Olivia Kneeland v. Nancy Berryhill, Acting Cmsnr

850 F.3d 749, 2017 WL 927781, 2017 U.S. App. LEXIS 4123
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 8, 2017
Docket15-30880
StatusPublished
Cited by266 cases

This text of 850 F.3d 749 (Olivia Kneeland v. Nancy Berryhill, Acting Cmsnr) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Olivia Kneeland v. Nancy Berryhill, Acting Cmsnr, 850 F.3d 749, 2017 WL 927781, 2017 U.S. App. LEXIS 4123 (5th Cir. 2017).

Opinion

PATRICK E. HIGGINBOTHAM, Circuit Judge:

Appellant Olivia Kneeland applied for, and was denied, social security disability benefits. The district court affirmed. Because the Administrative Law Judge (“ALJ”) legally erred by rejecting an examining physician’s opinion without explanation in the decision, we VACATE the district court’s decision and REMAND to the ALJ for new consideration of Knee-land’s impairments that takes into account the examining physician’s opinion.

I.

A. Relevant Medical History

On April 12, 2006, Olivia Kneeland went to the emergency room following a car accident. Pregnant at the time, she suffered a fractured foot, lacerations on her arm and eye, and fractured ribs. Kneeland had foot surgery in May of 2006. A radiology report from June 2, 2006 notes a “com-minuted fracture of the os caléis held in place orthopedic plate screws.” Kneeland stated a brace was prescribed in October 2006. Progress notes from March 28, 2007 indicate right foot pain, and a radiology report found “internal plate and screw fixation of the lateral hind and midfoot ... [and] underlying ankylosis with good align-' ment.”

On August 25, 2008, Dr. Dale Bernauer wrote a letter — at the center of this appeal — which states in part:

Examination shows her foot is very swollen. It is deformed looking. There is obvious crush injury to- the calcaneus. She is tender to palpation. X-rays show that there’is a plate on the calcaneus. The Bohler’s angle is flattened. Subtalar joint is very arthritic. It is my opinion that she cannot work any job that entails standing for longer than 30 minutes or walking farther than 50 yards.

In addition to her physical impairments, Kneeland suffers from cognitive and psychological impairments. She attended school until about the ninth grade, and does not have a GED. In August of 2008, Dr. Lawrence Dilks conducted a psychological evaluation, which indicated that Kneeland had, inter alia, bipolar disorder' (mixed), pain disorder, mild mental retardation, and a current Global Assessment of Functioning score of 45-50. The evaluation also “indicated a verbal IQ of 73, a performance IQ of 70 and a full scale IQ of 69.” .

On January 12, 2009, Dr. Joseph Tra-montana, Ph.D., completed a “psychiatric review technique” and found that Knee-land met listing 12.05C. 1 He noted bipolar syndrome, and a valid IQ of 60 through 70 plus another impairment imposing an additional, significant limitation.

On February 26, 2009, Kneeland underwent another psychological evaluation, this time by psychologist Dr. Jerry Whiteman. Notably, Dr. Whiteman found Kneeland had a verbal :IQ of 77, a performance IQ of 74, and a full scale IQ of 74, which are slightly higher scores than what Dr. Dilks reported. Among other conclusions, Dr. Whiteman noted borderline but adequate cognitive abilities, complaints of chronic pain, a criminal history, and relying on others due to stamina and mobility limita *752 tions. A February 27, 2009 assessment indicates slight and moderate limitations in various categories, borderline intelligence, limited mobility, and foot pain.

B. Procedural History

On September 21, 2006, Kneeland filed a claim for supplemental social security income (“SSI”) alleging disability beginning on April 12, 2006, based primarily on a broken bone in her foot and bipolar disorder. 2 Kneeland’s claim was initially denied, and denied again on reconsideration. After a hearing was held, the ALJ issued an unfavorable decision. Kneeland appealed to the Social Security Administration’s Appeals Council (“Appeals Council”), and submitted additional evidence including the IQ scores from Dr. Whiteman’s evaluation.

While that appeal was pending, Knee-land filed another SSI claim, as well as a claim for disability insurance benefits (“DIB”), 3 alleging “broken bone in foot, bipolar, [and] migraines.” This time, she was awarded benefits by the State Agency for meeting listing 12.05C, which at the time referred to mental retardation. 4 Despite the favorable outcomes, Kneeland’s initial claim was still pending at the Appeals Council. And ultimately, in 2010, the Appeals Council granted Kneeland’s request for review of her first denial, reopened her favorable decisions, consolidated the claims, and remanded for further proceedings. The Appeals Council found that the denial was “not supported by substantial evidence,” that “there is new and material evidence^] and [that] the decision [was] contrary to the weight of all the evidence now in the record.” It further found “good cause” based on “new and material evidence” to reopen the favorable determinations.

As a result, a new hearing was held on August 3, 2011. After brief testimony from Kneeland, the first of two reviewing medical experts, Dr. Alan J. Klein, Ph.D., testified. Dr. Klein opined that Kneeland did not meet Listing 12.05 because her IQ scores on the later of the two psychological examinations were above the 12.05C threshold. Dr. Klein further stated he did not see anything in the record that indicated treatment for bipolar disorder. The second reviewing medical expert, Dr. Frank L. Barnes, M.D., board-certified orthopedist, testified that, based on the record, he did not believe Kneeland met or equaled any listing of impairment. Of note, Dr. *753 Barnes opined that Kneeland could “sit eight hours a day, [and] probably stand and walk a total of two hours a day,” among other limitations. Finally, the vocational expert, Beverly K. Majors, testified. The ALJ described a hypothetical to Majors that in relevant part provided:

[An individual] of the same work history [as Kneeland] and a ninth grade — eight- and-a-half grade educational background ... could lift and carry 20 pounds occasionally and 10 frequently; sit eight hours out of an eight-hour workday; stand and/or walk two hours out of an eight-hour workday.

The ALJ asked what occupations the above hypothetical person could perform, and after confirming the eight-and-a-half year education level, 5 the vocational expert testified that the individual could be an escort driver or assembly worker. 6

The ALJ denied Kneeland’s claim on September 9, 2011, and the Appeals Council denied her request for review. Thereafter, Kneeland filed a complaint in federal district court. The magistrate judge issued a Report and Recommendation affirming the Commissioner’s finding and dismissing with prejudice. Over Kneeland’s objections, the district court adopted the Report and Recommendation. Kneeland now appeals.

II.

“We review de novo the district court’s grant of summary judgment, applying the same standard that the district court applied.” 7 Like the district court’s review, our review is limited by 42 U.S.C. §

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850 F.3d 749, 2017 WL 927781, 2017 U.S. App. LEXIS 4123, Counsel Stack Legal Research, https://law.counselstack.com/opinion/olivia-kneeland-v-nancy-berryhill-acting-cmsnr-ca5-2017.