Home/CFR/Title 17/Part 229
FEDERAL · 17 CFR

Part 229 — Standard Instructions for Filing Forms Under Securities Act of 1933, Securities Exchange Act of 1934 and Energy Policy and Conservation Act of 1975—Regulation S-K

131 sections · Title 17: Commodity and Securities Exchanges

§ 229.10(Item 10) General.
§ 229.101(Item 101) Description of business.
§ 229.102(Item 102) Description of property.
§ 229.103(Item 103) Legal proceedings.
§ 229.104(Item 104) Mine safety disclosure.
§ 229.105(Item 105) Risk factors.
§ 229.106(Item 106) Cybersecurity.
§ 229.201(Item 201) Market price of and dividends on the registrant's common equity and related stockholder matters.
§ 229.202(Item 202) Description of registrant's securities.
§ 229.301§ 229.301 [Reserved]
§ 229.302(Item 302) Supplementary financial information.
§ 229.303(Item 303) Management's discussion and analysis of financial condition and results of operations.
§ 229.304(Item 304) Changes in and disagreements with accountants on accounting and financial disclosure.
§ 229.305(Item 305) Quantitative and qualitative disclosures about market risk.
§ 229.306§ 229.306 [Reserved]
§ 229.307(Item 307) Disclosure controls and procedures.
§ 229.308(Item 308) Internal control over financial reporting.
§ 229.401(Item 401) Directors, executive officers, promoters and control persons.
§ 229.402(Item 402) Executive compensation.
§ 229.403(Item 403) Security ownership of certain beneficial owners and management.
§ 229.404(Item 404) Transactions with related persons, promoters and certain control persons.
§ 229.405(Item 405) Compliance with Section 16(a) of the Exchange Act.
§ 229.406(Item 406) Code of ethics.
§ 229.407(Item 407) Corporate governance.
§ 229.408(Item 408) Insider trading arrangements and policies.
§ 229.501(Item 501) Forepart of Registration Statement and Outside Front Cover Page of Prospectus.
§ 229.502(Item 502) Inside front and outside back cover pages of prospectus.
§ 229.503(Item 503) Prospectus summary.
§ 229.504(Item 504) Use of proceeds.
§ 229.505(Item 505) Determination of offering price.
§ 229.506(Item 506) Dilution.
§ 229.507(Item 507) Selling security holders.
§ 229.508(Item 508) Plan of distribution.
§ 229.509(Item 509) Interests of named experts and counsel.
§ 229.510(Item 510) Disclosure of Commission position on indemnification for Securities Act liabilities.
§ 229.511(Item 511) Other expenses of issuance and distribution.
§ 229.512(Item 512) Undertakings.
§ 229.601(Item 601) Exhibits.
§ 229.701(Item 701) Recent sales of unregistered securities; use of proceeds from registered securities.
§ 229.702(Item 702) Indemnification of directors and officers.
§ 229.703(Item 703) Purchases of equity securities by the issuer and affiliated purchasers.
§ 229.801Securities Act industry guides.
§ 229.802Exchange Act industry guides.
§ 229.901(Item 901) Definitions.
§ 229.902(Item 902) Individual partnership supplements.
§ 229.903(Item 903) Summary.
§ 229.904(Item 904) Risk factors and other considerations.
§ 229.905(Item 905) comparative information.
§ 229.906(Item 906) Allocation of roll-up consideration.
§ 229.907(Item 907) Background of the roll-up transaction.
§ 229.908(Item 908) Reasons for and alternatives to the roll-up transaction.
§ 229.909(Item 909) Conflicts of interest.
§ 229.910(Item 910) Fairness of the transaction.
§ 229.911(Item 911) Reports, opinions and appraisals.
§ 229.912(Item 912) Source and amount of funds and transactional expenses.
§ 229.913(Item 913) Other provisions of the transaction.
§ 229.914(Item 914) Pro forma financial statements: selected financial data.
§ 229.915(Item 915) Federal income tax consequences.
§ 229.1000(Item 1000) Definitions.
§ 229.1001(Item 1001) Summary term sheet.
§ 229.1002(Item 1002) Subject company information.
§ 229.1003(Item 1003) Identity and background of filing person.
§ 229.1004(Item 1004) Terms of the transaction.
§ 229.1005(Item 1005) Past contacts, transactions, negotiations and agreements.
