OPINION BY
Judge LEAVITT.
The Commonwealth of Pennsylvania, Department of Transportation (PennDOT), appeals from an order of the Court of Common Pleas of Luzerne County (trial court) denying its motion for summary judgment. This case presents an issue of first impression: whether an employee of a Commonwealth agency, injured in the course of his employment, can collect workers’ compensation benefits and also maintain a suit against a different Commonwealth agency for his injuries. The trial court determined that such an action is permissible. We reverse.
On July 18, 2000, Appellee Gerald Kincel (Kincel), a Pennsylvania State Trooper, was investigating the scene of a motor vehicle accident on Interstate Route 81 in Luzerne County, Pennsylvania. As Kincel lifted a traffic sign that was lying on the roadside, part of the roadway collapsed and the officer fell into a hole approximately nine feet deep. Kincel sustained injuries to his left knee, right ribs and left wrist. He was out of work for six weeks and returned to light-duty work for eight weeks. Kincel received workers’ compensation benefits and benefits under the act commonly referred to as the Heart and Lung Act.
Further background to the incident is as follows. In 1998, Appellee Dick Corporation contracted with PennDOT to perform road work in the area where Kincel was injured. At this point in the litigation, there is apparently no dispute that Dick Corporation was responsible for the formation of the hole and that PennDOT was
aware of the dangerous condition at least eight weeks prior to Kincel’s accident.
Kineel filed a civil complaint against PennDOT and Dick Corporation in April 2002. His wife, Lisa Kineel, joined in his action with a claim for loss of consortium. In its answer, Dick Corporation asserted a crossclaim against "PennDOT seeking indemnification and/or contribution in the event that it was found hable in whole or in part for Kincel’s injuries. PennDOT filed a motion for summary judgment arguing,
inter alia,
that Kincel’s claim and Dick Corporation’s crossclaim were barred by the exclusivity provisions of Section 303 of the Workers’ Compensation Act (Act).
CompServiees, Inc., the administrator of the Commonwealth of Pennsylvania’s workers’ compensation program, has also asserted a lien in the amount of $8,309.29 against any recovery by Kineel on his third-party claims. Reproduced Record at 35 (R.R_).
The trial court denied PennDOT’s summary judgment motion, reasoning that each of the Commonwealth’s governmental agencies is an employer independent of the Commonwealth itself and that PennDOT is neither Kincel’s employer nor his statutory employer.
PennDOT petitioned the trial court pursuant to Pa.R.A.P. 1311(b) to amend its order to certify a controlling question of law for interlocutory appeal.
The trial court denied PennDOT’s petition by order dated June 15, 2004. PennDOT petitioned this Court for review and on July 23, 2004, we granted the petition. The matter is now ready for disposition.
Section 303(a) of the Act bars an employee from bringing a suit at common law against his employer for injuries sustained in furtherance of the employer’s business; it makes benefits under the Act the sole and exclusive means for an individual to recover for such injuries.
Sutmire v. Andrews,
108 Pa.Cmwlth. 90, 529 A.2d 68, 70 (1987). Section 303(b) preserves the common law right of action by the employee against a third-party tortfeasor but generally immunizes the employer from liability to the third party for contribution or indemnification. Id
The term “employer” as used in the Act, is “synonymous with master, and ... include[s] ... the Commonwealth, and all governmental agencies created by it.” Section 103 of the Act, 77 P.S. § 21.
The trial court’s analysis focused on the relationship, or lack thereof, between Kin-cel and PennDOT. The court first looked to the statutory definition of “employer” in the Act, which, as stated above, includes “the Commonwealth and all governmental agencies created by it.”
Id.
In the trial court’s view, Section 103 means that each Commonwealth agency, such as PennDOT and the Pennsylvania State Police, is a separate employer, independent of the Commonwealth itself. From this premise, the trial court reasoned that none of the usual criteria were present to establish an employment relationship between Kincel and PennDOT.
