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Title 17
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Part 49
FEDERAL · 17 CFR
Part 49 — Swap Data Repositories
31 sections · Title 17: Commodity and Securities Exchanges
§ 49.1
Scope.
§ 49.2
Definitions.
§ 49.3
Procedures for registration.
§ 49.4
Withdrawal from registration.
§ 49.5
Equity interest transfers.
§ 49.6
Request for transfer of registration.
§ 49.7
Swap data repositories located in foreign jurisdictions.
§ 49.8
Procedures for implementing swap data repository rules.
§ 49.9
Open swaps reports provided to the Commission.
§ 49.10
Acceptance and validation of data.
§ 49.11
Verification of swap data accuracy.
§ 49.12
Swap data repository recordkeeping requirements.
§ 49.13
Monitoring, screening and analyzing swap data.
§ 49.14
Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
§ 49.15
Real-time public reporting by swap data repositories.
§ 49.16
Privacy and confidentiality requirements of swap data repositories.
§ 49.17
Access to SDR data.
§ 49.18
Confidentiality arrangement.
§ 49.19
Core principles applicable to swap data repositories.
§ 49.20
Governance arrangements (Core Principle 2).
§ 49.21
Conflicts of interest (Core Principle 3).
§ 49.22
Chief compliance officer.
§ 49.23
Emergency authority policies and procedures.
§ 49.24
System safeguards.
§ 49.25
Financial resources.
§ 49.26
Disclosure requirements of swap data repositories.
§ 49.27
Access and fees.
§ 49.28
Operating hours of swap data repositories.
§ 49.29
Information relating to swap data repository compliance.
§ 49.30
Form and manner of reporting and submitting information to the Commission.
§ 49.31
Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.