John Gruttemeyer v. Transit Authority

31 F.4th 638
CourtCourt of Appeals for the Eighth Circuit
DecidedApril 14, 2022
Docket20-2333
StatusPublished
Cited by42 cases

This text of 31 F.4th 638 (John Gruttemeyer v. Transit Authority) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
John Gruttemeyer v. Transit Authority, 31 F.4th 638 (8th Cir. 2022).

Opinion

United States Court of Appeals For the Eighth Circuit ___________________________

No. 20-2333 ___________________________

John Gruttemeyer

Plaintiff - Appellee

v.

Transit Authority, of the City of Omaha, a Nebraska corporation, doing business as Metro Area Transit

Defendant - Appellant

Transportation Workers Union of America, Local 223

Defendant ___________________________

No. 20-3576 ___________________________

Transit Authority, of the City of Omaha, a Nebraska corporation, doing business as Metro Area Transit

Defendant - Appellant Transportation Workers Union of America, Local 223

Defendant ____________

Appeal from United States District Court for the District of Nebraska - Omaha ____________

Submitted: November 16, 2021 Filed: April 14, 2022 ____________

Before BENTON, KELLY, and ERICKSON, Circuit Judges. ____________

KELLY, Circuit Judge.

John Gruttemeyer claimed his former employer, the Transit Authority of the City of Omaha (Metro), discriminated against him based on disability and retaliated against him for protected activity when it terminated him in 2016. A jury found in Gruttemeyer’s favor under the Americans with Disabilities Act (ADA) and the Age Discrimination in Employment Act (ADEA) and awarded damages. After trial, the district court 1 denied Metro’s motion for judgment as a matter of law or a new trial and granted Gruttemeyer’s motion for attorney’s fees. Metro appeals and, having jurisdiction pursuant to 28 U.S.C. § 1291, we affirm.

I.

John Gruttemeyer began working for Metro in 2011 as a full-time bus operator and transferred to a position as a bus fueler and washer in May 2015. Gruttemeyer was a member of the Transportation Workers Union of America, AFL-CIO, Local 223 (the Union) for the duration of his employment with Metro. He was elected vice

1 The Honorable Joseph F. Bataillon, United States District Judge for the District of Nebraska.

-2- president of the Union in November 2015 and served in that role until March 1, 2016. Gruttemeyer had previously worked for the Omaha Fire Department for 23 years. He took a one-year medical leave because of stress and depression and then retired from the fire department with a disability pension in July 2010.

In a letter dated July 6, 2016, Metro fired Gruttemeyer. Gruttemeyer filed suit in federal district court alleging that Metro terminated his employment because of his disability—bipolar disorder, anxiety disorder, and depression—and in retaliation for Gruttemeyer helping a co-worker who claimed age discrimination by Metro.2 Gruttemeyer brought a federal disability discrimination claim under the ADA, 42 U.S.C. § 12112, and a retaliation claim under the ADEA, 29 U.S.C. § 623(d). He also brought state law claims for retaliation and disability discrimination under the Nebraska Fair Employment Practices Act, Neb. Reb. Stat. § 48-1104, that were coextensive with the corresponding federal claims. The district court denied Metro’s motion for summary judgment, and the case proceeded to trial. 3

The jury returned a verdict in Gruttemeyer’s favor on his disability discrimination claim and his retaliation claim. The jury awarded damages of $114,540.94 in lost wages and benefits and $25,000 in other damages on the ADA claim and did not award any additional damages for the ADEA claim. Metro appeals.

2 After the Union declined to arbitrate Gruttemeyer’s termination on his behalf, Gruttemeyer filed charges of discrimination and retaliation with the Nebraska Equal Opportunity Commission (NEOC) and the Equal Employment Opportunity Commission (EEOC) before bringing his federal case. The EEOC adopted the findings from the NEOC investigation and issued a right to sue letter on January 8, 2018. Gruttemeyer’s exhaustion of the administrative process is not at issue on appeal. 3 Gruttemeyer named both Metro and the Union as defendants. On December 30, 2019, the district court granted the Union’s motion for summary judgment. The Union’s dismissal from the case is not at issue on appeal.

-3- II.

First, Metro appeals two evidentiary rulings. We review the district court’s decision to admit or exclude evidence for abuse of discretion, Bady v. Murphy-Kjos, 628 F.3d 1000, 1002–03 (8th Cir. 2011), including decisions concerning the admission of expert testimony, Bradshaw v. FFE Transp. Servs. Inc., 715 F.3d 1104, 1107 (8th Cir. 2013). “A district court enjoys wide discretion in ruling on the admissibility of proffered evidence, and evidentiary rulings should only be overturned if there was a clear and prejudicial abuse of discretion.” Quigley v. Winter, 598 F.3d 938, 946 (8th Cir. 2010) (quoting U.S. Salt, Inc. v. Broken Arrow, Inc., 563 F.3d 687, 689–90 (8th Cir. 2009)).

A.

The first evidentiary ruling at issue involves the testimony of Francene Buda Dardon. On July 25, 2019, Gruttemeyer disclosed “Francene Buda Dardon, LMHP,” as a potential witness, identifying her as his “Counselor/Therapist” and indicating she would “testify regarding treatment, observation and diagnosis of Mr. Gruttemeyer’s disability.” Gruttemeyer had also identified Buda Dardon in response to Metro’s interrogatories, and during his deposition Gruttemeyer identified Buda Dardon as his therapist who diagnosed him.

On February 6, 2020, Metro sought to exclude or limit Buda Dardon’s testimony. Metro argued Buda Dardon’s position as a Licensed Mental Health Practitioner (LMHP) did not allow her to diagnose major mental illness because, under Nebraska law, only a Licensed Independent Mental Health Professional (LIMHP) is qualified to independently diagnose major mental illness, while an LMHP is not. See Neb. Stat. §§ 38-2113(2), 38-2116. When Metro took Buda Dardon’s trial deposition on February 20, however, it discovered that she was in fact an LIMHP and therefore qualified to testify about Gruttemeyer’s diagnoses. The district court denied Metro’s motion to exclude Buda Dardon’s testimony.

-4- At trial, Metro again objected to Gruttemeyer presenting Buda Dardon’s testimony. First, Metro argued that her testimony was expert testimony, yet Gruttemeyer had not disclosed her as an expert. Second, Metro argued it was a prejudicial unfair surprise that it only learned Buda Dardon was an LIMHP at her trial deposition. Metro asserted prejudice because it was prepared to depose Buda- Dardon as an LMHP, expecting an admission that she could not diagnose Gruttemeyer. The district court overruled the objection, finding Buda Dardon was not testifying as an expert witness and that Metro had not shown prejudice justifying exclusion of her testimony.

Under Rule 26, non-retained experts, including treating healthcare providers such as Buda Dardon, are subject to less stringent disclosure requirements than a retained expert. Vanderberg v. Petco Animal Supplies Stores, Inc., 906 F.3d 698, 702 (8th Cir. 2018). “[P]arties must disclose the identity of non-retained experts who may testify at trial and disclose ‘the subject matter on which the witness is expected to present’ expert opinion testimony and ‘a summary of the facts and opinions to which the witness is expected to testify.’” Id. (quoting Fed. R. Civ. P. 26(a)(2)(C)).

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