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Title 17
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Part 75
FEDERAL · 17 CFR
Part 75 — Proprietary Trading and Certain Interests in and Relationships with Covered Funds
18 sections · Title 17: Commodity and Securities Exchanges
§ 75.1
Authority, purpose, scope, and relationship to other authorities.
§ 75.2
Definitions.
§ 75.3
Prohibition on proprietary trading.
§ 75.4
Permitted underwriting and market making-related activities.
§ 75.5
Permitted risk-mitigating hedging activities.
§ 75.6
Other permitted proprietary trading activities.
§ 75.7
Limitations on permitted proprietary trading activities.
§ 75.8-75.9
§§ 75.8-75.9 [Reserved]
§ 75.10
Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
§ 75.11
Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
§ 75.12
Permitted investment in a covered fund.
§ 75.13
Other permitted covered fund activities and investments.
§ 75.14
Limitations on relationships with a covered fund.
§ 75.15
Other limitations on permitted covered fund activities.
§ 75.16
Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
§ 75.17-75.19
§§ 75.17-75.19 [Reserved]
§ 75.20
Program for compliance; reporting.
§ 75.21
Termination of activities or investments; penalties for violations.