Accordingly, the trial court determined that PennDOT was not entitled to the immunity generally extended to a “statutory employer.”
The trial court’s analysis is flawed. While it may be true that Kincel is not assigned to PennDOT, the real issue is whether Kincel is an employee of the Commonwealth. The answer to this question lies first in certain fundamental principles of our Commonwealth government. The organization and management of the Commonwealth’s executive branch is governed generally by those provisions of the Pennsylvania Constitution dealing with the “Executive Department”
and “Public Officers;”
by the Administrative Codes of 1928
and 1929
(Administrative Code); and by other portions of Title 71' of the Pennsylvania Statutes relating to state government. For example, Section 201 of the Administrative Code states that
[t]he executive and administrative work of this Commonwealth shall be performed by the Executive Department, consisting of the Governor, Lieutenant Governor, Secretary of the Commonwealth, Attorney General, Auditor General, State Treasurer, and Secretary of Education; by the Executive Board,
and the Pennsylvania State Police.
71 P.S. § 61 (emphasis added). The Commissioner of the State Police is nominated and appointed by the Governor upon approval by a majority of the Senate. Section 207.1(d)(1) of the Administrative Code, 71 P.S. § 67.1(d)(1). The various members of the State Police Force are appointed by the Commissioner and receive such compensation as shall be fixed by the Commissioner, with the approval of the Governor. Section 205(c) of the Administrative Code, 71 P.S. § 65(c).
The Commonwealth has organized itself into branches of government but that does not mean that each branch and each department is a separate legal person.
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OPINION BY
Judge LEAVITT.
The Commonwealth of Pennsylvania, Department of Transportation (PennDOT), appeals from an order of the Court of Common Pleas of Luzerne County (trial court) denying its motion for summary judgment. This case presents an issue of first impression: whether an employee of a Commonwealth agency, injured in the course of his employment, can collect workers’ compensation benefits and also maintain a suit against a different Commonwealth agency for his injuries. The trial court determined that such an action is permissible. We reverse.
On July 18, 2000, Appellee Gerald Kincel (Kincel), a Pennsylvania State Trooper, was investigating the scene of a motor vehicle accident on Interstate Route 81 in Luzerne County, Pennsylvania. As Kincel lifted a traffic sign that was lying on the roadside, part of the roadway collapsed and the officer fell into a hole approximately nine feet deep. Kincel sustained injuries to his left knee, right ribs and left wrist. He was out of work for six weeks and returned to light-duty work for eight weeks. Kincel received workers’ compensation benefits and benefits under the act commonly referred to as the Heart and Lung Act.
Further background to the incident is as follows. In 1998, Appellee Dick Corporation contracted with PennDOT to perform road work in the area where Kincel was injured. At this point in the litigation, there is apparently no dispute that Dick Corporation was responsible for the formation of the hole and that PennDOT was
aware of the dangerous condition at least eight weeks prior to Kincel’s accident.
Kineel filed a civil complaint against PennDOT and Dick Corporation in April 2002. His wife, Lisa Kineel, joined in his action with a claim for loss of consortium. In its answer, Dick Corporation asserted a crossclaim against "PennDOT seeking indemnification and/or contribution in the event that it was found hable in whole or in part for Kincel’s injuries. PennDOT filed a motion for summary judgment arguing,
inter alia,
that Kincel’s claim and Dick Corporation’s crossclaim were barred by the exclusivity provisions of Section 303 of the Workers’ Compensation Act (Act).
CompServiees, Inc., the administrator of the Commonwealth of Pennsylvania’s workers’ compensation program, has also asserted a lien in the amount of $8,309.29 against any recovery by Kineel on his third-party claims. Reproduced Record at 35 (R.R_).
The trial court denied PennDOT’s summary judgment motion, reasoning that each of the Commonwealth’s governmental agencies is an employer independent of the Commonwealth itself and that PennDOT is neither Kincel’s employer nor his statutory employer.
PennDOT petitioned the trial court pursuant to Pa.R.A.P. 1311(b) to amend its order to certify a controlling question of law for interlocutory appeal.
