Wolf Creek Collieries v. Director, Office of Workers' Compensation Programs, Department of Labor Evelyn Stephens

298 F.3d 511, 2002 U.S. App. LEXIS 15469, 2002 WL 1769283
CourtCourt of Appeals for the Sixth Circuit
DecidedAugust 2, 2002
Docket00-3404
StatusPublished
Cited by21 cases

This text of 298 F.3d 511 (Wolf Creek Collieries v. Director, Office of Workers' Compensation Programs, Department of Labor Evelyn Stephens) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wolf Creek Collieries v. Director, Office of Workers' Compensation Programs, Department of Labor Evelyn Stephens, 298 F.3d 511, 2002 U.S. App. LEXIS 15469, 2002 WL 1769283 (6th Cir. 2002).

Opinion

OPINION

ROSEN, District Judge.

Petitioner Wolf Creek Collieries appeals from (1) a decision and order of the United States Department of Labor Benefits Review Board (the “Board”) affirming the Administrative Law Judge’s denial of a request for modification of his award of black lung survivor’s benefits to Respondent Evelyn Stephens, and (2) the Board’s subsequent denial of Petitioner’s motion for reconsideration. The arguments presented by Petitioner to justify further review by this court are, first, that the ALJ improperly gave “automatic preference” to the treating physician’s opinion, and second, that the ALJ’s opinion is erroneously based on the treating physician’s diagnosis which lacks both substantial evidence and an articulated rationale, and relies on incomplete or invalid data. Because we find that Petitioner’s arguments lack factual and legal merit, we AFFIRM the benefits award.

I. FACTUAL AND PROCEDURAL BACKGROUND

On August 23, 1993, Evelyn Stephens applied for survivor’s benefits under the Black Lung Benefits Act, 30 U.S.C. § 901 et seq., following the December 22, 1989 death of her husband, Andrew Stephens. 1 Mr. Stephens’ death certificate identified the cause of death as “respiratory failure — 2° pneumonia due to or as a consequence of coal workers’ pneumoconiosis— COPD.” (See J.A. p. 38). Mr. Stephens had worked for 33 years in the coal mines of Kentucky, the last nine years of which he worked as an electrician/ foreman for Petitioner Wolf Creek Collieries (‘Wolf Creek”). The Department of Labor (the “DOL”) identified Wolf Creek as the responsible coal mine operator hable for any benefits awarded.

On February 7, 1994, a district director of the Office of Workers’ Compensation Programs of the DOL denied Mrs. Ste *514 phens’ claim, ruling that she had not proven that her husband suffered from, or died due to, pneumoconiosis. A request for reconsideration of the claim was also denied on June 13, 1994. Mrs. Stephens then requested that the case be forwarded to the DOL Office of Administrative Law Judges for a hearing before an administrative law judge (“ALJ”) to appeal the district director’s decision.

THE INITIAL HEARING BEFORE THE ALJ

A hearing was held on Mrs. Stephens’ claim before ALJ Robert L. Hillyard on June 22, 1995. After reviewing the evidence of record, ALJ Hillyard found that Mr. Stephens had pneumoconiosis which contributed to or hastened his death and, accordingly, awarded Mrs. Stephens survivor’s benefits payable by Wolf Creek.

The medical evidence of record reviewed by the ALJ included x-ray evidence, hospital records, and the reports and testimony of a number of physicians. Three doctors — Hieronymus, Broudy and Wright— agreed that Mr. Stephens suffered a severe pulmonary impairment, but disagreed as to what caused the impairment. Two of the physicians, Drs. Broudy and Wright, who had each examined Mr. Stephens only one time eight years before his death, concluded in 1981 that his respiratory impairment resulted from an extensive smoking history. (J.A. pp. 148 and 152). Dr. Hieronymus also examined Mr. Stephens in 1981 but diagnosed coal workers’ pneu-moconiosis. (J.A. p. 133). Dr. Hieronymus was Mr. Stephens’ primary care physician and he continued for eight years after 1981 to treat Mr. Stephens until his death in 1989.

Dr. Charles Hieronymus is board certified in family medicine and was classified as an ILO — NIOSH 2 certified reader of x-rays. Dr. Hieronymus testified that he diagnosed Mr. Stephens’ pneumoconiosis based on his reading of an initial chest roentogram study, a 35-year history of coal mine work, 3 and presenting symptoms of dyspnea, orthopnea and nonproductive cough. He testified that Mr. Stephens presented with decreased breath sounds and expiratory wheezes. His nail beds showed marked clubbing and were cyanotic. Dr. Hieronymus described Mr. Stephens’ chest x-ray as showing “nonspecific interstitial pulmonary disease throughout all zones,” justifying an ILO classification of 2/2t. 4 The doctor stated that Mr. Stephens was a light smoker, with only a five-year smoking history.

In addition to Dr. Hieronymus’ records of his initial examination of Mr. Stephens, the ALJ was presented with hospital records from 1989 showing Mr. Stephens’ ongoing treatment by Dr. Hieronymus.

During 1989, the year of his death, Mr. Andrew Stephens was hospitalized many times for acute exacerbation of chronic obstructive pulmonary disease (COPD) and respiratory failure. Dr. Hieronymus treated Mr. Stephens throughout the year. Hospital records reviewed by the ALJ showed an ongoing diagnosis from at least February 17, 1989 through December 22, *515 1989 of coal workers’ pneumoconiosis, in addition to COPD, congestive heart failure, bronchitis and pneumonia. (See J.A. pp. 23-24). Mr. Stephens died at the hospital on December 22, 1989. As the ALJ noted, Dr. Hieronymus recorded the cause of death as respiratory failure secondary to pneumonia due to coal workers’ pneumoco-niosis and chronic obstructive pulmonary disease.

As noted, the ALJ also considered the reports of two other examining physicians, Drs. Broudy and Wright, who diagnosed respiratory conditions unrelated to coal dust exposure. Dr. Ballard Wright examined Mr. Stephens one time on March 16, 1981 and recorded a 35-year underground mining history and a 50-year pack-a-day smoking history that was reportedly reduced at that time to five to six cigarettes per day. Noting a severe aerobic impairment, Dr. Wright diagnosed Mr. Stephens as suffering from emphysema with a severe obstructive component. He concluded that Mr. Stephens’ lung impairments were not related to his coal mine work and that he did not have symptoms of pneumo-coniosis.

Dr. Bruce Broudy also examined Mr. Stephens only one time, on October 2, 1981, and recorded a coal mining employment history of 35 years and a 30-year smoking history of a pack-per-day, which reportedly by then had been reduced to half-a-pack per day. Dr. Broudy read the x-ray evidence as negative for any evidence of coal worker’s pneumoconiosis. Tests, including spirometry and arterial blood gas studies, showed severe respiratory impairment and led to a diagnosis of “severe chronic obstructive pulmonary diseases secondary to chronic bronchitis and emphysema.” He reported that his findings did not support a diagnosis of coal worker’s pneumoconiosis; rather, he attributed the respiratory impairment to cigarette smoking.

Based upon his review of all of the evidence, the ALJ concluded that Evelyn Stephens had established that her husband’s death was due to pneumoconiosis. He explained his reasoning in his March 1996 decision and order:

The record contains medical reports by Drs. Broudy, Wright, Hieronymus and the medical records from Highland Medical Center. Dr. Broudy and Dr. Wright examined the miner in 1981. Dr.

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298 F.3d 511, 2002 U.S. App. LEXIS 15469, 2002 WL 1769283, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wolf-creek-collieries-v-director-office-of-workers-compensation-ca6-2002.