Island Creek Coal Co. v. Robert Hill

Court of Appeals for the Sixth Circuit·Decided June 29, 2018·No. 17-3858·Unpublished

Opinion

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION File Name: 18a0326n.06

No. 17-3858

UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT

FILED

ISLAND CREEK COAL COMPANY, ) Jun 29, 2018 ) DEBORAH S. HUNT, Clerk Petitioner, )

)

ON PETITION FOR REVIEW

v. )

OF AN ORDER OF THE

)

BENEFITS REVIEW BOARD,

ROBERT E. HILL; DIRECTOR, OFFICE OF )

U.S. DEPARTMENT OF

WORKERS’ COMPENSATION PROGRAMS; )

LABOR

UNITED STATES DEPARTMENT OF LABOR, )

)

Respondents. )

)

BEFORE: KEITH, ROGERS, and KETHLEDGE, Circuit Judges.

DAMON J. KEITH, Circuit Judge. Island Creek Coal Company petitions this court for review of an award of black-lung benefits to Robert E. Hill. For the reasons discussed below, we DENY the petition.

I. BACKGROUND

1. Statutory Framework “The Black Lung Benefits Act, 30 U.S.C. § 901 et seq., provides for the payment of black-

lung benefits . . . to coal miners who are totally disabled due to pneumoconiosis, a ‘chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.’” Cent. Ohio Coal Co. v. Dir., Office of Workers’ Comp. Programs, 762 F.3d 483, 486 (6th Cir. 2014) (quoting 30 U.S.C. § 902(b)). There are two forms of pneumoconiosis: clinical pneumoconiosis and legal pneumoconiosis. Id. “Clinical pneumoconiosis” encompasses certain lung diseases “that the medical community recognizes to

be caused by exposure to coal dust . . . diseases ‘characterized by permanent deposition of substantial amounts of particulate matter in the lungs and the fibrotic reaction of the lung tissue to that deposition caused by dust exposure in coal mine employment.’” Id. (quoting 20 C.F.R. § 718.201(a)(1)).

“[Legal pneumoconiosis] goes beyond mere ‘clinical pneumoconiosis’” and is “designed to facilitate the remedial purposes of the Black Lung Benefits Act.” Sunny Ridge Mining. Co. v. Keathley, 773 F.3d 734, 738 (6th Cir. 2014). “‘Legal pneumoconiosis’ is a broad category encompassing ‘any chronic lung disease or impairment’ arising out of employment as a coal miner.” Id. at 738 (emphasis in original) (quoting 20 C.F.R. § 718.201(a)(2)). It includes, “but is not limited to, any chronic restrictive or obstructive pulmonary disease . . . .” 20 C.F.R. 718.201(a)(2).

“To establish entitlement to benefits, the claimant must prove by a preponderance of the evidence that (1) he has pneumoconiosis; (2) his pneumoconiosis arose at least in part out of his coal mine employment; (3) he is totally disabled; and (4) the total disability is due to pneumoconiosis (disability causation).” Greene v. King James Coal Mining, Inc., 575 F.3d 628, 634 (6th Cir. 2009) (citing 20 C.F.R. §§ 718.202-04; Adams v. Dir., OWCP, 886 F.2d 818, 820 (6th Cir. 1989)). Pneumoconiosis “is deemed to ‘aris[e] out of coal mine employment’ if it is ‘significantly related to’ or was ‘substantially aggravated by’ dust exposure during the claimant’s coal mine employment.” Cent. Ohio Coal, 762 F.3d at 486 (quoting 20 C.F.R. § 718.201(b)). “A benefits claimant can establish the existence of pneumoconiosis with medical evidence such as a chest X-ray, autopsy or biopsy evidence, [] reasoned medical opinions, or by invoking an applicable presumption.” Id.

