Wikimedia Foundation v. National Security Agency

857 F.3d 193, 2017 WL 2240910, 2017 U.S. App. LEXIS 8957
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 23, 2017
Docket15-2560
StatusPublished
Cited by460 cases

This text of 857 F.3d 193 (Wikimedia Foundation v. National Security Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wikimedia Foundation v. National Security Agency, 857 F.3d 193, 2017 WL 2240910, 2017 U.S. App. LEXIS 8957 (4th Cir. 2017).

Opinions

DIAZ, Circuit Judge:

The Wikimedia Foundation and eight other organizations appeal the dismissal of their complaint challenging Upstream surveillance, an electronic surveillance program operated by the National Security Agency (the “NSA”). The district court, relying on the discussion of speculative injury from Clapper v. Amnesty International USA, 568 U.S. 398, 133 S.Ct. 1138, 185 L.Ed.2d 264 (2013), held that the allegations in the complaint were too speculative to establish Article III standing. We conclude that Clapper's, analysis of speculative injury does not control this case, since the central allegations here are not speculative. Accordingly, as for Wikimedia, we vacate and remand because it makes allegations sufficient to survive a facial challenge to standing. As for the other Plaintiffs, we affirm because the complaint does not contain enough well-pleaded facts entitled to the presumption of truth to establish their standing.

I.

A.

Before diving into the details of Plaintiffs’ complaint, we provide an overview of the Foreign Intelligence Surveillance Act (“FISA”), 50 U.S.C. § 1801 et seq., the statute from which the government derives its authority to conduct Upstream surveillance.

Congress enacted FISA in 1978 to regulate electronic surveillance undertaken to gather foreign intelligence information. David S. Kris & J. Douglas Wilson, National Security Investigations and Prosecutions § 3:8 (2d ed.), Westlaw (database updated Aug. 2016) (hereinafter Kris & Wilson); see also 50 U.S.C. § 1801 (defining electronic surveillance). FISA created two specialized courts—the Foreign Intelligence Surveillance Court (the “FISC”), from which the government generally must obtain authorization before conducting electronic surveillance, and the Foreign Intelligence Surveillance Court of Review, which has jurisdiction to review the denial of a FISA application for electronic surveillance. Kris & Wilson § 5:1. As originally enacted, FISA required the government to demonstrate probable cause to believe that the target of its surveillance was “a foreign power or an agent of a foreign power,” and that the facility or place at which surveillance would be directed was “being used, or is about to be used, by a foreign power or an agent of a foreign power.” 50 U.S.C. § 1805(a)(2); see also Kris & Wilson § 7:2.

“Until 2008, FISA applied only to investigative conduct inside the United States.” Kris & Wilson § 4:2. That changed through the FISA Amendments Act of 2008, which authorized the government to acquire foreign-intelligence information by targeting for up to one year non-U.S. persons reasonably believed to be abroad. See 50 U.S.C. § 1881a. FISA Section 702, 50 U.S.C. § 1881a, sets forth the process for obtaining that authority.

Generally, the Attorney General and the Director of National Intelligence initiate the process by submitting a “certification” regarding the proposed surveillance to the FISC for approval. Id. § 1881a(g)(1)(A). [201]*201That certification must attest, inter alia, that:

(1) procedures are in place “that ... are reasonably designed” to ensure that an acquisition is “limited to targeting persons reasonably believed to be located outside” the United States; (2) minimization procedures adequately restrict the acquisition, retention, and dissemination of nonpublic information about uncon-senting U.S. persons ...; (3) guidelines have been adopted to ensure compliance with targeting limits and the Fourth Amendment; and (4) the procedures and guidelines ... comport with the Fourth Amendment.

Clapper, 133 S.Ct. at 1145 (quoting 50 U.S.C. § 1881a(g)(2)).

The FISC reviews the certification to ensure that it contains the statutorily required elements and has targeting and minimization procedures that are both consistent with the Fourth Amendment and are “reasonably designed” to meet certain requirements. Id. In particular, the FISC must find that the targeting procedures are “reasonably designed” to: (i) ensure that acquisition “is limited to targeting persons reasonably believed to be located outside the United States,” and (ii) “prevent the intentional acquisition of’ wholly domestic communications. 50 U.S.C. § 1881a(i)(2)(B). The FISC must also find that the minimization procedures are “reasonably designed in light of the purpose and technique of the particular surveillance, to minimize the acquisition and retention, and prohibit the dissemination, of nonpublicly available information concerning unconsenting United States persons consistent with the need of the United States to obtain, produce, and disseminate foreign intelligence information.” Id. § 1801(h)(1); see id. § 1881a(i)(2)(C) (referring to § 1801(h)).

Section 702 prohibits the intentional targeting of “any person known at the time of acquisition to be located in the United States,” id. § 1881a(b), but allows the government to intercept communications between a U.S. person inside the country and a foreigner abroad targeted by intelligence officials, see id. § 1881a(a)-(b); see also Kris & Wilson § 17:5. Furthermore, surveillance under Section 702 may be conducted for purposes other than counterter-rorism—the statute defines “foreign intelligence information” to mean, among other things, information that relates to “the conduct of the foreign affairs of the United States,” 50. U.S.C. § 1801(e)(2)(B)—and the government need not identify “the specific facilities, places, premises, or property at which” it will direct surveillance, id. § 1881a(g)(4).

The absence of particularity and probable cause requirements in Section 702 surveillance allows the government to monitor the communications of thousands of individuals and groups under a single FISC Order. See Office of the Director of National Intelligence, Calendar Year 2014 Statistical Transparency Report 1-2 (2015) (stating that in 2014 the government used its authority pursuant to Section 702 to target an estimated 92,707 persons, groups, and entities under one FISC Order).1 Furthermore, the minimization procedures allow the government to retain communications—including those of U.S. persons—if the government concludes that they contain “foreign intelligence” information. See Kris & Wilson §§ 9:5, 17:5.

The government has acknowledged that it conducts two forms of surveillance under Section 702—PRISM and Upstream. See Privacy and Civil Liberties Oversight Board, Report on the Surveillance Pro[202]*202gram Operated Pursuant to Section 702 of the Foreign Intelligence Surveillance Act 7 (2014) (hereinafter PCLOB Report).2 Only Upstream is at issue here.

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Cite This Page — Counsel Stack

Bluebook (online)
857 F.3d 193, 2017 WL 2240910, 2017 U.S. App. LEXIS 8957, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wikimedia-foundation-v-national-security-agency-ca4-2017.