United States v. Flores-Machicote

706 F.3d 16, 2013 U.S. App. LEXIS 1565, 2013 WL 238768
CourtCourt of Appeals for the First Circuit
DecidedJanuary 23, 2013
Docket11-2243
StatusPublished
Cited by204 cases

This text of 706 F.3d 16 (United States v. Flores-Machicote) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Flores-Machicote, 706 F.3d 16, 2013 U.S. App. LEXIS 1565, 2013 WL 238768 (1st Cir. 2013).

Opinion

SELYA, Circuit Judge.

After defendant-appellant Victor FloresMachicote entered a guilty plea, the district court sentenced him to five years in prison — a sentence well above the top of the applicable guideline sentencing range (GSR). The defendant appeals, asserting that the district court did not make an individualized assessment of the relevant sentencing factors but, rather, relied on impermissible considerations (including the perceived shortcomings of the local courts and the epidemic of violent street crime that has plagued Puerto Rico in recent times). After careful consideration, we reject the defendant’s assertions and affirm the sentence.

The background facts are uncomplicated. A federal grand jury sitting in the District of Puerto Rico indicted the defendant on a single count of possessing a firearm as a convicted felon. See 18 U.S.C. §§ 922(g)(1), 924(a)(2). The charge *20 carries a maximum term of imprisonment of ten years. See id. § 924(a)(2). The defendant pleaded guilty, and the probation department prepared a presentence investigation report (the PSI -Report) that recommended a GSR of 33-41 months.

At the disposition hearing, the parties— pursuant to a nonbinding plea agreement — -jointly recommended a 33-month sentence. The district court abjured this joint recommendation, saying that such a sentence would be “irresponsible.” The court instead imposed a five-year incarcerative term.

This timely appeal ensued. In it, the defendant does not contest the guidelines calculations contained in the PSI Report. Nevertheless, he challenges his sentence as both proeedurally flawed and substantively unreasonable. Furthermore, he seeks to be resentenced before a different judge.

We review criminal sentences imposed under the advisory guidelines regime for abuse of discretion. See Gall v. United States, 552 U.S. 38, 51, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007); United States v. Martin, 520 F.3d 87, 92 (1st Cir.2008). Within this rubric, we assay the district court’s factfinding for clear error and afford de novo consideration to its interpretation and application of the sentencing guidelines. See United States v. Walker, 665 F.3d 212, 232 (1st Cir.2011).

The defendant’s core contention is that the district judge failed to make an individualized assessment of the relevant sentencing factors but, rather, relied mainly on impermissible considerations. In support, the defendant draws our attention to certain statements made by the judge. For the most part, these statements track two themes. The first theme is composed of the judge’s references to matters such as the perceived shortcomings of the local criminal justice system and the need to compensate for those shortcomings. The second theme is composed of the judge’s references to Puerto Rico’s murder rate and other negative societal factors. The defendant asseverates that the judge’s espousal of these themes resulted in a failure to treat him as an individual and fostered unwarranted sentencing disparity. These bevues, in turn, led directly to the imposition of a higher than reasonable sentence.

In the sentencing context, we evaluate claims of unreasonableness in light of the totality of the circumstances. Gall, 552 U.S. at 51, 128 S.Ct. 586. This path typically involves a two-step pavane. First, we inquire into the existence of procedural errors “such as failing to calculate (or improperly calculating) the [GSR], treating the Guidelines as mandatory, failing to consider the [18 U.S.C.] § 3553(a) factors, selecting a sentence based on clearly erroneous facts, or failing to adequately explain the chosen sentence-including an explanation for any deviation from the Guidelines range.” Id. Once we are assured that the sentence is not infected by procedural error, we then proceed to evaluate its substantive reasonableness. Id.

Appellate review of federal criminal sentences is characterized by a frank recognition of the substantial discretion vested in a sentencing court. Although the advisory guidelines are “the starting point and the initial benchmark,” id. at 49, 128 S.Ct. 586, a sentencing judge may draw upon his familiarity with a case, weigh the factors enumerated in 18 U.S.C. § 3553(a), and custom-tailor an appropriate sentence, see Kimbrough v. United States, 552 U.S. 85, 109, 128 S.Ct. 558, 169 L.Ed.2d 481 (2007). It follows that a “sentencing court may not mechanically assume that the GSR frames the boundaries of a reasonable sentence in every case.” *21 Martin, 520 F.3d at 91. Rather, the court must take a flexible, case-by-case approach: once the GSR is properly calculated, “sentencing becomes a judgment call” involving an intricate array of factors. Id. at 92. Consequently, punishment outside the GSR may be warranted in a particular ease “to serve the objectives of sentencing.” Kimbrough, 552 U.S. at 91, 128 S.Ct. 558.

When a court varies from the GSR, its reasons for doing so “should typically be rooted either in the nature and circumstances of the offense or the characteristics of the offender.” Martin, 520 F.3d at 91. In such a situation, the factors deemed relevant by the sentencing court “must add up to a plausible rationale” for the sentence imposed and “must justify a variance of the magnitude in question.” Id.

Against this backdrop, we turn to the defendant’s assignments of error. We begin with the argument that the district judge, in fashioning the defendant’s sentence, improperly considered shortcomings in Puerto Rico’s local justice system — including its past treatment of the defendant.

By statute, a criminal defendant’s “history and characteristics” are among the considerations that a court ought to take into account at sentencing. 18 U.S.C. § 3553(a)(1). As, part of this inquiry, a sentencing judge may consider whether a defendant’s criminal history score substantially underrepresents the gravity of his past conduct. United States v. Lozada-Aponte, 689 F.3d 791, 792 (1st Cir.2012); Walker, 665 F.3d at 233-34; see USSG § 4A1.3(a)(1). A record of past arrests or dismissed charges may indicate “a pattern of unlawful behavior even in the absence of any convictions.” Lozada-Aponte, 689 F.3d at 792 (quoting United States v. Zapete-Garcia, 447 F.3d 57, 60 (1st Cir.2006)) (internal quotation marks omitted); see United States v. Gallardo-Ortiz, 666 F.3d 808, 814-15 (1st Cir.2012).

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Bluebook (online)
706 F.3d 16, 2013 U.S. App. LEXIS 1565, 2013 WL 238768, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-flores-machicote-ca1-2013.