Garrett v. University of Alabama at Birmingham Board of Trustees

193 F.3d 1214, 9 Am. Disabilities Cas. (BNA) 1635, 1999 U.S. App. LEXIS 26846, 76 Empl. Prac. Dec. (CCH) 46,154
CourtCourt of Appeals for the Eleventh Circuit
DecidedOctober 26, 1999
Docket98-6069, 98-6070
StatusPublished
Cited by61 cases

This text of 193 F.3d 1214 (Garrett v. University of Alabama at Birmingham Board of Trustees) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Garrett v. University of Alabama at Birmingham Board of Trustees, 193 F.3d 1214, 9 Am. Disabilities Cas. (BNA) 1635, 1999 U.S. App. LEXIS 26846, 76 Empl. Prac. Dec. (CCH) 46,154 (11th Cir. 1999).

Opinions

RONEY, Senior Circuit Judge:

These two consolidated cases appeal the grant of summary judgments to two defendant Alabama state agencies on the ground of sovereign immunity. They raise the question that is being litigated in various jurisdictions of whether a state is immune from suits by state employees asserting rights under certain federal laws. The three statutes here are: the Americans with Disabilities Act (ADA), 42 U.S.C. §§ 12101-12213; Section 504 of the Rehabilitation Act of 1973 (Rehabilitation Act), 29 U.S.C. § 794; and the Family Medical Leave Act of 1993 (FMLA), 29 U.S.C. §§ 2601-2654. Following recent precedent in this Circuit, we hold that the state is not immune from suit under the ADA and the Rehabilitation Act and reverse the judgments of the district court against plaintiffs Patricia Garrett and Milton Ash as to those two statutes and remand the two cases for further proceedings. As to the FMLA, we hold that, although it might well not be immune from suit under certain other provisions of the Act, a decision we need not make, the state is immune from suit under the specific provisions at issue here. We therefore affirm the district court as to the summary judgment on that cause of action against plaintiff Patricia Garrett, the only plaintiff to make a claim under the FMLA.

Although generally called Eleventh Amendment immunity, which amendment simply bars a federal court from hearing claims against a state by a citizen of another state,1 it has long been recognized that each state is a sovereign entity in our federal system and is not amenable to suit by an individual without its consent. See Seminole Tribe of Florida v. Florida, 517 U.S. 44, 54, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996) and Hans v. Louisiana, 134 U.S. 1, 10 S.Ct. 504, 33 L.Ed. 842 (1890).

Under certain circumstances, however, the United States Congress can pass laws which give individual citizens a right of action in federal court against an unconsenting state. Those circumstances require first, that “Congress has ‘unequivocally expresse[d] its intent to abrogate the immunity,’ ” which “must be obvious from ‘a clear legislative statement,’ ” and second, that Congress has acted “pursuant to a valid exercise of power.” Seminole Tribe of Florida v. Florida, 517 U.S. at 55, 116 S.Ct. 1114.

[1217]*1217So far, the Supreme Court has held that Congress can abrogate state immunity only when it acts pursuant to section 5, the enforcement provision of the Fourteenth Amendment to the Constitution, which provides that “[t]he Congress shall have power to enforce, by appropriate legislation, the provisions of this article.” U.S. Const, amend. XIV, § 5. The Court has held that Congress does not have authority to abrogate state sovereign immunity when it acted only pursuant to the Commerce Clause. See Seminole Tribe of Florida v. Florida, 517 U.S. 44, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996).

This frames the issue in this field of developing law: were these three statutes passed with the unequivocal and clear intent to give individuals a right of action against a state, and do these statutes reflect a valid exercise of congressional power under the Fourteenth Amendment.

The Supreme Court has laid out a few guidelines in recent cases. In City of Boerne v. Flores, 521 U.S. 507, 117 S.Ct. 2157, 138 L.Ed.2d 624 (1997), the Court struck down the Religious Freedom Restoration Act of 1993 (RFRA), 42 U.S.C. § 2000bb-1 (1994), an act that Congress purportedly passed pursuant to its Fourteenth Amendment enforcement powers, and in direct response to the Supreme Court’s decision in Employment Div., Dept. of Human Resources of Oregon v. Smith, 494 U.S. 872, 110 S.Ct. 1595, 108 L.Ed.2d 876 (1990). In Smith, the Court had held that the Free Exercise Clause of the First Amendment does not require states to justify by a compelling interest generally applicable, neutral laws that coincidentally burden religious practices. See Smith, 494 U.S. at 885-887, 110 S.Ct. 1595. In direct response to Smith, Congress passed RFRA, which required all laws that burden a group’s religion, even neutral laws of general applicability, to be narrowly tailored and justified by a compelling interest. See 42 U.S.C. § 2000bb-1. In striking down RFRA, the Supreme Court warned that section 5 of the Fourteenth Amendment grants Congress power to enforce the Fourteenth Amendment, not to define the substance of the amendment, so that Congress’ power is remedial in nature. See Boerne, 521 U.S. at 519, 117 S.Ct. 2157. To qualify as remedial, “[t]here must be a congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end.” 521 U.S. at 520, 117 S.Ct. 2157.

In Florida Prepaid Postsecondary Educ. Expense Bd. v. College Savings Bank, — U.S. —, 119 S.Ct. 2199, 144 L.Ed.2d 575 (1999), a patentee brought an action against a state agency alleging infringement of a patented apparatus and method for administering college investment programs. The Court held that the Patent and Plant Variety Protection Remedy Clarification Act could not be sustained under the City of Boeme analysis as legislation enacted to enforce any guarantee of the Fourteenth Amendment. See College Savings Bank, 119 S.Ct. at 2202. In looking at whether the Patent Remedy Act was remedial or preventive legislation, the Court stated, “we must first identify the Fourteenth Amendment ‘evil’ or ‘wrong’ that Congress intended to remedy, guided by the principle that the propriety of § 5 legislation -‘must be judged with reference to the historical experience ... it reflects.’ ” College Savings Bank, 119 S.Ct. at 2207, citing City of Boerne, 521 U.S. at 525, 117 S.Ct. 2157. The Court then looked to the legislative history to see if there was evidence of a pattern of constitutional violations perpetrated by the states, such as there were in the voting rights cases, and found none. The Court noted that Congress barely considered the availability and constitutional adequacy of state law remedies. The Court noted that while the “lack of support in the legislative record is not determinative ... identifying the targeted constitutional wrong or evil is still a critical part of our § 5 calculus.... ” 119 S.Ct. at 2209. The Court said that the record offered only “scant support for Congress’ conclusion that states were depriving patent owners of property without due process of law by [1218]*1218pleading sovereign immunity in federal court patent actions.” 119 S.Ct. at 2209.

With these guidelines in mind, we consider each of the acts at issue in this case.

/. The ADA

Congress having unequivocally expressed its intent for the ADA to abrogate sovereign immunity, 42 U.S.C. § 12202

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Bluebook (online)
193 F.3d 1214, 9 Am. Disabilities Cas. (BNA) 1635, 1999 U.S. App. LEXIS 26846, 76 Empl. Prac. Dec. (CCH) 46,154, Counsel Stack Legal Research, https://law.counselstack.com/opinion/garrett-v-university-of-alabama-at-birmingham-board-of-trustees-ca11-1999.