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Part 249b
FEDERAL · 17 CFR
Part 249b — Further Forms, Securities Exchange Act of 1934
7 sections · Title 17: Commodity and Securities Exchanges
§ 249b.1-249b.99
§§ 249b.1-249b.99 [Reserved]
§ 249b.100
Form TA-1, uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934.
§ 249b.101
Form TA-W, notice of withdrawal from registration as transfer agent.
§ 249b.102
Form TA-2, form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities.
§ 249b.200
Form CA-1, form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934.
§ 249b.300
FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and § 240.17g-1 of this chapter.
§ 249b.400
Form SD, specialized disclosure report.