Schlagenhauf v. Holder

379 U.S. 104, 85 S. Ct. 234, 13 L. Ed. 2d 152, 1964 U.S. LEXIS 152
CourtSupreme Court of the United States
DecidedJanuary 18, 1965
Docket8
StatusPublished
Cited by1,183 cases

This text of 379 U.S. 104 (Schlagenhauf v. Holder) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Schlagenhauf v. Holder, 379 U.S. 104, 85 S. Ct. 234, 13 L. Ed. 2d 152, 1964 U.S. LEXIS 152 (1965).

Opinions

Mr. Justice Goldberg

delivered the opinion of the Court.

This case involves the validity and construction of Rule 35 (a) of the Federal Rules of Civil Procedure as applied to the examination of a defendant in a negligence action. Rule 35 (a) provides:

“Physical and Mental Examination of Persons, (a) Order for examination. In an action in which the mental or physical condition of a party is in controversy, the court in which the action is pending may order him to submit to a physical or mental examination by a physician. The order may be made only on motion for good cause shown and upon notice to the party to be examined and to all other parties and shall specify the time, place, manner, conditions, and scope of the examination and the person or persons by whom it is to be made.”

I.

An action based on diversity of citizenship was brought in the District Court seeking damages arising from personal injuries suffered by passengers of a bus which collided with the rear of a tractor-trailer. The named defendants were The Greyhound Corporation, owner of [107]*107the bus; petitioner, Robert L. Schlagenhauf, the bus driver; Contract Carriers, Inc., owner of the tractor; Joseph L. McCorkhill, driver of the tractor;1 and National Lead Company, owner of the trailer. Answers were filed by each of the defendants denying negligence.

Greyhound then cross-claimed against Contract Carriers and National Lead for damage to Greyhound’s bus, alleging that the collision was due solely to their negligence in that the tractor-trailer was driven at an unreasonably low speed, had not remained in its lane, and was not equipped with proper rear fights. Contract Carriers filed an answer to this cross-claim denying its negligence and asserting “[t]hat the negligence of the driver of the . . . bus [petitioner Schlagenhauf] proximately caused and contributed to . . . Greyhound’s damages.”

Pursuant to a pretrial order, Contract Carriers filed a letter — which the trial court treated as, and we consider to be, part of the answer — alleging that Schlagenhauf was “not mentally or physically capable” of driving a bus at the time of the accident.

Contract Carriers and National Lead then petitioned the District Court for an order directing petitioner Schlagenhauf to submit to both mental and physical examinations by one specialist in each of the following fields:

(1) Internal medicine;
(2) Ophthalmology;
(3) Neurology; and
(4) Psychiatry.

For the purpose of offering a choice to the District Court of one specialist in each field, the petition recommended two specialists in internal medicine, ophthalmology, and psychiatry, respectively, and three specialists in neurology — a total of nine physicians. The petition alleged [108]*108that the mental and physical condition of Schlagenhauf was “in controversy” as it had been raised by Contract Carriers’ answer to Greyhound’s cross-claim. This was supported by a brief of legal authorities and an affidavit of Contract Carriers’ attorney stating that Schlagenhauf ■had seen red lights 10 to 15 seconds before the. accident, that another witness had seen the rear lights of the trailer from a distance of three-quarters to one-half mile, and that Schlagenhauf had been involved in a prior accident.

The certified record indicates that petitioner’s attorneys filed in the District Court a brief in opposition to this petition asserting, among other things, that “the physical and mental condition of the defendant Robert L. Schla-genhauf is not fin controversy’ herein in the sense that these words are used in Rule 35 of the Federal Rules of Civil Procedure;, [and] that good cause has not been shown for the multiple examinations prayed for by the cross-defendant . ...”2

While disposition of this petition was pending, National Lead filed its answer to Greyhound’s cross-claim and itself “cross-claimed” against Greyhound and Schlagen-hauf for damage to its trailer. The answer asserted generally that Schlagenhauf’s negligence proximately caused the accident. The cross-claim additionally alleged that Greyhound and Schlagenhauf were negligent

“[b]y permitting said bus to be operated over and upon said public highway by the said defendant, Robert L. Schlagenhauf, when both the said Greyhound Corporation and said Robert L. Schlagenhauf knew that the eyes and vision of the said Robert L. Schlagenhauf was [sic] impaired and deficient.”

The District Court, on the basis of the petition filed by Contract Carriers, and without any hearing, ordered [109]*109Schlagenhauf to submit to nine examinations — one by each of the recommended specialists — despite the fact thát the petition clearly requested a total of only four examinations.3

Petitioner applied for a writ of mandamus in the Court of Appeals against the respondent, the District Court Judge, seeking to have set aside the order requiring his mental and physical examinations. The Court of Appeals denied mandamus, -one judge dissenting, 321 F. 2d 43.

We granted certiorari to review undecided questions concerning the validity and construction of Rule 35. 375 U. S. 983.

II.

A threshold problem arises due to the fact that this case was in the Court of Appeals on a petition for a writ of mandamus. Although it is not disputed that we have jurisdiction to review the judgment of the Court of Appeals, 28 U. S. C. § 1254 (1) (1958 ed.), respondent urges that the judgment below dismissing the writ be affirmed on the ground that mandamus was not an appropriate remedy.

“The traditional use of the writ in aid of appellate jurisdiction both at common law and in the federal courts4 has been to confine an inferior court to a lawful [110]*110exercise of its prescribed jurisdiction . . . ,” Roche v. Evaporated Milk Assn., 319 U. S. 21, 26.

It is, of course, well settled, that the writ is not to be used as a substitute for appeal, Ex parte Fahey, 332 U. S. 258, 259-260, even though hardship may result from delay and perhaps unnecessary trial, Bankers Life & Casualty Co. v. Holland, 346 U. S. 379, 382-383; United States Alkali Export Assn. v. United States, 325 U. S. 196, 202-203; Roche v. Evaporated Milk Assn., supra, at 31. The writ is appropriately issued, however, when there is “usurpation of judicial power” or a clear abuse of discretion, Bankers Life & Casualty Co. v. Holland, supra, at 383.

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Cite This Page — Counsel Stack

Bluebook (online)
379 U.S. 104, 85 S. Ct. 234, 13 L. Ed. 2d 152, 1964 U.S. LEXIS 152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/schlagenhauf-v-holder-scotus-1965.