Sherman Greene v. King James Coal Mining, Inc.

575 F.3d 628, 2009 U.S. App. LEXIS 16810, 2009 WL 2253369
CourtCourt of Appeals for the Sixth Circuit
DecidedJuly 30, 2009
Docket08-4094
StatusPublished
Cited by22 cases

This text of 575 F.3d 628 (Sherman Greene v. King James Coal Mining, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Sherman Greene v. King James Coal Mining, Inc., 575 F.3d 628, 2009 U.S. App. LEXIS 16810, 2009 WL 2253369 (6th Cir. 2009).

Opinion

OPINION

LIOI, District Judge.

Sherman L. Greene petitions for review of an order of the Benefits Review Board (“Board”) affirming the Administrative Law Judge’s denial of his claim under the Black Lung Benefits Act (the “Act”), 30 U.S.C. § 901, et seq. Greene challenges the Board’s determination that substantial evidence supported the ALJ’s finding that *631 Greene failed to establish the existence of pneumoconiosis.

I..

Greene was born in 1942. He worked as a coal miner off and on between 1960 and 1963 and again between 1970 and 1985. His last employer was the respondent, King James Coal Company, for whom he worked a total of one and a half to two years, ending in 1985. The ALJ found that Greene had established a total of eleven years of coal mine employment. The ALJ also found that Greene had a long history of cigarette smoking, attributing to him a total of forty-five (45) pack-years. Green does not challenge either of these factual findings on appeal.

Greene filed his first claim for benefits on July 28, 1997. That claim was denied after Greene failed to establish any of the medical elements of entitlement. He filed the instant claim on July 29, 2002. Four physicians submitted medical opinions in connection with his claim: (1) Dr. Tammy Brown; (2) Dr. Glen Baker; (3) Dr. Byron Westerfield; and (4) Dr. Bruce Broudy.

Dr. Brown was Greene’s treating physician. She diagnosed Greene with black lung disease based upon symptoms of shortness of breath, cough, wheezing, and recurrent bouts of acute bronchitis. In her report, Dr. Brown stated that Greene’s chest x-rays and pulmonary function tests were diagnostic of emphysema which, based upon his history, was related to silicosis. Dr. Brown diagnosed Greene with chronic pulmonary disease related to what she believed was his eighteen (18) years of employment in the coal mines. This diagnosis was based upon a chest x-ray that revealed emphysematous lungs, as well as Greene’s supposed 18-year history of exposure to coal dust.

Dr. Baker, the Department of Labor (“DOL”) examining physician chosen by Greene, examined Greene on October 30, 2002. He noted that Greene had been smoking a half-pack of cigarettes per day for twenty-five (25) years (i.e., 12.5 pack-years), and accepted Greene’s representation of sixteen (16) years of coal mine employment. Dr. Baker diagnosed Greene with coal workers’ pneumoconiosis based upon an abnormal chest x-ray 1 and coal dust exposure. In addition, Dr. Baker diagnosed COPD, hypoxemia, chronic bronchitis, and chest pain. Dr. Baker attributed the pneumoconiosis solely to coal mine dust exposure, but explained that the COPD, hypoxemia, and chronic bronchitis were produced by a combination of coal mine dust exposure and cigarette smoking. Responding to the ALJ’s request for clarification, Dr. Baker provided a supplemental report, dated August 17, 2004, in which he confirmed his prior findings on the bases stated in his initial report, as well as the presence of x-ray changes consistent with pneumoconiosis and a history of occupational exposure of at least ten (10) years which, according to Dr. Baker, was “usually felt to be presumptive evidence in the absence of other causes that the changes are due to coal mine employment and coal dust exposure.” The supplemental report also noted the COPD, chronic bronchitis, and arterial hypoxemia diagnoses, which Dr. Baker felt could “be contributed to, to some extent, by [Greene’s] coal dust exposure.” Although the supplement was intended to clarify Dr. Baker’s earlier re *632 port, it included the following equivocal and rather confusing passage:

If he only had 9 years of coal dust exposure and smoked 25 years, the coal dust exposure would be minimal, and perhaps, not a significant contribution to his conditions. If he indeed had 16 years, then it would probably be significant and therefore be a cause of the miner’s condition. He does have a mild impairment. It is related primary [sic] to the obstructive airway disease and chronic bronchitis, as well as his resting arterial hypoxemia. These in turn can be related to pneumoconiosis as his coal dust exposure may have contributed to some extent in the causation of these problems.

Dr. Westerfield, a board-certified pulmonologist and B-reader, 2 examined Greene on November 5, 2002. He noted that Greene had a 30-to 50-pack-year smoking history, which he described as “truly dangerous.” He took a chest x-ray and interpreted it as negative for pneumoconiosis. Dr. Westerfield noted moderate obstructive pulmonary impairment, which he found was inconsistent with pneumoconiosis. Instead, he attributed the impairment to cigarette smoking. In formulating his opinion, Dr. Westerfield assumed a 20-year underground coal mining history. He did, however, discount Greene’s coal mine employment as a cause of the pulmonary impairment because that employment ended in 1985, and the respiratory symptoms had appeared only in recent years. 3 Dr. Westerfield ultimately concluded that Greene had “no medical condition that was caused, contributed to or aggravated by his coal-dust exposure.”

Dr. Broudy — like Dr. Westerfield, a board-certified pulmonologist and B-reader — examined Greene’s medical records and the reports of the other examining physicians. In his report, Dr. Broudy opined that, with only a single positive x-ray interpretation, the medical evidence did not support a diagnosis of pneumoconiosis. Dr. Broudy also found that Greene did not have any pulmonary disease that was caused, contributed to, or aggravated by coal dust exposure. Rather, he attributed Greene’s pulmonary disease and dysfunction to chronic bronchitis and pulmonary emphysema caused by cigarette smoking. In addition, Greene had typical chronic obstructive airways disease, also due to smoking.

On August 7, 2003, the District Director issued a proposed decision denying benefits because (1) Greene failed to demonstrate a change in any of the applicable conditions of entitlement since the denial of his initial claim; and (2) the evidence did not show that Greene had pneumoconiosis. Greene requested a hearing, but the ALJ remanded because Dr. Baker’s initial report failed to credibly address all the conditions of entitlement. After Dr. Baker provided the supplemental report discussed above (dated August 17, 2004), a hearing was held before the ALJ on February 2, 2006.

The ALJ issued a decision and order denying benefits, finding that while Greene had established a change in one of the conditions of entitlement (total disabili *633 ty), the evidence failed to establish the existence of pneumoconiosis. Specifically, the ALJ found that the x-ray evidence, which was conflicting, did not support a finding of coal worker’s pneumoconiosis. Greene never appealed that finding, and we do not revisit it here. Discounting the opinions of Drs. Baker and Brown, the ALJ also determined that the medical opinion evidence was insufficient to establish either clinical or legal pneumoconiosis. As to clinical pneumoconiosis, the ALJ concluded that Drs.

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Bluebook (online)
575 F.3d 628, 2009 U.S. App. LEXIS 16810, 2009 WL 2253369, Counsel Stack Legal Research, https://law.counselstack.com/opinion/sherman-greene-v-king-james-coal-mining-inc-ca6-2009.