The trial court denied PennDOT’s petition by order dated June 15, 2004. PennDOT petitioned this Court for review and on July 23, 2004, we granted the petition. The matter is now ready for disposition.
Section 303(a) of the Act bars an employee from bringing a suit at common law against his employer for injuries sustained in furtherance of the employer’s business; it makes benefits under the Act the sole and exclusive means for an individual to recover for such injuries.
Sutmire v. Andrews,
108 Pa.Cmwlth. 90, 529 A.2d 68, 70 (1987). Section 303(b) preserves the common law right of action by the employee against a third-party tortfeasor but generally immunizes the employer from liability to the third party for contribution or indemnification. Id
The term “employer” as used in the Act, is “synonymous with master, and ... include[s] ... the Commonwealth, and all governmental agencies created by it.” Section 103 of the Act, 77 P.S. § 21.
The trial court’s analysis focused on the relationship, or lack thereof, between Kin-cel and PennDOT. The court first looked to the statutory definition of “employer” in the Act, which, as stated above, includes “the Commonwealth and all governmental agencies created by it.”
Id.
In the trial court’s view, Section 103 means that each Commonwealth agency, such as PennDOT and the Pennsylvania State Police, is a separate employer, independent of the Commonwealth itself. From this premise, the trial court reasoned that none of the usual criteria were present to establish an employment relationship between Kincel and PennDOT.
Accordingly, the trial court determined that PennDOT was not entitled to the immunity generally extended to a “statutory employer.”
The trial court’s analysis is flawed. While it may be true that Kincel is not assigned to PennDOT, the real issue is whether Kincel is an employee of the Commonwealth. The answer to this question lies first in certain fundamental principles of our Commonwealth government. The organization and management of the Commonwealth’s executive branch is governed generally by those provisions of the Pennsylvania Constitution dealing with the “Executive Department”
and “Public Officers;”
by the Administrative Codes of 1928
and 1929
(Administrative Code); and by other portions of Title 71' of the Pennsylvania Statutes relating to state government. For example, Section 201 of the Administrative Code states that
[t]he executive and administrative work of this Commonwealth shall be performed by the Executive Department, consisting of the Governor, Lieutenant Governor, Secretary of the Commonwealth, Attorney General, Auditor General, State Treasurer, and Secretary of Education; by the Executive Board,
and the Pennsylvania State Police.
71 P.S. § 61 (emphasis added). The Commissioner of the State Police is nominated and appointed by the Governor upon approval by a majority of the Senate. Section 207.1(d)(1) of the Administrative Code, 71 P.S. § 67.1(d)(1). The various members of the State Police Force are appointed by the Commissioner and receive such compensation as shall be fixed by the Commissioner, with the approval of the Governor. Section 205(c) of the Administrative Code, 71 P.S. § 65(c).
The Commonwealth has organized itself into branches of government but that does not mean that each branch and each department is a separate legal person.
PennDOT offered uncontroverted evidence that Kincel is an employee of the Commonwealth. Linda M. Bonney, Director of the Bureau of Human Resources for the Pennsylvania State Police, submitted an affidavit stating
inter alia
that (1) all State Troopers are paid by the Commonwealth and receive a paycheck drawn from the State Treasury, signed by the State Treasurer; (2) all State Troopers receive a Commonwealth of Pennsylvania Employee Pay Statement; (3) the Commonwealth provides medical benefits and life insurance for State Troopers and pays their employment taxes; (4) a pension from the State Employee Retirement System is provided to all State Troopers; (5) workers’ compensation coverage and Heart and Lung Act disability benefits are provided to State Troopers by the Com
monwealth;
(6) State Troopers work under a collective bargaining agreement between their union and the Commonwealth of Pennsylvania.