2. Robert Hill’s Claim for Benefits Robert Hill (“Hill”) worked as a coal miner primarily for Island Creek Coal Company (“Island Creek”) for 14 years and filed this claim for benefits on June 29, 2004.1 Administrative Law Judge (“ALJ”) Jeffery Tureck initially heard this claim, and denied benefits on December 7, 2007. On December 28, 2007, Hill requested modification of the denial of benefits. The district director from the Office of Workers’ Compensation Programs (“OWCP”) issued a proposed Decision and Order denying the request for modification on June 23, 2008, which Hill appealed on June 26, 2008. The claim was then referred to the office of Administrative Law Judges for hearing on September 9, 2008, and ALJ Daniel F. Solomon subsequently denied modification on March 11, 2010.

Hill appealed ALJ Solomon’s decision to the Benefits Review Board (“Board”) on April 5, 2010. On April 29, 2011, the Board vacated ALJ Solomon’s decision and remanded the claim for further consideration as to whether the parties were given the opportunity to properly designate evidence. ALJ Solomon remanded the case to the district director on January 19, 2012. The district director returned the file to the Office of Administrative Law Judges on July 19, 2012.

On March 17, 2015, ALJ Alice Craft held a formal hearing on the claim, and on May 24, 2016, she issued a Decision and Order granting Hill’s modification request and awarded benefits.

1 Miners with fifteen or more years of qualified coal mine employment, along with a totally disabling pulmonary impairment are rebuttably presumed to have both clinical and legal pneumoconiosis. 30 U.S.C. § 921(c)(4); 20 C.F.R. § 718.305. Hill stipulated to having fourteen years of coal mine employment, and the parties agree that the fifteen year presumption does not apply.

3. ALJ Craft Awards Benefits to Hill ALJ Craft found that Hill had a 40-pack-year cigarette smoking history.2 ALJ Craft also found that the weight of the evidence did not support a finding of clinical pneumoconiosis. However, ALJ Craft found that Hill had legal pneumoconiosis, and noted that the medical opinions that attributed Hill’s COPD to both his smoking history and coal dust exposure deserved probative weight.

On the question of legal pneumoconiosis, ALJ Craft noted that the Department of Labor found in the 2000 regulatory preamble that coal dust can cause obstructive lung disease. See 65 Fed. Reg. 79,938, 79,943 (Dec. 20, 2000). She further stated that the preamble noted that the risk of developing disabling COPD from exposure to coal-mine dust was additive to the risk of developing it from smoking, and that smoking-related and coal-dust-related obstruction develop through similar mechanisms. See 65 Fed. Reg. at 79,940, 79,943. She stressed, however, that the etiology of a miner’s obstructive lung disease must be determined on a case-by-case basis, and that the miner bears the burden of proof. See 65 Fed. Reg. at 79,941.

Utilizing these principles, ALJ Craft assigned the “greatest probative weight” to the medical opinions of Dr. Houser and Dr. Rasmussen, who both found that a combination of smoking and exposure to coal dust were causes of Hill’s COPD, which includes emphysema and chronic bronchitis. ALJ Craft found that Dr. Houser and Dr. Rasmussen “better explained how all of the evidence they developed and reviewed supported their conclusions.” She also determined that the “reasoned” opinions of Dr. James and Dr. Simpao supported the opinions of Dr. Houser and Dr. Rasmussen.

2

A “pack year” is one pack of cigarettes per day for one year. See Federal Respondent Brief at Pg. 8, n.6.

“For example, people who smoked one pack a day for twenty years, two packs a day for ten years, and one-half pack a day for forty years can all be said to [have] smoking histories of twenty pack-years.” Id.

With respect to the medical opinions of Dr. Culbertson, Dr. Selby, Dr. Hippensteel, and Dr. Tuteur, ALJ Craft credited them to the extent they concluded that Hill does not have clinical pneumoconiosis, but did not credit them on their conclusions that Hill did not have legal pneumoconiosis. ALJ Craft found that “[n]one offered any creditable explanation [of] how they were able to exclude[] coal dust as a contributing factor to [Hill’s] obstructive disease.” Most notably, ALJ Craft stated as follows:

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