Shannon v. New York City Transit Authority

332 F.3d 95, 2003 WL 21362328
Court of Appeals for the Second Circuit·Decided June 13, 2003·No. Docket No. 02-7266·Published·Cited by 10 cases

Opinion

JACOBS, Circuit Judge.

Plaintiff Curtis Shannon, who worked as a bus driver, was found to be color-blind and asked to resign his position in lieu of termination. Shannon contends that he was constructively fired on the basis of a “regarded as” disability in violation of the Americans with Disabilities Act (“ADA”), 42 U.S.C. §§ 12101 et seq., and of state and local disability discrimination laws. The United States District Court for the Southern District of New York (Sweet, /.) granted summary judgment to defendants New York City Transit Authority and the Manhattan and Bronx Surface Transit Operating Authority (collectively “NYCTA”) and dismissed Shannon’s claims.

On appeal, Shannon argues that the district court erred in ruling that he failed to establish that he was “otherwise qualified” to perform the essential functions of his job as a NYCTA bus driver, with or without reasonable accommodation. We affirm the district court’s ruling in this regard, and in doing so reject Shannon’s arguments that: (1) defendants failed to present sufficient evidence to establish that he could not distinguish the colors of traffic lights; (2) distinguishing these colors is not an essential function of the job of a NYCTA bus driver; and (3) his state-law claims survive even if his federal claims fail.

BACKGROUND

Defendants are public benefit corporations that provide mass transit, including bus service, to the people of New York City. Plaintiff Curtis Shannon was hired by NYCTA in March 1999 after a pre-employment exam in which a doctor certified that he was qualified to drive a NYC-TA bus. The exam included an “Ishihara” color vision test, in which Shannon had to distinguish various colors by recognizing patterns on a series of colored plates.

Shannon worked as a NYCTA bus driver for approximately six weeks before his bus was in a minor traffic accident on May 15, 1999. According to Shannon, the opening door of a parked car hit the tire of his bus. After the accident, Shannon was subjected to a post-accident medical examination — as required under NYCTA rules— and this time he failed the Ishihara color differentiation test. In a second color vision test, a “Williams’ Lantern” test, he was asked to identify specifically the colors of traffic signals — red, green, and yellow (or amber) — from flashing lights, and wrongly identified a yellow light as “red.” Although he immediately changed his answer to “yellow,” and explained that he had blurted out “red” by mistake, the NYCTA staff physician who administered the test — Dr. Hae Sook Chung — considered the test results “inconclusive,” and restricted Shannon from driving for one week pending further testing.

[98]*98Because the inconclusive result on the Williams’ Lantern test may have been affected by Shannon’s yellow-tinted glasses, he was re-tested the next day without them, and passed. Dr. Chung tentatively recertified Shannon as qualified to drive a NYCTA bus, but referred him to an outside medical consultant for further testing.

On May 24, 1999, Shannon saw Dr. Alfred Nadel, an experienced ophthalmologist, who administered an expanded Ishi-hara test. Shannon could identify only two out of twenty-four color plates. Dr. Nadel reported back to Dr. Chung:

In general, Mr. Shannon seems to have a definite deficit in color perception. To evaluate the extent of his color blindness and the axis that is most affected, I suggest that more elaborate color vision testing be performed.

Dr. Chung restricted Shannon from driving pending the more elaborate tests recommended by Dr. Nadel.

On June 4 and July 21, Shannon was examined by Dr. Sheila Margolis, another ophthalmologist, who administered another Ishihara test. This time, Shannon correctly identified two out of nine color plates. Dr. Margolis also administered a Electro-retinogram (“ERG”) test, which checks cellular elements of the retina — called rods and cones — that can affect color vision. Dr. Margolis concluded that Shannon might have dysfunction in his rods and cones, and so reported to Dr. Nadel, who passed this diagnosis on to Dr. Chung on August 5, stating that “[i]n view of this finding with the associated color deficiency, it [was] advisable that Mr. Shannon be restricted from driving.” After some additional testing, Dr. Nadel wrote to Dr. Chung on August 30: “I cannot make any other recommendation regarding Mr. Shannon’s case.”

On September 19, 1999, Dr. Chung reviewed with Shannon the opinions of Drs. Nadel and Margolis, and told Shannon that he could no longer drive a NYCTA bus. The next day, she recorded her final assessment: “color blindness with rod-cone disorder.”

Between the initial driving restriction in mid-June and the permanent one on September 19, Shannon had been working for NYCTA in the non-driving position of “cleaner.” However, no permanent position as a cleaner was available: 6,000 applicants were on the waiting list. After the September 19 meeting with Dr. Chung, Shannon met with his supervisor and a union representative, told them Dr. Chung’s conclusion, and (though Shannon suggests that he “probably” discussed reassignment) Shannon’s supervisor told him to resign or be terminated. Shannon resigned.

After resigning, Shannon filed a charge of disability discrimination with the Equal Employment Opportunity Commission (“EEOC”). The EEOC issued a Notice of Right to Sue, and Shannon filed this suit. Following discovery, the parties filed cross motions for summary judgment, and the district court denied Shannon’s motion and granted defendants’ motion. See Shannon v. New York City Transit Auth., 189 F.Supp.2d 55, 64 (S.D.N.Y.2002). The court entered judgment for the defendants, and Shannon appealed.

DISCUSSION

Summary judgment is appropriate only where the record shows “that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed. R.Civ.P. 56(c). We review a district court’s decision granting summary judgment de novo, viewing all evidence in the light most favorable to the non-moving party. Adjustrite Sys. v. Gab Bus. Servs., [99]*99145 F.3d 543, 547 (2d Cir.1998). Nevertheless, the nonmoving party must come forward with specific facts showing that there is a genuine issue of material fact for trial. Matsushita Elec. Co. v. Zenith Radio Corp., 475 U.S. 574, 586, 106 S.Ct. 1348, 89 L.Ed.2d 538 (1986). “Conclusory allegations, conjecture, and speculation ... are insufficient to create a genuine issue of fact.” Kerzer v. Kingly Mfg., 156 F.3d 396, 400 (2d Cir.1998).

I

Under the ADA, Shannon undertakes the initial burden of establishing a prima facie case of disability discrimination. Heyman v. Queens Village Comm. for Mental Health, 198 F.3d 68, 72 (2d Cir.1999). To make out a prima facie

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Shannon v. New York City Transit Authority, 332 F.3d 95, 2003 WL 21362328 (2d Cir. 2003).

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Shannon v. New York City Transit Authority
332 F.3d 95 (Second Circuit, 2003)