Island Creek Coal Company v. Dennis E. Compton Director, Office of Workers' Compensation Programs, United States Department of Labor

211 F.3d 203, 2000 U.S. App. LEXIS 8606, 2000 WL 524798
CourtCourt of Appeals for the Fourth Circuit
DecidedMay 2, 2000
Docket98-2051
StatusPublished
Cited by110 cases

This text of 211 F.3d 203 (Island Creek Coal Company v. Dennis E. Compton Director, Office of Workers' Compensation Programs, United States Department of Labor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Island Creek Coal Company v. Dennis E. Compton Director, Office of Workers' Compensation Programs, United States Department of Labor, 211 F.3d 203, 2000 U.S. App. LEXIS 8606, 2000 WL 524798 (4th Cir. 2000).

Opinion

Vacated and remanded by published opinion. Judge WILKINS wrote the opinion, in which Judge LUTTIG and Senior Judge MICHAEL joined.

OPINION

WILKINS, Circuit Judge:

Island Creek Coal Company (Island Creek or the company) petitions for review of a decision of the Benefits Review Board (the Board or BRB) affirming an award by an Administrative Law Judge (ALJ) of black lung benefits to Dennis E. Compton. See 30 U.S.C.A. §§ 901-945 (West 1986 & Supp.1999). For the reasons that follow, we vacate the order of the Board and remand with instructions for the Board to remand the action to an ALJ for further proceedings.

I.

Dennis Compton worked in the coal mines for over thirty years, primarily for Island Creek. For several years preceding his retirement in 1995, Compton operated a bulldozer on a mound of coal processing refuse; the ALJ characterized this work as “extremely dusty.” J.A. 377. Compton smoked from the late 1950s until 1991 and resumed smoking in 1997. At times, Compton smoked up to one and one-half packs of cigarettes a day.

Compton filed this duplicate claim for black lung benefits on May 24, 1995. 1 The *207 claim was denied initially, and an administrative hearing was held. Both parties and the Director of the Office of Workers’ Compensation Programs (the Director) submitted evidence at the hearing.

The ALJ first considered the x-ray evidence, which consisted of 17 chest x-rays that had been read a total of 59 times by 14 physicians. Only five of the readings were positive for pneumoconiosis. The ALJ concluded that Compton had “not established by a preponderance of chest x-ray evidence that he had pneumoconiosis.” 2 J.A. 381.

The conflicting reports of six physicians were also submitted. Dr. Livia Cabauatan examined Compton in 1979 and concluded that he had asymptomatic chronic obstructive pulmonary disease (COPD) related to his coal dust exposure. Dr. Dominic Gazi-ano, who examined Compton in 1987, concluded that Compton had coal workers’ pneumoconiosis and COPD. Dr. Oscar Carrillo examined Compton in 1995 and diagnosed Compton with severe obstructive pulmonary disease caused by exposure to coal dust and cigarette smoke. Dr. George Zaldivar examined Compton in 1996 and also reviewed Compton’s medical records. Dr. Zaldivar determined that Compton did not have coal workers’ pneu-moconiosis, but rather that Compton suffered from emphysema caused by smoking and possibly a family history of asthma. Dr. James Castle did not examine Compton but reviewed his medical records and also concluded that Compton did not have coal workers’ pneumoconiosis, but rather suffered from emphysema caused by smoking. Finally, Dr. Gregory Fino concluded after reviewing Compton’s medical records that Compton did not have coal workers’ pneumoconiosis but did have a moderate respiratory impairment due to smoking.

The ALJ credited the opinions of Drs. Gaziano and Carrillo, discredited the opinions of Drs. Fino, Zaldivar, and Castle, 3 and concluded that Compton had established the existence of pneumoconiosis by physician opinion evidence. . The ALJ also determined that Compton satisfied the other elements necessary to a black lung claim, and awarded him benefits. The company appealed to the BRB, which affirmed the award.

II.

In order to obtain federal black lung benefits, a claimant must prove by a preponderance of the evidence that: “(1) he has pneumoconiosis; (2) the pneumoconiosis arose out of his coal mine employment; (3) he has a totally disabling respiratory or pulmonary condition; and (4) pneumoconiosis is a contributing cause to his total respiratory disability.” Milburn Colliery Co. v. Hicks, 138 F.3d 524, 529 (4th Cir.1998); see Dehue Coal Co. v. Ballard, 65 F.3d 1189, 1195 (4th Cir.1995); 20 C.F.R. §§ 718.201-.204 (1999). Island Creek argues that the ALJ and BRB erred in concluding that Compton satisfied the first and fourth elements of his claim.

We review an order of the BRB by “undertaking] an independent review of the record” to determine whether the ALJ’s findings of fact were supported by substantial evidence. Dehue Coal, 65 F.3d at 1193. “Substantial evidence is more *208 than a mere scintilla”; it is “such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Consolidated Edison Co. v. NLRB, 305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938). We review the legal conclusions of the BRB and the ALJ de novo. See Mil-bum Colliery, 138 F.3d at 528.

A.

Island Creek argues that the ALJ erred in determining that Compton established the existence of pneumoconiosis by a preponderance of the evidence because the ALJ erred in his method of weighing the evidence and in determining which physicians’ opinions to credit. We address these contentions seriatim.

1.

20 C.F.R. § 718.202(a) provides that

[a] finding of the existence of pneumo-coniosis may be made as follows:
(1) A chest X-ray conducted and classified in accordance with § 718.102 may form the basis for a finding of the existence of pneumoconiosis....
(2) A biopsy or autopsy conducted and reported in compliance with § 718.106 may be the basis for a finding of the existence of pneumoconio-sis....
(3) If the presumptions described in §§ 718.304, 718.305 or § 718.306 are applicable, it shall be presumed that the miner is or was suffering from pneumoconiosis.
(4) A determination of the existence of pneumoconiosis may also be made if a physician, exercising sound medical judgment, notwithstanding a negative X-ray, finds that the miner suffers or suffered from pneumoconiosis as defined in § 718.201. Any such finding shall be based on objective medical evidence such as blood-gas studies, electrocardiograms, pulmonary function studies, physical performance tests, physical examination, and medical and work histories. Such a finding shall be supported by a reasoned medical opinion.

Island Creek contends that the ALJ erred because he merely weighed the evidence within each subsection, e.g., x-rays, to determine whether a preponderance of that type of evidence established pneumoconio-sis. The company asserts that the proper method is to weigh the different types of evidence together to determine whether a preponderance of all of the

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211 F.3d 203, 2000 U.S. App. LEXIS 8606, 2000 WL 524798, Counsel Stack Legal Research, https://law.counselstack.com/opinion/island-creek-coal-company-v-dennis-e-compton-director-office-of-workers-ca4-2000.