United States v. Diaz-Lugo

963 F.3d 145
CourtCourt of Appeals for the First Circuit
DecidedJune 24, 2020
Docket19-1284P
StatusPublished
Cited by49 cases

This text of 963 F.3d 145 (United States v. Diaz-Lugo) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Diaz-Lugo, 963 F.3d 145 (1st Cir. 2020).

Opinion

United States Court of Appeals For the First Circuit

No. 19-1284

UNITED STATES OF AMERICA,

Appellee,

v.

ALEXIS O. DÍAZ-LUGO,

Defendant, Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO

[Hon. Francisco A. Besosa, U.S. District Judge]

Before

Howard, Chief Judge, Selya and Kayatta, Circuit Judges.

José Agustin Arce-Díaz on brief for appellant. W. Stephen Muldrow, United States Attorney, Mariana E. Bauzá- Almonte, Assistant United States Attorney, Chief, Appellate Division, and Julia M. Meconiates, Assistant United States Attorney, on brief for appellee.

June 24, 2020 SELYA, Circuit Judge. Defendant-appellant Alexis O.

Díaz-Lugo complains that he cooperated fulsomely with federal

authorities after the time of his arrest, yet his cooperation was

given no tangible recognition by the sentencing court. He also

complains about a number of other alleged sentencing errors.

Because all of the appellant's claims run headlong into impassible

roadblocks, we affirm his upwardly variant sixty-month sentence.

I. BACKGROUND

We start by sketching the facts and the travel of the

case. In November of 2017, Puerto Rico police officers, conducting

a carjacking investigation, stopped a motor vehicle in which the

appellant and two other men were riding. In the car, the officers

found two firearms that were altered to fire automatically and

four high-capacity (extended) magazines.

The appellant was no stranger to law enforcement.

Approximately five years earlier, he had pleaded guilty in a local

court to illegal appropriation of a vehicle and had been sentenced

under a diversionary program. Placed on probation, he lost little

time in violating the conditions of his release by absconding from

supervision in March of 2013. That same year, he was charged

federally with being a felon in possession of a firearm. See 18

U.S.C. § 922(g)(1). He pleaded guilty to the federal charge, and

the district court sentenced him to a twenty-seven-month term of

immurement, followed by three years of supervised release.

- 2 - Once he served his federal prison sentence, he was

remitted to the custody of the Puerto Rico authorities to face an

abscondment-from-probation charge. He served time for that

probation violation and, following his release from local custody,

the district court sentenced him to serve an additional ten months

in prison for a supervised release violation. At the same time,

the court imposed an additional two-year term of supervised

release. The appellant began serving this new term of supervised

release in August of 2017 (approximately three months before he

was arrested in the course of the carjacking investigation).

On December 7, 2017, a federal grand jury sitting in the

District of Puerto Rico returned an indictment naming the appellant

and two codefendants. As relevant here, the grand jury charged

the appellant with being a prohibited person (specifically, a

previously convicted felon) in possession of firearms and

ammunition, see id., and being in possession of a machine gun, see

id. § 922(o)(1). The appellant initially maintained his innocence

but — after informing the court that he was considering cooperating

— he indicated a desire to change his plea. His case was then

transferred to the judge who was considering the probation office's

motion to revoke his existing term of supervised release. He

proceeded to enter a straight guilty plea to both counts of the

indictment.

- 3 - Once the appellant had pleaded guilty, the probation

office prepared a presentence investigation report (the PSI

Report), which made a series of recommended calculations and

suggested a guideline sentencing range (GSR) of thirty to thirty-

seven months. Neither side objected to the proposed GSR. At the

disposition hearing, the appellant sought a twenty-four-month

sentence, and the government advocated a thirty-month sentence.

The sentencing court spurned both recommendations and sentenced

the appellant to serve a sixty-month term of immurement on each

count, concurrent with each other, but consecutive to any sentence

to be imposed for revocation of the appellant's existing term of

supervised release. This timely appeal followed.

II. ANALYSIS

In this venue, the appellant does not challenge the

sentencing court's guideline calculations but, even so, attacks

his sentence as both procedurally flawed and substantively

unreasonable. Appellate review of claims of sentencing error

"involves a two-step pavane." United States v. Miranda-Díaz,

942 F.3d 33, 39 (1st Cir. 2019). Under this bifurcated approach,

we first examine any claims of procedural error. See United

States v. Matos-de-Jesús, 856 F.3d 174, 177 (1st Cir. 2017). If

the challenged sentence passes procedural muster, we then

proceed to examine any claim of substantive unreasonableness.

- 4 - See United States v. Ruiz-Huertas, 792 F.3d 223, 226 (1st Cir.

2015).

At both steps of this pavane, our review of preserved

claims of error is for abuse of discretion. See Gall v. United

States, 552 U.S. 38, 46 (2007); United States v. Flores-

Machicote, 706 F.3d 16, 20 (1st Cir. 2013). For simplicity's

sake, we assume — favorably to the appellant — that his various

claims of error are preserved. The abuse-of-discretion standard

is multifaceted. When that standard obtains, we review the

district court's factual findings for clear error and examine

its answers to questions of law (including questions involving

the "interpretation and application of the sentencing

guidelines") de novo. See United States v. Ilarraza, __ F.3d

__, __ (1st Cir. 2020) [No. 19-1395, slip op. at 8]; Flores-

Machicote, 706 F.3d at 20.

With this brief preface, we turn first to the

appellant's fleet of procedural claims. Once that fleet has

sailed, we appraise his claim that his sentence is not

substantively reasonable.

A. Claims of Procedural Error.

1. Cooperation. The flagship of the appellant's fleet

of procedural claims is his claim that the sentencing court

failed to appreciate its discretion to consider his cooperation

with the government and impose a downwardly variant sentence on

- 5 - that ground. He argues that such discretion exists under 18

U.S.C. § 3553(a) notwithstanding the government's decision not

to file a motion for a "substantial assistance" departure under

USSG §5K1.1. In the appellant's view, his participation in

three proffer sessions, during which he gave what he labels as

"valuable truthful information" to the government, demonstrated

"a reduced likelihood of recidivism" and was "a beneficial part

of his . . . history and character."

We agree with the appellant's premise: a sentencing

court ordinarily has discretion to consider a defendant's

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