William Hibbs, United States of America, Intervenor v. Department of Human Resources Charlotte Crawford Nikki Firpo

273 F.3d 844, 2001 Daily Journal DAR 12844, 2001 Cal. Daily Op. Serv. 10272, 7 Wage & Hour Cas.2d (BNA) 865, 2001 U.S. App. LEXIS 26364, 81 Empl. Prac. Dec. (CCH) 40,842, 2001 WL 1568323
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 11, 2001
Docket99-16321
StatusPublished
Cited by88 cases

This text of 273 F.3d 844 (William Hibbs, United States of America, Intervenor v. Department of Human Resources Charlotte Crawford Nikki Firpo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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William Hibbs, United States of America, Intervenor v. Department of Human Resources Charlotte Crawford Nikki Firpo, 273 F.3d 844, 2001 Daily Journal DAR 12844, 2001 Cal. Daily Op. Serv. 10272, 7 Wage & Hour Cas.2d (BNA) 865, 2001 U.S. App. LEXIS 26364, 81 Empl. Prac. Dec. (CCH) 40,842, 2001 WL 1568323 (9th Cir. 2001).

Opinion

TASHIMA, Circuit Judge:

William Hibbs brought suit in district court against the Nevada Department of Human Resources, its director, Charlotte Crawford, and Hibbs’ supervisor, Nikki Firpo (collectively “Defendants”), for violations of the Family and Medical Leave Act of 1993 ( “FMLA”), 29 U.S.C. §§ 2601-2654, and 42 U.S.C. § 1983 and the Fourteenth Amendment, as well as various state-law claims. He timely appeals the district court’s grant of Defendants’ motion for summary judgment on his federal claims and the dismissal without prejudice of his state-law claims. We have jurisdiction under 28 U.S.C. § 1291, and we reverse.

I. BACKGROUND

Hibbs was an employee of the Nevada Department of Human Resources, Welfare Division (the ‘Welfare Division”). In April and May 1997, he requested leave to care for his ailing wife. His request was approved for the full 480 hours (12 weeks) of leave under the FMLA, to be used intermittently, as needed, between May 1, 1997, and December 31, 1997.

In June 1997, Hibbs requested 379.8 hours of “catastrophic leave,” and he was granted 200 hours of such leave. He was informed that the leave would “be counted *849 against [his] annual FMLA leave entitlement.” In September 1997, Hibbs requested an additional 179.8 hours of catastrophic leave, and he was granted 180 hours of such leave.

The last day that Hibbs went to work was August 5, 1997; before then, he had already been using his leave time intermittently, as approved. In October 1997, the Welfare Division informed Hibbs that he had exhausted his 12 weeks of FMLA leave. Hibbs requested 200 more hours of catastrophic leave, but his request appears not to have been approved. 1

By a hand-delivered letter of November 6, 1997, the Welfare Division informed Hibbs that no further leave time would be approved and that he was to report to work on November 12, 1997, or face disciplinary action. When Hibbs failed to report to work and did not call in to explain his absence, he was given a written reprimand in which the Welfare Division ordered him to report to work immediately or face “further disciplinary action up to and including termination.”

On December 8, 1997, Hibbs was given a written “Specificity of Charges,” which described the disciplinary charges against him, stated that the recommended disciplinary action was dismissal, and informed him that a predisciplinary hearing was scheduled. Hibbs appeared at the hearing, which took place on December 19, 1997; he was not represented by counsel at the hearing, but he had consulted with an attorney beforehand. Hibbs argued that the Welfare Division was misapplying the FMLA and that his unpaid FMLA leave should begin to run after his paid catastrophic leave ended, not concurrently with it. The hearing officer recommended Hibbs’ dismissal. Effective December 22, 1997, Hibbs’ employment with the Welfare Division was terminated.

