Home/CFR/Title 17/Part 39
FEDERAL · 17 CFR

Part 39 — Derivatives Clearing Organizations

44 sections · Title 17: Commodity and Securities Exchanges

§ 39.1Scope.
§ 39.2Definitions.
§ 39.3Procedures for registration.
§ 39.4Procedures for implementing derivatives clearing organization rules and clearing new products.
§ 39.5Review of swaps for Commission determination on clearing requirement.
§ 39.6Exemption from derivatives clearing organization registration.
§ 39.7Enforceability.
§ 39.8Fraud in connection with the clearing of transactions on a derivatives clearing organization.
§ 39.9Scope.
§ 39.10Compliance with core principles.
§ 39.11Financial resources.
§ 39.12Participant and product eligibility.
§ 39.13Risk management.
§ 39.14Settlement procedures.
§ 39.15Treatment of funds.
§ 39.16Default rules and procedures.
§ 39.17Rule enforcement.
§ 39.18System safeguards.
§ 39.19Reporting.
§ 39.20Recordkeeping.
§ 39.21Public information.
§ 39.22Information sharing.
§ 39.23Antitrust considerations.
§ 39.24Governance.
§ 39.25Conflicts of interest.
§ 39.26Composition of governing boards.
§ 39.27Legal risk considerations.
§ 39.28-39.29§§ 39.28-39.29 [Reserved]
§ 39.30Scope.
§ 39.31Election to become subject to the provisions of this subpart.
§ 39.32§ 39.32 [Reserved]
§ 39.33Financial resources requirements for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.34System safeguards for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.35Default rules and procedures for uncovered credit losses or liquidity shortfalls (recovery) for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.36Risk management for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.37Additional disclosure for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.38Efficiency for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.39Recovery and wind-down for systemically important derivatives clearing organizations and subpart C derivatives clearing organizations.
§ 39.40Consistency with the Principles for Financial Market Infrastructures.
§ 39.41Special enforcement authority for systemically important derivatives clearing organizations.
§ 39.42Advance notice of material risk-related rule changes by systemically important derivatives clearing organizations.
§ 39.43-39.49§§ 39.43-39.49 [Reserved]
§ 39.50Scope.
§ 39.51Compliance with the core principles through compliance with home country regulatory regime.