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Title 17
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Part 171
FEDERAL · 17 CFR
Part 171 — Rules Relating to Review of National Futures Association Decisions in Disciplinary, Membership Denial, Registration and Member Responsibility Actions
36 sections · Title 17: Commodity and Securities Exchanges
§ 171.1
Scope of rules.
§ 171.2
Definitions.
§ 171.3
Business address; hours.
§ 171.4
Computation of time.
§ 171.5
Extension of time.
§ 171.6
Ex parte communications.
§ 171.7
§ 171.7 [Reserved]
§ 171.8
Filing with the Proceedings Clerk.
§ 171.9
Service.
§ 171.10
Motions.
§ 171.11
Sanctions.
§ 171.12
Settlement.
§ 171.13
Practice before the Commission.
§ 171.14
Waiver of rules.
§ 171.20
§ 171.20 [Reserved]
§ 171.21
Notice of final decision.
§ 171.22
Effective date of final decisions in disciplinary, membership denial and registration actions.
§ 171.23
Notice of appeal.
§ 171.24
Submission of the record.
§ 171.25
Appeal brief.
§ 171.26
Answering brief.
§ 171.27
Limited participation by interested persons.
§ 171.28
Participation by Commission staff.
§ 171.30
Scope of review.
§ 171.31
Commission review in the absence of an appeal.
§ 171.32
Oral argument.
§ 171.33
Final decision by the Commission.
§ 171.34
Standards of review.
§ 171.40
Notice of the commencement of a member responsibility action.
§ 171.41
Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
§ 171.42
Notice of a final decision of the National Futures Association in a member responsibility action.
§ 171.43
Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
§ 171.44
Notice of appeal.
§ 171.45
General procedures.
§ 171.46
Standards of review.
§ 171.50
Delegation to the General Counsel.