Lavia v. Pennsylvania, Department of Corrections

224 F.3d 190
CourtCourt of Appeals for the Third Circuit
DecidedAugust 8, 2000
DocketNo. 99-3863
StatusPublished
Cited by13 cases

This text of 224 F.3d 190 (Lavia v. Pennsylvania, Department of Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lavia v. Pennsylvania, Department of Corrections, 224 F.3d 190 (3d Cir. 2000).

Opinion

OPINION OF THE COURT

GARTH, Circuit Judge.

We are called upon to decide whether, in enacting Title I of the Americans with Disabilities Act (“ADA”), Congress abrogated the States’ Eleventh Amendment sovereign immunity from suit pursuant to a valid exercise of its § 5 power to enforce the Fourteenth Amendment.

In Kimel v. Florida Board of Regents, — U.S. -, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000), the Supreme Court recently held that the Age Discrimination in Employment Act (“ADEA”) was not a valid exercise of Congress’ § 5 enforcement power and as such did not validly abrogate the States’ Eleventh Amendment immunity. In light of Kimel, and based on the terms of the statute and its legislative history, we hold that the ADA is not a valid exercise of Congress’ § 5 power and accordingly does not abrogate the States’ Eleventh Amendment immunity from suit. To the extent that the District Court sustained Congress’ authority to use its § 5 power to enforce the Fourteenth Amendment by enacting Title I of the ADA, we will reverse the District Court’s decision.

I.

Lavia’s complaint alleges that he began working for the Department of Corrections in March 1991, and was then transferred to the State Correctional Institute at Greene. Pennsylvania. In 1995, Lavia was promoted to Corrections Officer II. In July 1996, Lavia suffered from a seizure and was diagnosed with CNS Vasculitis of the brain. Lavia contends that his condition rendered him “disabled,” or that he was perceived as disabled within the meaning of the ADA, 42 U.S.C. §§ 12101 et seq. Against the recommendation of his doctor, Lavia returned to work. He alleges that he was then harassed at work because of his disability. Lavia continues to suffer the effects of his medication that, he claims, cause psychotic reactions. Seemingly as a result of these side effects, Lavia engaged in unspecified conduct at work that resulted in disciplinary action by the Department. In May 1997, Lavia was demoted to Corrections Officer I, and then in August of 1997 he was terminated.

Lavia brought an action against the Commonwealth of Pennsylvania, Department of Corrections, State Correctional Institute at Greene (hereinafter “the Commonwealth” or “the State”) seeking reinstatement, damages and other relief under the ADA, the Vocational Rehabilitation Act, (“Rehabilitation Act”) 29 U.S.C. §§ 701 et seq., and the Pennsylvania Human Relations Act (“PHRA”), Pa.Stat. Ann., tit. 43, §§ 951 et seq. The Commonwealth moved to dismiss, arguing that it was immune from suit under the Eleventh Amendment. On September 29, 1999, the District Court dismissed Lavia’s claim with respect to the PHRA, holding that the Eleventh Amendment bars consideration of state law claims. The District Court, however, declined to dismiss La-[194]*194via’s federal claims under the ADA and the Rehabilitation Act, holding that in each of those federal acts Congress had validly abrogated the States’ Eleventh Amendment immunity.1

On October 18, 1999, the Commonwealth appealed, challenging only La-via’s claim under the ADA.2 Such an order is immediately appealable under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949); Puerto Rico Aqueduct and Sewer Authority v. Metcalf & Eddy, Inc., 506 U.S. 139, 113 S.Ct. 684, 121 L.Ed.2d 605 (1993); Ademo v. Cloutier, 40 F.3d 597 (3d Cir.1994) (en banc). As the. issue presented is solely a question of law, this court’s review is pie-[195]*195nary. See Kimel v. Florida Bd. of Regents, — U.S. -, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000).

II.

Generally, states are immune from suit by private parties in the federal courts. The Eleventh Amendment of the United States Constitution provides:

The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.

U.S. Const.amend. XI. Although this case involves a suit brought by a citizen against his own state, the Eleventh Amendment has long been interpreted to prohibit such suits as well. See, e.g. Kimel, — U.S. at -, 120 S.Ct. at 640 (“[F]or over a century now, we have made clear that the Constitution does not provide for federal jurisdiction over suits against non-consenting States.”) (citing e.g., College Sav. Bank v. Florida Prepaid Postsecondary Ed. Expense Bd., 527 U.S. 666, 669, 119 S.Ct. 2219, 144 L.Ed.2d 605 (1999); Seminole Tribe v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996)); Hans v. Louisiana, 134 U.S. 1, 13, 10 S.Ct. 504, 33 L.Ed, 842 (1890) (“It is inherent in the nature of sovereignty not to be amenable to the suit of an individual without its consent.”). Moreover, the type of relief sought is irrelevant to the question of Eleventh Amendment immunity. See Seminole Tribe, 517 U.S. at 58, 116 S.Ct. 1114.

Because the Commonwealth of Pennsylvania’s Department of Corrections is a part of the executive department of the Commonwealth, see Pa.Stat.Ann., tit. 71, § 61, it shares in the Commonwealth’s Eleventh Amendment immunity. Such immunity, however, may be lost in one of two ways: (1) if the Commonwealth waived its immunity; or (2) if Congress abrogated the States’ immunity pursuant to a valid exercise of its power. See College Sav. Bank, 527 U.S. at 670, 119 S.Ct. 2219; Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 240-41, 105 S.Ct. 3142, 87 L.Ed.2d 171 (1985).

Waiver

A state may waive its Eleventh Amendment immunity and thus subject itself to suit by private parties in federal court. See College Sav. Bank, 527 U.S. at 670, 119 S.Ct. 2219. In this case, the Commonwealth did not waive its Eleventh Amendment immunity. First, Pennsylvania’s constitution states that “[sjuits may be brought against the Commonwealth in such manner, in such courts and in such cases as the Legislature may by law direct.” Pa. Const. Art. 1, § 11 (emphasis added). The Pennsylvania legislature has, by statute, expressly declined to waive its Eleventh Amendment immunity. See Pa. Const.Stat.Ann., tit. 42, § 8521(b) (“Nothing contained in this subchapter [on actions against Commonwealth parties in civil actions and proceedings] shall be construed to waive the immunity of the Commonwealth from suit in Federal courts guaranteed by the Eleventh Amendment to the Constitution of the United States.”).

The only argument Lavia presents that the Commonwealth has waived its immunity is based on a December 17, 1997, Management Directive published by the Governor’s Office in which compliance with the ADA and the Rehabilitation Act are stated as objectives.3 This Management Di[196]

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Bluebook (online)
224 F.3d 190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lavia-v-pennsylvania-department-of-corrections-ca3-2000.