Ray Haluch Gravel Co. v. Cent. Pension Fund of the Int'l Union of Operating Eng'rs & Participating Emp'rs

134 S. Ct. 773, 187 L. Ed. 2d 669, 571 U.S. 177, 24 Fla. L. Weekly Fed. S 517, 2014 WL 127952, 198 L.R.R.M. (BNA) 2129, 87 Fed. R. Serv. 3d 1079, 2014 U.S. LEXIS 646, 82 U.S.L.W. 4061
CourtSupreme Court of the United States
DecidedJanuary 15, 2014
Docket12–992.
StatusPublished
Cited by248 cases

This text of 134 S. Ct. 773 (Ray Haluch Gravel Co. v. Cent. Pension Fund of the Int'l Union of Operating Eng'rs & Participating Emp'rs) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ray Haluch Gravel Co. v. Cent. Pension Fund of the Int'l Union of Operating Eng'rs & Participating Emp'rs, 134 S. Ct. 773, 187 L. Ed. 2d 669, 571 U.S. 177, 24 Fla. L. Weekly Fed. S 517, 2014 WL 127952, 198 L.R.R.M. (BNA) 2129, 87 Fed. R. Serv. 3d 1079, 2014 U.S. LEXIS 646, 82 U.S.L.W. 4061 (U.S. 2014).

Opinion

Justice KENNEDY delivered the opinion of the Court.

*179 Federal courts of appeals have jurisdiction of appeals from " final decisions" of United States district courts. 28 U.S.C. § 1291 . In Budinich v. Becton Dickinson & Co., 486 U.S. 196 , 108 S.Ct. 1717 , 100 L.Ed.2d 178 (1988), this Court held that a decision on the merits is a "final decision" under § 1291 even if the award or amount of attorney's fees for the litigation remains to be determined. The issue in this case is whether a different result obtains if the unresolved claim for attorney's fees is based on a contract rather than, or in addition to, a statute. The answer here, for purposes of § 1291 and the Federal Rules of Civil Procedure, is that the result is not different. Whether the claim for attorney's fees is based on a statute, a contract, or both, the pendency of a ruling on an award for fees and costs does not prevent, as a general rule, the merits judgment from becoming final for purposes of appeal.

I

Petitioner Ray Haluch Gravel Co. (Haluch) is a landscape supply company. Under a collective-bargaining agreement (CBA) with the International Union of Operating Engineers, Local 98, Haluch was required to pay contributions to union-affiliated benefit funds. Various of those funds are respondents here.

*180 In 2007, respondents (Funds) commissioned an audit to determine whether Haluch was meeting its obligations under the CBA. Based on the audit, the Funds demanded additional contributions. Haluch refused to pay, and the Funds filed a lawsuit in the United States District Court for the District of Massachusetts.

The Funds alleged that Haluch's failure to make the required contributions was a violation of the Employee Retirement Income Security Act of 1974 (ERISA) and the Labor Management Relations Act, 1947. The Funds also sought attorney's and auditor's fees and costs, under § 502(g)(2)(D) of ERISA, 94 Stat. 1295 , 29 U.S.C. § 1132 (g)(2)(D) (providing for "reasonable attorney's fees and costs of the action, to be paid by the defendant"), and the CBA itself, App. to Pet. for Cert. 52a (providing that "[a]ny costs, including legal fees, of collecting payments due these Funds shall be borne by the defaulting Employer").

At the conclusion of a bench trial, the District Court asked the parties to submit proposed findings of fact and conclusions of law to allow the court "to consider both the possibility of enforcing [a] settlement and a decision on the merits at the same time." Tr. 50 (Feb. 28, 2011). These submissions were due on March 14, 2011. The District Court went on to observe that "[u]nder our rules ... if there is a judgment for the plaintiffs, typically a motion for attorney's fees can be filed" shortly thereafter. Id., at 51 . It also noted that, "[o]n the other hand, attorney's fees is part of the damages potentially here." Ibid . It gave the plaintiffs the option to offer a submission with regard to fees along with their proposed findings of fact and conclusions of law, or to "wait to see if I find in your favor and submit the fee petition later on." Ibid.

The Funds initially chose to submit their fee petition at the same time as their proposed findings of fact and conclusions *778 of law, but they later changed course. They requested an extension of time to file their "request for reimbursement of attorneys' fees and costs in the above matter." Motion *181 to Extend Time to Submit Request for Attorneys' Fees in No. 09-cv-11607-MAP (D Mass.), p. 1. The District Court agreed; and on April 4, the Funds moved "for an [o]rder awarding the total attorneys' fees and costs incurred ... in attempting to collect this delinquency, in obtaining the audit, in protecting Plaintiffs' interests, and in protecting the interests of the participants and beneficiaries." App. 72. The motion alleged that "[t]hose fees and costs ... amount to $143,600.44," and stated that "[d]efendants are liable for these monies pursuant to" ERISA, "and for the reasons detailed in the accompanying" affidavit. Ibid. The accompanying "affidavit in support of [the] application for attorneys' fees and costs," in turn, cited the parties' agreements (including the CBA, as well as related trust agreements) and § 502(g)(2)(D) of ERISA. Id., at 74 .

As to the merits of the claim that Haluch had underpaid, on June 17, 2011, the District Court issued a memorandum and order ruling that the Funds were entitled to certain unpaid contributions, though less than had been requested. International Union of Operating Engineers, Local 98 Health and Welfare, Pension and Annuity Funds v. Ray Haluch Gravel Co., 792 F.Supp.2d 129 (Mass.). A judgment in favor of the Funds in the amount of $26,897.41 was issued the same day. App. to Pet. for Cert. 39a-40a. The District Court did not rule on the Funds' motion for attorney's fees and costs until July 25, 2011. On that date it awarded $18,000 in attorney's fees, plus costs of $16,688.15, for a total award of $34,688.15. 792 F.Supp.2d 139 , 143. On August 15, 2011, the Funds appealed from both decisions. Haluch filed a cross-appeal a week later.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
134 S. Ct. 773, 187 L. Ed. 2d 669, 571 U.S. 177, 24 Fla. L. Weekly Fed. S 517, 2014 WL 127952, 198 L.R.R.M. (BNA) 2129, 87 Fed. R. Serv. 3d 1079, 2014 U.S. LEXIS 646, 82 U.S.L.W. 4061, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ray-haluch-gravel-co-v-cent-pension-fund-of-the-intl-union-of-operating-scotus-2014.