Brockman v. Wyoming Department of Family Services

342 F.3d 1159, 14 Am. Disabilities Cas. (BNA) 1423, 8 Wage & Hour Cas.2d (BNA) 1737, 2003 U.S. App. LEXIS 18370, 84 Empl. Prac. Dec. (CCH) 41,499, 2003 WL 22054342
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 4, 2003
Docket01-8046
StatusPublished
Cited by69 cases

This text of 342 F.3d 1159 (Brockman v. Wyoming Department of Family Services) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brockman v. Wyoming Department of Family Services, 342 F.3d 1159, 14 Am. Disabilities Cas. (BNA) 1423, 8 Wage & Hour Cas.2d (BNA) 1737, 2003 U.S. App. LEXIS 18370, 84 Empl. Prac. Dec. (CCH) 41,499, 2003 WL 22054342 (10th Cir. 2003).

Opinion

HENRY, Circuit Judge.

Kathleen Brockman sued her former employer, the Wyoming Department of Family Services (“DFS”), and several employees of DFS in their individual and official capacities, claiming violations of various federal statutes and asserting state tort claims. Ms. Brockman appeals parts of the district court’s order granting the defendants’ motions for summary judgment on all of her claims. We exercised jurisdiction under 28 U.S.C. § 1291 and abated her appeal pending the Supreme Court’s decision in Nevada Dep’t of Human Resources v. Hibbs, — U.S. -, 123 S.Ct. 1972, 155 L.Ed.2d 953 (2003). We now affirm.

I. BACKGROUND

Ms. Brockman worked full-time for DFS as a day-care licensor beginning in March *1162 of 1992. She received favorable job performance evaluations through 1996. During 1996, the manager of the office out of which Ms. Brockman worked allegedly began spreading rumors about Ms. Brock-man’s mental instability and accusing Ms. Brockman of being a lesbian. The manager apparently approached Ms. Brockman’s supervisors with complaints regarding Ms. Brockman, and in the following months a number of meetings occurred at which Ms. Brockman alleges that she was targeted for unfair treatment by her supervisors. Starting in early 1997, Ms. Brockman began to receive negative job evaluations, and in response she filed multiple grievances objecting to the evaluations. Further problems ensued as Ms. Brockman and her supervisors engaged in discussions, short-lived agreements, warnings, and hostile exchanges.

In March of 1998, Ms. Brockman received a “needs improvement” evaluation. That year, Ms. Brockman began suffering the symptoms of post-traumatic stress disorder, the onset of which was allegedly triggered by the hostility of her supervisors. She later began seeing a counselor for depression, anxiety, and other physical symptoms.

During 1997 and 1998, Ms. Brockman had taken paid sick leave on a number of occasions. In a letter dated March 10, 1998, Ms. Brockman received notice that DFS was retroactively designating the paid sick leave that she had taken between February 10 and 27, 1998 as leave taken pursuant to the Family and Medical Leave Act of 1993, 29 U.S.C. § 2601 et seq. (“the FMLA”). DFS later retroactively counted an additional six weeks of leave towards Ms. Brockman’s annual allowance of twelve weeks of FMLA leave. In January 1999, DFS informed Ms. Brockman that she had used her entire 12 weeks of FMLA leave and would have to work another 12-month period beginning January 22, 1999 to qualify for more leave time.

In February 1999, Ms. Brockman was suspended without pay for ten days for improper use of e-mail. At the end of that suspension, Ms. Brockman did not return to work. Instead, she notified DFS that she wished to take another twelve weeks of FMLA leave to treat the symptoms of her stress disorder. Allegedly, Ms. Brock-man had on two occasions communicated to her supervisors her therapist’s opinion that between one and three months of leave would allow her to recover and return to work. See Aplt’s Reply Br. at 10. On April 19, 1999, DFS sent Ms. Brock-man notice of its plan to terminate her employment, and she was terminated on May 17,1999.

Ms. Brockman retained counsel and received a hearing before a Hearing Examiner in the Wyoming’s Office of Administrative Hearings. The Examiner determined on summary judgment that DFS had established good cause for firing Ms. Brock-man as required under state law. See Wyo. Stat. Ann. § 9 — 2—1019(a)(iii) (Michie 2003).

Ms. Brockman did not appeal the result of her administrative hearings. She filed suit in federal district against the State of Wyoming 1 and the DFS employees alleg *1163 edly involved in creating the conditions that led to the onset of her symptoms and her firing, asserting a variety of claims under federal and state law. The district court granted the defendants’ motion for summary judgment on all claims and awarded costs to the defendants.

Ms. Brockman appeals the following rulings by the district court: (1) dismissal, on the basis of collateral estoppel, of her claim for interference with, and denial of, medical leave under the self-care provision of the FMLA; (2) dismissal of her claim under the Rehabilitation Act that DFS failed to accommodate Ms. Brockman’s disability and committed wrongful discharge; and (3) dismissal of Ms. Brock-man’s pendent state tort claim against the individual defendants for intentional infliction of emotional distress. Ms. Brockman also argues that sovereign immunity does not bar her claims under either the FMLA or the Rehabilitation Act. Finally, Ms. Brockman argues that it was “unconscionable” for the district court to award costs against her.

II. ANALYSIS

The district court granted summary judgment for the defendants on all of Ms. Brockman’s claims. We review the grant of summary judgment de novo. Goldsmith v. Learjet, Inc., 90 F.3d 1490, 1493 (10th Cir.1996). Summary judgment is appropriate only if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c).

We analyze below each of the four substantive issues that Ms. Brockman raises on appeal: (1) FMLA claims, (2) Rehabilitation Act claims, (3) state tort claims, and (4) the award of costs to the defendants. Because state sovereign immunity is a threshold jurisdictional issue, we must address it first when it is asserted by a defendant. See Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 94, 118 S.Ct. 1003, 140 L.Ed.2d 210 (1998) (rejecting the doctrine of hypothetical jurisdiction and instructing that challenges to Article III jurisdiction must be resolved before a panel may address the merits of the underlying claims). For the FMLA and Rehabilitation Act claims, we therefore first consider the State’s assertion of sovereign immunity before proceeding to the merits of each issue. 2

As we discuss below, because we conclude that Ms. Brockman’s FMLA claim against DFS is barred, we do not reach the merits of that claim. We do, however, consider her FMLA claim against the named individual defendants and her claim against the State for reinstatement. Similarly, we must consider whether the State is protected by sovereign immunity against claims under the Rehabilitation Act. Concluding that the State waived its immunity, we consider Ms. Brockman’s challenge to the merits of the district court’s ruling on those claims. We then consider the district court’s ruling on Ms. Brockman’s state tort claim. Finally, we consider the award of costs to the defendants.

A. Family and Medical Leave Act (FMLA) Claims

The district court held that Ms.

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Bluebook (online)
342 F.3d 1159, 14 Am. Disabilities Cas. (BNA) 1423, 8 Wage & Hour Cas.2d (BNA) 1737, 2003 U.S. App. LEXIS 18370, 84 Empl. Prac. Dec. (CCH) 41,499, 2003 WL 22054342, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brockman-v-wyoming-department-of-family-services-ca10-2003.