Gross v. FBL Financial Services, Inc.

557 U.S. 167, 129 S. Ct. 2343, 174 L. Ed. 2d 119, 21 Fla. L. Weekly Fed. S 958, 106 Fair Empl. Prac. Cas. (BNA) 833, 77 U.S.L.W. 4531, 92 Empl. Prac. Dec. (CCH) 43,584, 2009 U.S. LEXIS 4535
CourtSupreme Court of the United States
DecidedJune 18, 2009
Docket08-441
StatusPublished
Cited by2,725 cases

This text of 557 U.S. 167 (Gross v. FBL Financial Services, Inc.) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Gross v. FBL Financial Services, Inc., 557 U.S. 167, 129 S. Ct. 2343, 174 L. Ed. 2d 119, 21 Fla. L. Weekly Fed. S 958, 106 Fair Empl. Prac. Cas. (BNA) 833, 77 U.S.L.W. 4531, 92 Empl. Prac. Dec. (CCH) 43,584, 2009 U.S. LEXIS 4535 (2009).

Opinions

Justice Thomas

delivered the opinion of the Court.

The question presented by the petitioner in this case is whether a plaintiff must present direct evidence of age dis[170]*170crimination in order to obtain a mixed-motives jury instruction in a suit brought under the Age Discrimination in Employment Act of 1967 (ADEA), 81 Stat. 602, as amended, 29 U. S. C. § 621 et seq. Because we hold that such a jury instruction is never proper in an ADEA case, we vacate the decision below.

I

Petitioner Jack Gross began working for respondent FBL Financial Group, Inc. (FBL), in 1971. As of 2001, Gross held the position of claims administration director. But in 2003, when he was 54 years old, Gross was reassigned to .the position of claims project coordinator. At that same time, FBL transferred many of Gross’ job responsibilities to a newly created position — claims administration manager. That position was given to Lisa Kheeskern, who had previously been supervised by Gross and who was then in her early forties. App. to Pet. for Cert. 15a, 23a (District Court opinion). Although Gross (in his new position) and Kheeskern received the same compensation, Gross considered the reassignment a demotion because of FBL’s reallocation of his former job responsibilities to Kheeskern.

In April 2004, Gross filed suit in District Court, alleging that his reassignment to the position of claims project coordinator violated the ADEA, which makes it unlawful for an employer to take adverse action against an employee “because of such individual’s age.” 29 U. S. C. § 623(a). The case proceeded to trial, where Gross introduced evidence suggesting that his reassignment was based at least in part on his age. FBL defended its decision on the grounds that Gross’ reassignment was part of a corporate restructuring and that Gross’ new position was better suited to his skills. See App. to Pet. for Cert. 23a (District Court opinion).

At the close of trial, and over FBL’s objections, the District Court instructed the jury that it must return a verdict for Gross if he proved, by a preponderance of the evidence, that FBL “demoted [him] to claims projec[t] coordinator” and [171]*171that his “age was a motivating factor” in FBL’s decision to demote him. App. 9-10. The jury was further instructed that Gross’ age would qualify as a “ ‘motivating factor,’ if [it] played a part or a role in [FBL]’s decision to demote [him].” Id., at 10. The jury was also instructed regarding FBL’s burden of proof. According to the District Court, the “verdict must be for [FBL] ... if it has been proved by the preponderance of the evidence that [FBL] would have demoted [Gross] regardless of his age.” Ibid. The jury returned a verdict for Gross, awarding him $46,945 in lost compensation. Id., at 8.

