Gelbard v. United States

408 U.S. 41, 92 S. Ct. 2357, 33 L. Ed. 2d 179, 1972 U.S. LEXIS 103
Supreme Court of the United States·Decided June 26, 1972·No. 71-110·Published·Cited by 497 cases

Opinions

Mr. Justice Brennan

delivered the opinion of the Court.

These cases present challenges to the validity of adjudications of civil contempt, pursuant to 28 U. S. C. § 1826 (a),1 of witnesses before federal grand juries [43]*43who refused to comply with court orders to testify. The refusals were defended upon the ground that interrogation was to be based upon information obtained from the witnesses’ communications, allegedly intercepted by federal agents by means of illegal wiretapping and electronic surveillance. A provision of Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 82 Stat. 211, as amended, 18 U. S. C. §§ 2510-2520, directs that “[w]henever any wire or oral communication has been intercepted, no part of the contents of such communication and no evidence derived therefrom may be received in evidence in any . . . proceeding in or before any . . . grand jury ... if the disclosure of that information would be in violation of this chapter.” 18 U. S. C. § 2515.2 The question presented is whether grand jury witnesses, in proceedings under 28 U. S. C. § 1826 (a), are entitled to invoke this prohibition of § 2515 as a defense to contempt charges brought against them for refusing to testify. In No. 71-110, the Court of Appeals for the Ninth Circuit held that they are not entitled to do so. United States v. Gelbard, 443 F. 2d 837 (1971). In No. 71-263, the Court of Appeals for the Third Circuit, en banc, reached the contrary conclusion. In re Grand Jury Proceedings, Harrisburg, Pennsylvania {Egan), 450 [44]*44F. 2d 199 (1971); In re Grand Jury Proceedings, Harrisburg, Pennsylvania (Walsh), 450 F. 2d 231 (1971). We granted certiorari. 404 U. S. 990 (1971).3 We disagree with the Court of Appeals for the Ninth Circuit and agree with the Court of Appeals for the Third Circuit.

No. 71-110. A federal district judge approved wiretaps by federal agents of the telephones of Perry Paul, an alleged bookmaker, and Jerome Zarowitz, a former executive of a Las Vegas casino. In the course of those taps, the agents overheard conversations between Paul and petitioner Gelbard and between Zarowitz and petitioner Parnas. Petitioners were subsequently called before a federal grand jury convened in Los Angeles to investigate possible violations of federal gambling laws. The Government asserted that petitioners would be questioned about third parties and that the questions would be based upon petitioners’ intercepted telephone conversations. Petitioners appeared before the grand jury, but declined to answer any questions based upon their intercepted conversations until they were afforded an opportunity to challenge the legality of the interceptions. Following a hearing, the United States District Court for the Central District of California found petitioners in contempt and, pursuant to 28 [45]*45U. S. C. § 1826 (a), committed them to custody for the life of the grand jury or until they answered the questions.

No. 71-263. Respondents Egan and Walsh were called before a federal grand jury convened in Harrisburg, Pennsylvania, to investigate, among other possible crimes, an alleged plot to kidnap a Government official. Pursuant to 18 U. S. C. § 2514, both respondents were granted transactional immunity in return for their testimony. Respondents appeared before the grand jury, but refused to answer questions on the ground, among others, that the questions were based upon information overheard from respondents by means of the Government’s illegal wiretapping and electronic surveillance. The Government did not reply to respondents’ allegations.4 Following a hearing, the United States District Court for the Middle District of Pennsylvania found respondents in contempt, and they were also committed to custody pursuant to 28 U. S. C. § 1826 (a).

Section 1826 (a) expressly limits the adjudication of civil contempt to the case of a grand jury witness who “refuses without just cause shown to comply with an order of the court to testify.” Our inquiry, then, is whether a showing that interrogation would be based upon the illegal interception of the witness’ communications constitutes a showing of “just cause” that precludes a finding of contempt. The answer turns on the construction of Title III of the Omnibus Crime Control Act.5

[46]*46I

In Title III, Congress enacted a comprehensive scheme for the regulation of wiretapping and electronic surveillance. See United States v. United States District Court, 407 U. S. 297, 301-306. Title III authorizes the interception of private wire and oral communications, but only when law enforcement officials are investigating specified serious crimes and receive prior judicial approval, an approval that may not be given except upon compliance with stringent conditions. 18 U. S. C. §§2516, 2518 (l)-(8). If a wire or oral communication is intercepted in accordance with the provisions of Title III, the contents of the communication may be disclosed and used under certain circumstances. 18 U. S. C. § 2517. Except as expressly authorized in Title III, however, all interceptions of wire and oral communications are flatly prohibited. Unauthorized interceptions and the disclosure or use of information obtained through unauthorized interceptions are crimes, 18 U. S. C. §2511 (1), and the victim of such interception, disclosure, or use is entitled to recover civil damages, 18 U. S. C. § 2520. Title III also bars the use as evidence before official bodies of the contents and fruits of illegal interceptions, 18 U. S. C. § 2515, and provides procedures for moving to suppress such evidence in various proceedings, 18 U. S. C. § 2518 (9) — (10).

The witnesses in these cases were held in contempt for disobeying court orders by refusing to produce evidence — their testimony — before grand juries. Consequently, their primary contention is that § 2515, the evidentiary prohibition of Title III, afforded them a defense to the contempt charges. In addressing that contention, we must assume, in the present posture of [47]*47these cases, that the Government has intercepted communications of the witnesses and that the testimony the Government seeks from them would be, within the meaning of § 2515, “evidence derived” from the intercepted communications.

Free access — add to your briefcase to read the full text and ask questions with AI

Gelbard v. United States, 408 U.S. 41, 92 S. Ct. 2357, 33 L. Ed. 2d 179, 1972 U.S. LEXIS 103 (1972).

408 U.S. 41 (Gelbard v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

In re Grand Jury Proceedings
Second Circuit, 2013
In re iPhone Application Litig.
844 F. Supp. 2d 1040 (N.D. California, 2012)
Voinche v. Obama
744 F. Supp. 2d 165 (District of Columbia, 2010)
Noel v. Hall
568 F.3d 743 (Ninth Circuit, 2009)
People v. Reyes
172 Cal. App. 4th 671 (California Court of Appeal, 2009)
In Re Orders (1) Authorizing Use of Pen Registers
515 F. Supp. 2d 325 (E.D. New York, 2007)
United States v. Arreguin
277 F. Supp. 2d 1057 (E.D. California, 2003)
United States v. Mei Keng Lam
271 F. Supp. 2d 1182 (N.D. California, 2003)
Abraham v. County Of Greenville
237 F.3d 386 (Fourth Circuit, 2001)
United States v. Salemme
91 F. Supp. 2d 141 (D. Massachusetts, 1999)
Casey v. State
722 A.2d 385 (Court of Special Appeals of Maryland, 1999)
Keller v. Aymond
722 So. 2d 1224 (Louisiana Court of Appeal, 1998)
Spetalieri v. Kavanaugh
36 F. Supp. 2d 92 (N.D. New York, 1998)
McClelland v. McGrath
31 F. Supp. 2d 616 (N.D. Illinois, 1998)
United States v. Grice
37 F. Supp. 2d 428 (D. South Carolina, 1998)
Bunnell v. Superior Court
21 Cal. App. 4th 1811 (California Court of Appeal, 1994)
United States v. Bianco
998 F.2d 1112 (Second Circuit, 1993)
Manna v. United States Department of Justice
815 F. Supp. 798 (D. New Jersey, 1993)
People v. Otto
831 P.2d 1178 (California Supreme Court, 1992)