.
§ 403.2
Hypothecation of customer securities.
§ 403.3
Use of customers' free credit balances.
§ 403.4
Customer protection—reserves and custody of securities.
§ 403.5
Custody of securities held by financial institutions that are government securities brokers or dealers.
§ 403.6
Compliance with part by futures commission merchants.
§ 403.7
Effective dates.