R.R. 36-37. Ms. Bon-ney also noted that “the Pennsylvania State Police does not have its own funding source, and all of its funding as a state agency, comes from the Commonwealth of Pennsylvania.” R.R. 37. In consideration of the evidence offered by PennDOT, and the fundamental principles of Commonwealth government enumerated above, it is beyond per adventure that all State Troopers, including Kincel, are employees of the Commonwealth who ultimately serve at the behest of the Governor.
Tellingly, Kincel offered no evidence to rebut the fact that he is an employee of the Commonwealth. Instead, Kincel argues that our Supreme Court’s decision in
Tork-Hiis v. Commonwealth, 558
Pa. 170, 735 A.2d 1256 (1999), is controlling here. We disagree. In
Tork-Hiis,
decedents died while cross-country siding in a state park. Them survivors (appellees) commenced wrongful death and survivor actions against the Commonwealth and two “John Doe” defendants. The Commonwealth preliminarily objected on the grounds that it was statutorily immune, that appellees had failed to name a “Commonwealth party” for which immunity had been waived, and that the statute of limitations precluded amendment of the complaint. The trial court determined that the Commonwealth and a Commonwealth agency are separate and distinct entities and, thus, appellees could not amend them complaint after the statute of limitations had run because addition of a new party would be prejudicial to that party. This Court reversed, finding that the addition of an agency was a mere correction of the caption and was permissible, even after the statute of limitations had expired, so long as the same assets were exposed to judgment before and after the amendment.
Tork-Hiis v. Commonwealth,
714 A.2d 518 (Pa.Cmwlth.1998),
reversed, 558
Pa. 170, 735 A.2d 1256 (1999).
The Pennsylvania Supreme Court reversed our decision, holding that for purposes of tort litigation “[t]he [Cjommon-wealth and its agencies are distinct legal entities; the substitution of one for the other amounts to the addition of a new party and is impermissible after the statute of limitations expires.”
Tork-Hiis,
558 Pa. at 177, 735 A.2d at 1259. The Court further explained that
the plaintiff seeks to name a new defendant, one whose assets, although ultimately arising from the same tax base, are not congruent with those of the [Commonwealth, and one that was not a party to the proceedings. The department asset pool consists of funds specifically allocated for the department’s use, while the asset pool of the [Commonwealth would necessarily encompass the specifically allocated funds of all departments. While the amount of compensation sought is the same regardless of thej
source (the [C]ommonwealth or its agency), the assets of the [CJommonwealth are not the same as the assets of any of its agencies.
Id.
at 176-177, 735 A.2d at 1259. Kincel seizes upon the above language as support for his argument that, as an employee of the Pennsylvania State Police, he is entitled to bring a tort action against Penn-DOT, which is a distinct, separately funded entity.
The flaw in Kincel’s argument lies in the fundamental distinction between two different statutory schemes, one relating to the waiver of sovereign immunity and the other relating to compensation of injured workers. The legislature has, in certain limited instances, waived sovereign immunity as a bar to actions against “Commonwealth parties.” 42 Pa.C.S. § 8522(a).
The Commonwealth itself remains absolutely immune from suits brought against it in its own courts and in federal courts, as guaranteed by the Eleventh Amendment to the United States Constitution. 42 Pa.C.S. § 8521.
In light of the foregoing principles, it is not surprising that our Supreme Court in
Tork-Hiis
distinguished the Commonwealth from its various agencies; one is always immune while the other is not if immunity has been specifically waived. When viewed in its proper context, the Court’s
dicta
regarding the funding of the Commonwealth’s departments makes sense. In sum, what may be gleaned from
Tork-Hiis
is that, for the exceptional negligence claim, the legislature has placed the burden on the plaintiff to identify the state agency that is the alleged tortfeasor. Simply naming the “Commonwealth” as a defendant is inadequate in terms of providing notice to the proper parties for investigative purposes.
