University of Texas at El Paso v. Herrera

322 S.W.3d 192, 53 Tex. Sup. Ct. J. 956, 2010 Tex. LEXIS 479, 93 Empl. Prac. Dec. (CCH) 43,940, 2010 WL 2636086
CourtTexas Supreme Court
DecidedJuly 2, 2010
Docket08-1049
StatusPublished
Cited by33 cases

This text of 322 S.W.3d 192 (University of Texas at El Paso v. Herrera) is published on Counsel Stack Legal Research, covering Texas Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
University of Texas at El Paso v. Herrera, 322 S.W.3d 192, 53 Tex. Sup. Ct. J. 956, 2010 Tex. LEXIS 479, 93 Empl. Prac. Dec. (CCH) 43,940, 2010 WL 2636086 (Tex. 2010).

Opinion

Justice WILLETT

delivered the opinion of the Court.

This case under the Family and Medical Leave Act (FMLA) raises two important immunity issues: (1) did Congress validly abrogate Texas’ sovereign immunity under the FMLA’s self-care provision; and if not (2) did the University of Texas at El Paso (UTEP) waive the State’s immunity through a single sentence in its Handbook of Operating Procedures? We hold that UTEP’s immunity was neither validly abrogated nor voluntarily waived, and the court of appeals erred in affirming the trial court’s denial of UTEP’s plea to the jurisdiction.

I. Background

Alfredo Herrera worked for UTEP as a heating, ventilation, and air-conditioning technician. In March 2005 he sustained an on-the-job injury to his left elbow. Herrera took approximately nine months leave and returned to work in January 2006. UTEP terminated Herrera’s employment less than one month later.

Herrera sued UTEP, claiming it fired him for (1) taking personal medical leave under the self-care provision of the FMLA and (2) exercising his First Amendment rights by complaining about unsafe work conditions. UTEP filed a plea to the jurisdiction on the FMLA claim, contending it was barred by sovereign immunity. The trial court denied the plea, and a divided court of appeals affirmed, holding the self-care provision validly abrogated the States’ sovereign immunity. 1

The court of appeals anchored its holding on the United States Supreme Court’s decision in Nevada Department of Human Resources v. Hibbs, 2 , which concerned the FMLA’s family-care provision related to ill spouses, children or parents. The court of appeals reasoned that the self-care provision, like the family-care provision in Hibbs, was intended to advance equal-protection rights and was thus a valid exercise of Congress’s powers under § 5 of the Fourteenth Amendment. 3 The dissenting justice emphasized that “[t]he majority *194 opinion flies in the face of a mountain of contrary and persuasive legal authority.” 4

II. Discussion

A. Does the Self-Care Provision Validly Abrogate State Immunity?

Congress listed five purposes underlying the FMLA:

(1) to balance the demands of the workplace with the needs of families, to promote the stability and economic security of families, and to promote national interests in preserving family integrity;
(2) to entitle employees to take reasonable leave for medical reasons, for the birth or adoption of a child, and for the care of a child, spouse, or parent who has a serious health condition;
(3) to accomplish the purposes described in paragraphs (1) and (2) in a manner that accommodates the legitimate interests of employers;
(4) to accomplish the purposes described in paragraphs (1) and (2) in a manner that, consistent with the Equal Protection Clause of the Fourteenth Amendment, minimizes the potential for employment discrimination on the basis of sex by ensuring generally that leave is available for eligible medical reasons (including maternity-related disability) and for compelling family reasons, on a gender-neutral basis; and
(5)to promote the goal of equal employment opportunity for women and men, pursuant to such clause. 5

To achieve these purposes, the FMLA grants eligible employees 6 up to “12 workweeks of leave during any 12-month period” for various health-related reasons, 7 including an employee’s “serious health condition,” 8 the so-called “self-care” provision at issue in this case. Employees returning from FMLA leave are entitled to be restored to their former position, or to a new position with equivalent benefits, pay, and other terms and conditions of employment. 9

Two threshold issues are undisputed: (1) Herrera is an “eligible employee” under the FMLA; and (2) the Act by its terms applies to state employers like UTEP. 10 Today’s narrow dispute is whether Congress overreached in exposing *195 States to FMLA claims under the self-care provision.

Our federal and state constitutional designs embody the principle of state sovereignty that shields States from private suits in their own courts and in the federal courts. 11 Herrera’s FMLA suit is thus barred by sovereign immunity unless (1) Congress validly abrogates it, or (2) the State voluntarily waives it. As for abrogation, federal legislation can overcome the States’ immunity provided Congress (1) unequivocally expresses its intent to do so, and (2) acts “pursuant to a constitutional provision granting Congress the power to abrogate.” 12 The first part is undeniable in this case; the text explicitly subjects States to FMLA claims, 13 and the Supreme Court has determined as much. 14 The second part is what matters here: did Congress have constitutional authority to abrogate the States’ immunity for purposes of the FMLA’s self-care provision? 15

The principal source for abrogation authority is § 5 of the Fourteenth Amendment: “The Congress shall have power to enforce, by appropriate legislation, the provisions of this article.” 16 As the Supreme Court has explained, “Section 5 grants Congress the power ‘to enforce’ the substantive guarantees of § 1 — among them, equal protection of the laws — by enacting ‘appropriate legislation.’ ” 17

Congress’s § 5 enforcement power is not limitless, however. If federal legislation “reachfes] beyond the scope of § l’s actual guarantees,” it can validly abrogate the States’ immunity only when it is “an appropriate remedy for identified constitutional violations, not ‘an attempt to substantively redefine the States’ legal obligations.’ ” 18

To pass constitutional muster, § 5 legislation must meet the two-part test refined in City of Boerne v. Flores 19

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Bluebook (online)
322 S.W.3d 192, 53 Tex. Sup. Ct. J. 956, 2010 Tex. LEXIS 479, 93 Empl. Prac. Dec. (CCH) 43,940, 2010 WL 2636086, Counsel Stack Legal Research, https://law.counselstack.com/opinion/university-of-texas-at-el-paso-v-herrera-tex-2010.