Higgins v. NYP Holdings, Inc.

836 F. Supp. 2d 182, 2011 WL 6083702, 2011 U.S. Dist. LEXIS 140607
District Court, S.D. New York·Decided December 7, 2011·No. No. 10 Civ. 8217 (PAE)·Published·Cited by 41 cases

Opinion

OPINION & ORDER

PAUL A. ENGELMAYER, District Judge:

Plaintiff Aaron Higgins (“Higgins”) moves for leave to amend his complaint [185] against defendant NYP Holdings, Inc. (“NYP”). Defendant NYP cross-moves for sanctions pursuant to 28 U.S.C. § 1927. For the following reasons, plaintiffs motion for leave to amend is granted in part and denied in part, and defendant’s cross motion for sanctions is denied.

I. Background1

Plaintiff Higgins is a former employee of defendant NYP, where he served as a finance order entry clerk for over four years. On November 12, 2008, NYP terminated Higgins’s employment. On March 11, 2009, Higgins filed an administrative complaint against NYP with the New York State Division of Human Rights (“SDHR”), alleging racial discrimination and retaliation. That complaint was simultaneously filed with the Equal Employment Opportunity Commission (“EEOC”). On March 26, 2009, NYP filed a response to plaintiffs complaint. After a period of investigation, the SDHR found that there was no probable cause to believe that NYP had engaged in unlawful discriminatory activity. Higgins did not appeal that determination. On July 22, 2010, the EEOC adopted the findings of the SDHR and issued plaintiff a “right to sue” letter.

On October 20, 2010, plaintiff, appearing pro se, filed a complaint against NYP in this Court. In that complaint, plaintiff claimed race and sex discrimination, and attendant retaliation, in violation of Title VII of the CM Rights Act of 1964 (42 U.S.C. § 2000e et seq.), the New York State Human Rights Law (New York State Executive Law § 296 et seq.) (“NYSHRL”), and the New York City Human Rights Law (New York City Administrative Code § 8-107 et seq.) (“NYCHRL”). On February 22, 2011, NYP answered the complaint. On March 28, 2011, Higgins retained counsel to prosecute his case. In late April, plaintiffs counsel began contacting the defendant and defense counsel regarding a putative amended complaint, and on May 6, 2011, filed a notice of appearance in this case.

Thereafter, plaintiff submitted a letter to the Honorable William H. Pauley III, United States District Judge, to whom this case was then assigned, requesting a premotion conference in relation to this contemplated motion to amend the complaint. On July 29, 2011, that conference — which included an extensive discussion of the proposed amended complaint (“PAC”)— was held. By Order dated August 3, 2011, Judge Pauley set a briefing schedule for the instant motion. Judge Pauley also noted that, “[hjaving discussed Plaintiffs proposed amendments at length at the July 29 conference, Plaintiff is cautioned that in the event the proposed Amended Complaint asserts frivolous claims, this Court will entertain a motion for sanctions.” On September 23, 2011, Higgins filed this motion to amend.

The PAC now before the Court for consideration alleges nine causes of action, asserting violations of nearly every employment-related statute applicable in this District. Counts I through IV allege violations of 42 U.S.C. § 1981, Title VII, the NYSHRL, and NYCHRL, respectively. They set forth a variety of theories of recovery, including hostile work environment, disparate treatment, failure to promote, failure to investigate allegations of discrimination, reliance on a biased and ineffective investigation of those allegations, improper discharge, and impermissible post-employment discrimination. Each theory posits that Higgins was unfavorably [186] treated because of his race (African-American) and/or religion (Muslim).

In Counts V through VII, plaintiff asserts separate violations of the Family and Medical Leave Act (29 U.S.C. § 2601, et seq.) (“FMLA”). Those claims attack NYP’s alleged interference with plaintiffs right to take FMLA-protected leave, failure to maintain adequate postings advising employees of their FMLA rights, and retaliation against plaintiff for utilizing FMLA-protected leave.

Finally, in Counts VIII and IX, Higgins claims that NYP is liable under the NYSHRL and NYCHRL for failing to accommodate an anxiety disorder which, plaintiff alleges, was caused by NYP’s discriminatory treatment of him and exacerbated by its refusal to allow Higgins to take protected leave in order to recover.

II. Discussion: Motion to Amend

A. Applicable Legal Standard

Federal Rule of Civil Procedure 15(a)(2) provides that leave to amend a complaint shall be “freely” given when “justice so requires.” However, “a district court has discretion to deny leave for good reason, including futility, bad faith, undue delay, or undue prejudice to the opposing party.” McCarthy v. Dun & Bradstreet Corp., 482 F.3d 184, 200-01 (2d Cir.2007). A proposal to amend a complaint is futile if the proposed amended complaint would fail to state a claim on which relief could be granted. Dougherty v. North Hempstead Bd. of Zoning Appeals, 282 F.3d 83, 88 (2d Cir.2002); see also Gorham-DiMaggio v. Countrywide Home Loans, Inc., 421 Fed.Appx. 97, 101 (2d Cir.2011) (summary order).

Thus, the issue of whether an amendment would be futile is governed by the same standard applied to the adequacy of an already-filed pleading. Dougherty, 282 F.3d at 88; Rodriguez v. New York City Police Dep’t, No. 10-cv-891, 2011 WL 5057205, at *3, 2011 U.S. Dist. LEXIS 122871, at *7-8 (S.D.N.Y. Oct. 24, 2011). Under that standard, the proposed amended complaint must contain factual allegations amounting to “more than an unadorned, the-defendant-unlawfully-harmed me accusation,” Ashcroft v. Iqbal, 556 U.S. 662, 129 S.Ct. 1937, 1949, 173 L.Ed.2d 868 (2009), such that those allegations, if accepted as true, “state a claim for relief that is plausible on its face.” South Cherry Street LLC v. Hennessee Group LLC, 573 F.3d 98, 110 (2d Cir.2009) (emphasis in original).

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Higgins v. NYP Holdings, Inc., 836 F. Supp. 2d 182, 2011 WL 6083702, 2011 U.S. Dist. LEXIS 140607 (S.D.N.Y. 2011).

836 F. Supp. 2d 182 (Higgins v. NYP Holdings, Inc.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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