§ 229.1006(Item 1006) Purposes of the transaction and plans or proposals.
§ 229.1007(Item 1007) Source and amount of funds or other consideration.
§ 229.1008(Item 1008) Interest in securities of the subject company.
§ 229.1009(Item 1009) Persons/assets, retained, employed, compensated or used.
§ 229.1010(Item 1010) Financial statements.
§ 229.1011(Item 1011) Additional information.
§ 229.1012(Item 1012) The solicitation or recommendation.
§ 229.1013(Item 1013) Purposes, alternatives, reasons and effects in a going-private transaction.
§ 229.1014(Item 1014) Fairness of the going-private transaction.
§ 229.1015(Item 1015) Reports, opinions, appraisals and negotiations.
§ 229.1016(Item 1016) Exhibits.
§ 229.1100(Item 1100) General.
§ 229.1101(Item 1101) Definitions.
§ 229.1102(Item 1102) Forepart of registration statement and outside cover page of the prospectus.
§ 229.1103(Item 1103) Transaction summary and risk factors.
§ 229.1104(Item 1104) Sponsors.
§ 229.1105(Item 1105) Static pool information.
§ 229.1106(Item 1106) Depositors.
§ 229.1107(Item 1107) Issuing entities.
§ 229.1108(Item 1108) Servicers.
§ 229.1109(Item 1109) Trustees and other transaction parties.
§ 229.1110(Item 1110) Originators.
§ 229.1111(Item 1111) Pool assets.
§ 229.1112(Item 1112) Significant obligors of pool assets.
§ 229.1113(Item 1113) Structure of the transaction.
§ 229.1114(Item 1114) Credit enhancement and other support, except for certain derivatives instruments.
§ 229.1115(Item 1115) Certain derivatives instruments.
§ 229.1116(Item 1116) Tax matters.
§ 229.1117(Item 1117) Legal proceedings.
§ 229.1118(Item 1118) Reports and additional information.
§ 229.1119(Item 1119) Affiliations and certain relationships and related transactions.
§ 229.1120(Item 1120) Ratings.
§ 229.1121(Item 1121) Distribution and pool performance information.
§ 229.1122(Item 1122) Compliance with applicable servicing criteria.
§ 229.1123(Item 1123) Servicer compliance statement.
§ 229.1124(Item 1124) Sponsor interest in the securities.
§ 229.1125(Item 1125) Schedule AL—Asset-level information.
§ 229.1201(Item 1201) General instructions to oil and gas industry-specific disclosures.
§ 229.1202(Item 1202) Disclosure of reserves.
§ 229.1203(Item 1203) Proved undeveloped reserves.
§ 229.1204(Item 1204) Oil and gas production, production prices and production costs.
§ 229.1205(Item 1205) Drilling and other exploratory and development activities.
§ 229.1206(Item 1206) Present activities.
§ 229.1207(Item 1207) Delivery commitments.
§ 229.1208(Item 1208) Oil and gas properties, wells, operations, and acreage.
§ 229.1300(Item 1300) Definitions.
§ 229.1301(Item 1301) General instructions.
§ 229.1302(Item 1302) Qualified person, technical report summary, and technical studies.
§ 229.1303(Item 1303) Summary disclosure.
§ 229.1304(Item 1304) Individual property disclosure.
§ 229.1305(Item 1305) Internal controls disclosure.
§ 229.1401(Item 1401) General instructions.
§ 229.1402(Item 1402) Distribution of assets, liabilities and stockholders' equity; interest rates and interest differential.
§ 229.1403(Item 1403) Investments in debt securities.
§ 229.1404(Item 1404) Loan portfolio.
§ 229.1405(Item 1405) Allowance for Credit Losses.
§ 229.1406(Item 1406) Deposits.
§ 229.1601(Item 1601) Definitions.
§ 229.1602(Item 1602) Registered offerings by special purpose acquisition companies.
§ 229.1603(Item 1603) SPAC sponsor; conflicts of interest.
§ 229.1604(Item 1604) De-SPAC transactions.
§ 229.1605(Item 1605) Background of and reasons for the de-SPAC transaction; terms of the de-SPAC transaction; effects.
§ 229.1606(Item 1606) Board determination about the de-SPAC transaction.
§ 229.1607(Item 1607) Reports, opinions, appraisals, and negotiations.
§ 229.1608(Item 1608) Tender offer filing obligations.
§ 229.1609(Item 1609) Projections in de-SPAC transactions.
§ 229.1610(Item 1610) Structured data requirement.