On January 7, 1998, Hibbs filed a grievance with the Welfare Division. The grievance was rejected because the grievance procedure is available only to employees and, by then, Hibbs was no longer employed by the Welfare Division. Construing the grievance as an appeal of the decision of the predisciplinary hearing, the Welfare Division forwarded it to the Nevada Department of Personnel. The Nevada Personnel Commission dismissed the appeal with prejudice as untimely.

Hibbs then brought suit in federal district court against Defendants. He sought damages and injunctive and declaratory relief for violations of the FMLA and the Due Process Clause of the Fourteenth Amendment, as well as on several state-law grounds. On Defendants’ motion for summary judgment, the district court concluded that the FMLA claim was barred by Nevada’s Eleventh Amendment immunity and that Hibbs’ Fourteenth Amendment rights had not been violated. Having granted summary judgment on the federal claims, the district court declined to exercise supplemental jurisdiction over the state-law claims and dismissed them without prejudice to their being pursued in state court. This timely appeal followed. On appeal, the United States has intervened to defend the validity of the FMLA’s application to the states.

II. STANDARD OF REVIEW

We review the district court’s grant of summary judgment de novo. Weiner v. San Diego County, 210 F.3d 1025, 1028 (9th Cir.2000). The issue of whether a party is immune from suit under the Elev *850 enth Amendment is reviewed de novo. Sofamor Danek Group, Inc. v. Brown, 124 F.3d 1179, 1183 n. 2 (9th Cir.1997); Harrison v. Hickel, 6 F.3d 1347, 1352 (9th Cir.1993).

III. DISCUSSION

A. Eleventh Amendment Immunity and the FMLA

“Under the Eleventh Amendment, a state is immune from suit under state or federal law by private parties in federal court absent a valid abrogation of that immunity or an express waiver by the state.” Mitchell v. Franchise Tax Bd. (In re Mitchell), 209 F.3d 1111, 1115-16 (9th Cir.2000) (citing Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 669-70, 119 S.Ct. 2219, 144 L.Ed.2d 605 (1999); Seminole Tribe v. Florida, 517 U.S. 44, 64-68, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996)). The same immunity also applies to state agencies. Fla. Dep’t of State v. Treasure Salvors, Inc., 458 U.S. 670, 684, 102 S.Ct. 3304, 73 L.Ed.2d 1057 (1982).

Congress can abrogate state sovereign immunity if it both (1) unequivocally expresses its intent to do so, and (2) acts pursuant to a valid exercise of power. Seminole Tribe, 517 U.S. at 55, 116 S.Ct. 1114 (citing Green v. Mansour, 474 U.S. 64, 68, 106 S.Ct. 423, 88 L.Ed.2d 371 (1985)). Congress cannot abrogate state sovereign immunity by means of its Article I powers. Id. at 72-73, 106 S.Ct. 423. It can, however, abrogate state sovereign immunity by means of its enforcement power under section 5 of the Fourteenth Amendment. Bd. of Trustees of the Univ. v. Garrett, 531 U.S. 356, 121 S.Ct. 955, 962, 148 L.Ed.2d 866 (2001); Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 80, 120 S.Ct. 631, 145 L.Ed.2d 522 (2000).

There is no case law in our circuit on the validity under the Eleventh Amendment of private FMLA suits against the states. 2 Seven other circuits have held that the FMLA was not enacted pursuant to a valid exercise of Congress’ section 5 power. Laro v. New Hampshire, 259 F.3d 1, 11 (1st Cir.2001); Townsel v. Missouri, 233 F.3d 1094, 1096 (8th Cir.2000); Chittister v. Dep’t of Cmty. & Econ. Dev., 226 F.3d 223, 229 (3d Cir.2000); Kazmier v. Widmann, 225 F.3d 519

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273 F.3d 844, 2001 Daily Journal DAR 12844, 2001 Cal. Daily Op. Serv. 10272, 7 Wage & Hour Cas.2d (BNA) 865, 2001 U.S. App. LEXIS 26364, 81 Empl. Prac. Dec. (CCH) 40,842, 2001 WL 1568323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/william-hibbs-united-states-of-america-intervenor-v-department-of-human-ca9-2001.