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FEDERAL · 17 CFR

Part 41 — Security Futures Products

28 sections · Title 17: Commodity and Securities Exchanges

§ 41.1Definitions.
§ 41.2Required records.
§ 41.3Application for an exemptive order pursuant to section 4f(a)(4)(B) of the Act.
§ 41.4-41.9§§ 41.4-41.9 [Reserved]
§ 41.11Method for determining market capitalization and dollar value of average daily trading volume; application of the definition of narrow-based security index.
§ 41.12Indexes underlying futures contracts trading for fewer than 30 days.
§ 41.13Futures contracts on security indexes trading on or subject to the rules of a foreign board of trade.
§ 41.14Transition period for indexes that cease being narrow-based security indexes.
§ 41.15Exclusion from definition of narrow-based security index for indexes composed of debt securities.
§ 41.21Requirements for underlying securities.
§ 41.22Required certifications.
§ 41.23Listing of security futures products for trading.
§ 41.24Rule amendments to security futures products.
§ 41.25Additional conditions for trading for security futures products.
§ 41.27Prohibition of dual trading in security futures products by floor brokers.
§ 41.31Notice-designation requirements.
§ 41.32Continuing obligations.
§ 41.33Applications for exemptive orders.
§ 41.34Exempt Provisions.
§ 41.41Security futures products accounts.
§ 41.42Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
§ 41.43Definitions.
§ 41.44General provisions.
§ 41.45Required margin.
§ 41.46Type, form and use of margin.
§ 41.47Withdrawal of margin.
§ 41.48Undermargined accounts.
§ 41.49Filing proposed margin rule changes with the Commission.