That the Commonwealth and its various agencies are distinct entities for purposes of waiver of sovereign immunity does not mean that they are distinct in other contexts. Such is the case for workers’ compensation. The definition of “employer” in the Act does not distinguish the various agencies of the Commonwealth from the Commonwealth itself. Rather, the Act defines “employer” as “the Commonwealth, and all governmental agencies created by it.” 77 P.S. § 21. The legislature could have provided that each agency is a separate employer for purposes of the Act, but it did not. Because the Commonwealth is a single legal entity, we believe it would take very clear language to effect the result that each agency is a separate
employer.
Furthermore, the exclusivity provisions of Section 303 of the Act are designed to insulate an employer from liability while granting an employee the right to collect benefits without proving fault. Adopting Kincel’s position would destroy this careful balance. Any damages recovered by Kineel in his tort action against PennDOT would be paid from the State Treasury, which, as PennDOT demonstrated, is also the ultimate source of funding for Kincel’s workers’ compensation benefits.
Kincel’s theory of liability has been asserted unsuccessfully against municipalities in Pennsylvania. For example, in
Berger v. U.G.I. Corporation,
285 Pa.Super. 374, 427 A.2d 1161 (1981), William Berger, a firefighter employed by the City of Allentown (city), was killed by a gas explosion while fighting a fire. Berger’s widow brought wrongful death and survivor actions against UGI. UGI subsequently joined the city as an additional defendant, alleging that the city’s water and sewer department was also negligent. The city answered that it could not be joined as an additional defendant pursuant to Section 303(b) of the Act since Berger had been killed in the course of his employment. The trial court granted the city’s motion for judgment on the pleadings.
On appeal to the Superior Court, UGI argued that the city was not immune from suit by a third party under the Act because the injured employee worked in a department which was separate and distinct from the allegedly negligent department. The Court rejected UGI’s theory, reasoning as follows:
Other jurisdictions have refused to distinguish one governmental function from another for the purpose of their workmen’s compensation exclusivity provisions.
In
Wright v. Moore,
380 So.2d 172 (La.App.1979),
cert. denied,
382 So.2d 164 (La.,1980) the state was named as a defendant on the basis that the transportation department was a separate entity from the health department which employed the injured nurse. In affirming a grant of summary judgment for the state, the court said:
We cannot find in this instance that the State of Louisiana occupies a dual capacity,[
] that of employer and tort-
feasor. Whether maintaining the traffic signal alleged by the plaintiff to have played a causative role in the accident, or whether providing nurses for health care, the status of the State in this lawsuit is that of employer only. 380 So.2d at 174 (citations omitted).
Berger,
427 A.2d at 1163 (citing cases from numerous jurisdictions in accord) (emphasis added). There is no principled distinction to be made between a municipality and the Commonwealth for purposes of our analysis, and we decline to distinguish one governmental function (police) from another (highway safety) for purposes of the exclusivity provisions of the Act.
In sum, we reject the trial court’s conclusion that the Pennsylvania State Police and PennDOT are separate enterprises for purposes of Section 303 of the Act. As a matter of law, the Commonwealth is the employer of all of the individuals who work for its myriad agencies, departments and other instrumentalities-, including the Pennsylvania State Police and PennDOT. To allow Kincel and Dick Corporation to proceed with their claims against the Commonwealth through PennDOT would upset the delicate balance struck by the Workers’ Compensation Act between insulating employers from tort liability while guaranteeing no-fault benefits to employees injured on the job. Thus, Kincel’s action against PennDOT is barred under Section 303(a) of the Act. Dick Corporation’s cross-claim against PennDOT for contribution and/or indemnification is likewise barred under Section 303(b).
For these reasons, PennDOT was entitled to judgment as a matter of law and the trial court erred in denying its motion for summary judgment. Accordingly, we reverse the order of the trial court and remand this matter for entry of judgment in favor of PennDOT on Kincel’s claim and Dick Corporation’s crossclaim!
ORDER
AND NOW, this 9th day of February, 2005, the order of the Court of Common Pleas of Luzerne County in the above-captioned matter dated May 6, 2004, is hereby REVERSED and the matter is remanded for further proceedings consistent with this opinion.
Jurisdiction relinquished.