Ronnie Stilwell v. City of Williams

831 F.3d 1234, 41 I.E.R. Cas. (BNA) 954, 2016 U.S. App. LEXIS 14409, 100 Empl. Prac. Dec. (CCH) 45,613, 2016 WL 4151221
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 5, 2016
Docket14-15540
StatusPublished
Cited by42 cases

This text of 831 F.3d 1234 (Ronnie Stilwell v. City of Williams) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ronnie Stilwell v. City of Williams, 831 F.3d 1234, 41 I.E.R. Cas. (BNA) 954, 2016 U.S. App. LEXIS 14409, 100 Empl. Prac. Dec. (CCH) 45,613, 2016 WL 4151221 (9th Cir. 2016).

Opinions

Dissent by Judge FERNANDEZ

[1238]*1238OPINION

FRIEDLAND, Circuit Judge:

Plaintiff-Appellant Ronnie Stilwell sued his city employer for retaliation, alleging that he was fired for planning to testify against the City in a lawsuit relating to age discrimination. Stilwell asserted that his termination violated both the First Amendment and the retaliation provision of the Age Discrimination in Employment Act (“ADEA”), 29 U.S.C. § 623(d). The question we must answer is whether the retaliation provision of the ADEA precludes a plaintiff such as Stilwell from bringing a First Amendment retaliation claim under 42 U.S.C. § 1983. We hold that it does not.

I.

Stilwell became Superintendent of the Water Department of the City of Williams, Arizona (the “City”), in 1991, and he served in that position until his termination in January 2011. It is the events surrounding his termination that gave rise to the instant lawsuit.1 Those events began when Stilwell became aware of a lawsuit against the City filed by Carolyn Smith, the City’s former Human Resources Director (the “Smith suit”). Smith alleged that the City retaliated against her in violation of the retaliation provision of the ADEA, after she complained about age discrimination against a different city employee, Glen Cornwell. In August 2009, Stilwell signed a sworn statement that supported Smith’s ADEA retaliation claim, and agreed to testify in Smith’s lawsuit. Later that month, a formal disclosure regarding Stilwell’s involvement as a witness was served upon the City as well as on then-Assistant City Manager Joe Duffy.

Stilwell alleges that following this agreement to testify, Duffy took numerous negative actions towards him that constituted retaliation. Between August and December 2009, Duffy sent Stilwell emails with negative comments, including emails attacking his job performance. In December 2009, Duffy became Interim City Manager and met with Stilwell to discourage him from testifying in the Smith suit.

In June 2010, the judge in the Smith suit denied a motion from the City Attorney to prevent Stilwell’s testimony. Duffy then had another meeting with Stilwell, in which Duffy stated that he wanted Stilwell to find a way out of testifying.

In September 2010, at a meeting with another city department head, the issue of Stilwell’s anticipated testimony for the Smith suit arose again. Stilwell explained that he would tell the truth if he was called to the stand, including by describing how Duffy had retaliated against Smith. Duffy and Stilwell subsequently had another confrontation in which Duffy expressed displeasure about Stilwell’s agreeing to testify. Following that confrontation, Duffy began to express additional concerns about Stilwell’s job performance.

In October 2010, Duffy continued to find problems with Stilwell’s job performance, including criticizing Stilwell’s handling of a situation in which the City’s water turned brown. Duffy also sent the City Council a memo accusing Stilwell of neglecting security concerns at the City’s water plant. Stilwell asserted that these issues were not his fault.

In December 2010, Stilwell was placed on paid administrative leave, pending an investigation into Duffy’s allegations. In January 2011, the City terminated Stil-well’s employment based on the results of that investigation.

[1239]*1239Stilwell sued the City and Duffy, among others, in the United States District Court for the District of Arizona. The suit asserted sixteen claims, including retaliation in violation of the ADEA and the First Amendment.2 Stilwell moved for partial summary judgment, and Defendants cross-moved for summary judgment as to all claims. The district court granted Defendants’ motion, and Stilwell appealed the rulings on eight claims.3

II.

The district court granted summary judgment in favor of Defendants on Stilwell’s § 1983 First Amendment claim on the sole ground that the retaliation provision of the ADEA, 29 U.S.C. § 623(d), precluded a § 1983 First Amendment retaliation claim such as Stilwell’s. We review the district court’s decision de novo. In re Oracle Corp. Sec. Litig., 627 F.3d 376, 387 (9th Cir. 2010). Applying the framework set forth in Fitzgerald v. Barnstable School Committee, 555 U.S. 246, 129 S.Ct. 788, 172 L.Ed.2d 582 (2009), for determining the preclusive effect of a statute on § 1983 actions to remedy constitutional violations, we hold that Stilwell’s § 1983 First Amendment lawsuit is not precluded.

A.

As a threshold matter, before turning to the preclusion question, we reject the City’s argument that Stilwell’s speech was not “speech as a citizen on a matter of public concern” and so fell outside the First Amendment’s protections. Lane v. Franks, — U.S. -, 134 S.Ct. 2369, 2378, 189 L.Ed.2d 312 (2014). Stilwell’s sworn statement and imminent testimony were “outside the scope of his ordinary job duties,” which means that he was engaged in “speech as a citizen for First Amendment purposes.” Id. (explaining that an employee’s testimony in response to a subpoena about his employer’s practices was “outside the scope of his ordinary job duties” and thus “speech as a citizen”). And Stilwell’s sworn statement and planned testimony about the City’s retaliatory conduct were on a matter of public concern. See Alpha Energy Savers, Inc. v. Hansen, 381 F.3d 917, 927 (9th Cir. 2004) (“[W]e hold that a public employee’s testimony addresses a matter of public concern if it contributes in some way to the resolution of a judicial or administrative proceeding in which discrimination or other significant government misconduct is at issue.”).

Moreover, contrary to the City’s argument, the fact that Stilwell had submitted only an affidavit and did not ultimately testify in court does not foreclose First Amendment protection. In Alpha Energy Savers, we held that although the plaintiff, a city contractor, never actually testified in a former associate’s federal discrimination lawsuit because the suit settled, the conduct that occurred prior to the settlement was protected under the First Amendment. 381 F.3d at 922, 923-24. That conduct included “not only the affidavit that [the contractor] filed on [the associate’s] behalf and his testimony at [the associate’s] grievance hearing but also [the contractor’s] agreement to be listed as a witness in the judicial proceedings.” Id. at 923-24. Similarly, Stilwell’s sworn statement on a matter of public concern and his express plan to testify in court along the same lines, fall within the purview of the First Amendment. Cf. Heffernan v. City of Paterson, N.J., — U.S. -, 136 S.Ct. [1240]*12401412, 1418, 194 L.Ed.2d 508 (2016) (holding that whether the protected speech was actually engaged in by the employee is not determinative because it is the perception of the employer as to whether that protected activity occurred that matters to a First Amendment retaliation claim).

B.

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831 F.3d 1234, 41 I.E.R. Cas. (BNA) 954, 2016 U.S. App. LEXIS 14409, 100 Empl. Prac. Dec. (CCH) 45,613, 2016 WL 4151221, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ronnie-stilwell-v-city-of-williams-ca9-2016.