FBL challenged the jury instructions on appeal. The United States Court of Appeals for the Eighth Circuit reversed and remanded for a new trial, holding that the jury had been incorrectly instructed under the standard established in Price Waterhouse v. Hopkins, 490 U. S. 228 (1989). See 526 F. 3d 356, 358 (2008). In Price Waterhouse, this Court addressed the proper allocation of the burden of persuasion in cases brought under Title VII of the Civil Rights Act of 1964, 78 Stat. 253, as amended, 42 U. S. C. §2000e et seq., when an employee alleges that he suffered an adverse employment action because of both permissible and impermissible considerations — i. e., a “mixed-motives” case. 490 U. S., at 232, 244-247 (plurality opinion). The Price Waterhouse decision was splintered. Four Justices joined a plurality opinion, see id., at 231-258, Justices White and O’Con-nor separately concurred in the judgment, see id., at 258-261 (opinion of White, J.); id., at 261-279 (opinion of O’Connor, J.), and three Justices dissented, see id., at 279-295 (opinion of Kennedy, J.). Six Justices ultimately agreed that if a Title VII plaintiff shows that discrimination was a “motivating” or a “ ‘substantial’ ” factor in the employer’s action, the burden of persuasion should shift to the employer to show that it would have taken the same action regardless of that impermissible consideration. See id., at 258 (plurality opinion); id., at 259-260 (opinion of White, J.); id., at 276 (opinion [172]*172of O’Connor, J.). Justice O’Connor further found that to shift the burden of persuasion to the employer, the employee must present “direct evidence that an illegitimate criterion was a substantial factor in the [employment] decision.” Ibid.

In accordance with Circuit precedent, the Court of Appeals identified Justice O’Connor’s opinion as controlling. See 526 F. 3d, at 359 (citing Erickson v. Farmland Industries, Inc., 271 F. 3d 718, 724 (CA8 2001)). Applying that standard, the Court of Appeals found that Gross needed to present “[d]irect evidence ... sufficient to support a finding by a reasonable fact finder that an illegitimate criterion actually motivated the adverse employment action.” 526 F. 3d, at 359 (internal quotation marks omitted). In the Court of Appeals’ view, “direct evidence” is only that evidence that “show[s] a specific link between the alleged discriminatory animus and the challenged decision.” Ibid, (internal quotation marks omitted). Only upon a presentation of such evidence, the Court of Appeals held, should the burden shift to the employer “ ‘to convince the trier of fact that it is more likely than not that the decision would have been the same absent consideration of the illegitimate factor.’” Ibid. (quoting Price Waterhouse, supra, at 276 (opinion of O’Con-nor, J.)).

The Court of Appeals thus concluded that the District Court’s jury instructions were flawed because they allowed the burden to shift to FBL upon a presentation of a preponderance of any category of evidence showing that age was a motivating factor — not just “direct evidence” related to FBL’s alleged consideration of age. See 526 F. 3d, at 360. Because Gross conceded that he had not presented direct evidence of discrimination, the Court of Appeals held that the District Court should not have given the mixed-motives instruction. Ibid. Rather, Gross should have been held to the burden of persuasion applicable to typical, non-mixed-motives claims; the jury thus should have been instructed [173]*173only to determine whether Gross had carried his burden of “proving] that age was the determining factor in FBL’s employment action.” See ibid.

We granted certiorari, 555 U. S. 1066 (2008), and now vacate the decision of the Court of Appeals.

II

The parties have asked us to decide whether a plaintiff must “present direct evidence of discrimination in order to obtain a mixed-motive instruction in a non-Title VII discrimination case.” Pet. for Cert. i. Before reaching this question, however, we must first determine whether the burden of persuasion ever shifts to the party defending an alleged mixed-motives discrimination claim brought under the ADEA.1

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Bluebook (online)
557 U.S. 167, 129 S. Ct. 2343, 174 L. Ed. 2d 119, 21 Fla. L. Weekly Fed. S 958, 106 Fair Empl. Prac. Cas. (BNA) 833, 77 U.S.L.W. 4531, 92 Empl. Prac. Dec. (CCH) 43,584, 2009 U.S. LEXIS 4535, Counsel Stack Legal Research, https://law.counselstack.com/opinion/gross-v-fbl-financial-services-inc-scotus-2009.