Middlemist v. BDO Seidman, LLP

958 P.2d 486, 1997 Colo. J. C.A.R. 2117, 1997 Colo. App. LEXIS 226, 72 Empl. Prac. Dec. (CCH) 45,098, 1997 WL 603886
CourtColorado Court of Appeals
DecidedOctober 2, 1997
Docket96CA1649
StatusPublished
Cited by24 cases

This text of 958 P.2d 486 (Middlemist v. BDO Seidman, LLP) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Middlemist v. BDO Seidman, LLP, 958 P.2d 486, 1997 Colo. J. C.A.R. 2117, 1997 Colo. App. LEXIS 226, 72 Empl. Prac. Dec. (CCH) 45,098, 1997 WL 603886 (Colo. Ct. App. 1997).

Opinion

Opinion by

Judge MARQUEZ.

Plaintiff, Catherine T. Middlemist, appeals the trial court order denying her six pre-trial discovery motions, the dismissal of her claims against defendant M. James Collins, and the summary judgment entered in favor of defendant, BDO Seidman, LLP. We affirm.

Plaintiff, a certified public accountant, was employed at BDO Seidman for approximately two and one-half years. Following her discharge, plaintiff filed a complaint against BDO Seidman and Collins, individually and as tax advisor, alleging five claims for relief: (1) intentional gender discrimination under Title VII of the federal Civil Rights Act; (2)intentional race/national origin discrimination also under Title VII; (3) violation of the federal Fair Labor Standards Act; (4) unlawful retaliation for reporting illegal or unethical accounting practices; and (5) breach of, and/or intentional and improper interference with, plaintiffs employment contract. She also asserted one claim solely against defendant BDO Seidman for negligent hiring and retention of Collins.

According to her complaint, she was terminated from employment when she returned to work following a two-week pregnancy leave, and that shortly before her termination, she had reported an accounting error to her employer.

In November 1995, the trial court dismissed all of plaintiffs claims for relief against Collins. Plaintiff had filed various motions for discovery requests, which the trial court denied, before it issued its August 1996 order granting summary judgment in favor of BDO Seidman as to all of plaintiffs claims.

I.

Plaintiff contends that the trial court erred in dismissing all of her claims against Collins individually. We disagree.

In determining whether to grant a motion to dismiss pursuant to C.R.C.P. 12(b)(5), the trial court must accept the material allegations in the complaint as true, and the complaint should not be dismissed if plaintiff can be granted relief under any state of the facts alleged. Chidester v. Eastern Gas & Fuel Associates, 859 P.2d 222 (Colo.App.1992). When ruling on a motion to dismiss for failure to state a claim, a court may not consider matters outside the allegations in the complaint. , Dunlap v. Colorado Springs Cablevision, Inc., 829 P.2d 1286 (Colo.1992).

An appellate court will' uphold a dismissal under C.R.C.P. 12(b)(5) only if it “appears beyond doubt that the plaintiff can prove no set of facts in support of his. claim which would entitle him to relief.” Rosenthal v. Dean Witter Reynolds, Inc., 908 P.2d 1095, 1099 (Colo.1995).

A.

First, plaintiff contests the dismissal of her claims against defendant Collins indi *490 vidually for discrimination under Title VII of the Civil Rights Act of 1964. We perceive no error.

Suits against individuals under Title VII of the Civil Rights Act of 1964, § 701, as amended, 42 U.S.C. § 2000e (1994), must proceed against such persons in their official capacity; individual capacity suits are inappropriate. “The relief granted under Title VII is against the employer, not individual employees whose actions would constitute a violation of the Act.” Sauers v. Salt Lake County, 1 F.3d 1122, 1125 (10th Cir.1993) (emphasis in original). See also Haynes v. Williams, 88 F.3d 898 (10th Cir.1996).

Thus, a plaintiff must sue the employer in a Title VII action, either by naming the supervisory employees as agents of the employer or by naming the employer directly. Sauers v. Salt Lake County, supra. See also Newsome v. McKesson Corp., 932 F.Supp. 1339 (D.Utah 1996) (unless status of employee is such that employee herself is an employer, action against employee asserting individual liability is subject to dismissal).

BDO Seidman is a limited liability partnership. According to plaintiffs complaint, Collins was a tax partner for BDO Seidman in its Denver office, and was plaintiffs immediate supervisor. Thus, to the extent plaintiff makes claims against Collins in his individual capacity, these claims were properly dismissed. See Sauers v. Salt Lake County, supra.

B.

Plaintiff also contests the dismissal of her claims against defendant Collins individually for violations of the Fair Labor Standards Act. Again, we perceive no error.

To establish a prima facie case under the Fair Labor Standards Act of 1938, § 6(d)(1), as amended, 29 U.S.C. § 206(d) (1989) (Equal Pay Act), a plaintiff has the burden of proving that (1) plaintiff was performing work which was substantially equal to that of the employees of the opposite sex considering the skills, duties, supervision, effort, and responsibilities of the jobs; (2) the conditions where the work was performed were basically the same; (3) the employees of the opposite sex were paid more under such circumstances. See Tidwell v. Fort Howard Corp., 989 F.2d 406 (10th Cir.1993).

The trial court dismissed this claim on the basis that “no claim [was] asserted against Collins alleging that he has any individual duty to pay or equalize the pay of [plaintiff].” We agree that such an allegation was necessary to state a claim.

C.

Plaintiff contends the dismissal of the claim against defendant Collins individually for his alleged unlawful retaliation against plaintiff for reporting illegal or unethical accounting practices was error because, in plaintiffs view, a plaintiff may name an individual employer, such as Collins, in addition to the partnership of which he is a member. The trial court dismissed this claim stating that: “It is alleged that Plaintiff reported illegal and/or unethical accounting practices. There is no specific claim against Mr. Collins for the alleged retaliation.” We agree with the trial court that the requisite elements of a claim against Collins were not stated.

The purpose of a complaint is to provide the defendant with reasonable notice of the general nature of the matter presented, and it is sufficient if the pleader identifies the transaction which forms the basis of the claim. Southerland v. Argonaut Ins. Co., 794 P.2d 1102 (Colo.App.1990).

The complaint states with regard to this claim:

15. Shortly before her termination, [plaintiff] had reported to her employer that it would be necessary to reclassify a client’s income and thus create a tax liability of $700,000 to 1.05 million dollars plus penalties and interest to the Internal Revenue Service.

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958 P.2d 486, 1997 Colo. J. C.A.R. 2117, 1997 Colo. App. LEXIS 226, 72 Empl. Prac. Dec. (CCH) 45,098, 1997 WL 603886, Counsel Stack Legal Research, https://law.counselstack.com/opinion/middlemist-v-bdo-seidman-llp-coloctapp-1997.