Exxon Chemical Patents, Inc., Exxon Corporation and Exxon Research and Engineering Co. v. Lubrizol Corporation

64 F.3d 1553, 35 U.S.P.Q. 2d (BNA) 1801, 1995 U.S. App. LEXIS 24690
CourtCourt of Appeals for the Federal Circuit
DecidedSeptember 1, 1995
Docket93-1275, 94-1309
StatusPublished
Cited by163 cases

This text of 64 F.3d 1553 (Exxon Chemical Patents, Inc., Exxon Corporation and Exxon Research and Engineering Co. v. Lubrizol Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Exxon Chemical Patents, Inc., Exxon Corporation and Exxon Research and Engineering Co. v. Lubrizol Corporation, 64 F.3d 1553, 35 U.S.P.Q. 2d (BNA) 1801, 1995 U.S. App. LEXIS 24690 (Fed. Cir. 1995).

Opinions

[1555]*1555CLEVENGER, Circuit Judge.

Lubrizol Corporation (Lubrizol) appeals the February 5,1993 judgment of the United States District Court for the Southern District of Texas, Houston Division, inter alia holding that U.S. Patent No. 4,867,890 assigned to Exxon Chemical Patents, Inc. (Exxon) is not invalid under 35 U.S.C. § 102 or § 103 (1988) and is enforceable, and that Lubrizol willfully infringed the claims of the ’890 patent. We reverse the judgment of infringement.1 We vacate the award of attorneys’ fees and costs to Exxon, the injunction entered against Lubrizol, and the damage award entered on February 15, 1994.

I

After extensive discovery, this patent infringement case was tried to a jury. Following the jury’s verdict of willful infringement, the judge concluded that the case was exceptional under 35 U.S.C. § 285 (1988) and awarded Exxon its attorneys’ fees and costs. Lubrizol’s post trial motion for judgment as a matter of law or for a new trial was denied by the judge, and Lubrizol timely brought this appeal. We have jurisdiction under 28 U.S.C. § 1295(a)(1) (1988).

The central issue in this appeal is claim interpretation. Exxon’s claims are to a lubricating oil composition suitable for use as a crankcase lubricant in internal combustion engines. The claimed composition is defined as comprising—meaning containing at least—five specific ingredients. Exxon contends that its patent claims a “recipe” of ingredients that extends to any product made by using the claimed ingredients, even if the product itself—as a result of chemical com-plexing—fails to include one of the claimed ingredients. Lubrizol argues that since Exxon claims a composition product—not a process for making a product or a product made by a claimed process—the ’890 patent only extends to final products that include the specified claimed ingredients.

The trial judge, candidly expressing considerable difficulty in understanding the chemistry and law involved in the case, treated the issue of claim interpretation as a matter of deciding which of the two parties offered the correct meaning of the claims. The jury was charged according to Exxon’s preferred claim interpretation.

The duty of the trial judge is to determine the meaning of the claims at issue, and to instruct the jury accordingly. Markman v. Westview Instruments, Inc., 52 F.3d 967, 970 (Fed.Cir.1995). In the exercise of that duty, the trial judge has an independent obligation to determine the meaning of the claims, notwithstanding the views asserted by the adversary parties. The pursuit of that obligation in this case would have resulted in a determination that Exxon’s preferred claim interpretation is incorrect, and that Lubrizol’s is only partly correct. As we explain below, under a jury charge stating the correct interpretation of the claims, no jury could reasonably have found—on the evidence submitted by Exxon—that Lubrizol’s accused products literally infringe Exxon’s claims. Because of Exxon’s failure of proof, Lubrizol is entitled to judgment as a matter of law. See Zenith Labs., Inc. v. Bristolr-Myers Squibb Co., 19 F.3d 1418, 1424, 30 USPQ2d 1285, 1290 (Fed.Cir.1994). Accordingly, we reverse the final judgment on liability entered on the jury verdict and vacate the order awarding attorneys’ fees and costs and the injunction entered against Lubrizol. The judgment of the District Court which is the subject of Lubrizol’s companion appeal challenging the award of damages is vacated.2

[1556]*1556II

Exxon and Lubrizol manufacture crankcase lubricating oil compositions and concentrate compositions which are mixed with oil basestock to produce lubricating oils for motor vehicle engines. Such products typically contain the following components as additives: (1) a dispersant, which suspends impurities to prevent sludge and varnish deposits on engine parts, (2) ZDDP, a zinc-containing compound that inhibits engine wear and produces antioxidant results for the oil, (3) a detergent, which helps prevent engine deposits, and (4) a supplemental antioxidant, necessary because use of ZDDP is limited by environmental concerns. Oxidation of the oil component substantially shortens the life of lubricating oils. Oxidation results in increased acidity of the lubricant, which can enhance corrosion of engine parts and increase viscosity of the product, thereby degrading its lubricant qualities.

Exxon’s ’890 patent seeks enhanced antioxidant results by the addition of a small amount of copper as the supplemental antioxidant to the other typical ingredients of the product. The prosecution history of Exxon’s patent emphasized the beneficial synergistic effects caused by the added copper when in the presence of an ashless dispersant.

Ill

We have recently concluded in banc that claim interpretation is a matter of law, and that the trial judge alone has the duty and responsibility to interpret the claims at issue. Markman, 52 F.3d at 970. After close of the evidence in this ease, the judge heard argument from the parties on the meaning of Exxon’s claims. During that argument, Lubrizol argued that the meaning of the claims should be left to the jury for decision, if the court failed to agree with Lubrizol’s preferred claim interpretation. The judge correctly refused to submit the issue to the jury, and instead decided which of the two proffered interpretations seemed most correct. It may well be that in some cases one side or the other will offer the correct claim interpretation to the judge. More often, however, it is likely that the adversaries will offer claim interpretations arguably consistent with the claims, the specification and the prosecution history that produce victory for their side. In any event, the judge’s task is not to decide which of the adversaries is correct. Instead the judge must independently assess the claims, the specification, and if necessary the prosecution history, and relevant extrinsic evidence, and declare the meaning of the claims. No matter when or how a judge performs the Markman task, on appeal we review the issue of claim interpretation independently without deference to the trial judge.

IV

Representative of the claims of the ’890 patent, claim 1 is directed to “[a] lubricating oil composition suitable as a crankcase lubricant in internal combustion engines comprising” (1) a major amount of lubricating oil, (2) an ashless dispersant (ie. one that neither contains nor is eomplexed with metal) in specified amounts of “about 1 to 10 wt. (3) from about 0.01 to 5.0 parts by weight of oil soluble ZDDP, (4) 5 to 500 parts per million by weight of added copper in the form of an oil soluable copper compound, and (5) magnesium or calcium detergent.3

The subject of claim interpretation was argued to the judge at the close of Exxon’s case and was considered again in extensive argument at the close of all the evidence. At the conclusion of the arguments, the judge

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Sony Corporation v. Iancu
924 F.3d 1235 (Federal Circuit, 2019)
Homeland Housewares, LLC v. Whirlpool Corporation
865 F.3d 1372 (Federal Circuit, 2017)
SignalQuest v. Chou
2016 DNH 099 (D. New Hampshire, 2016)
Ultimatepointer, L.L.C. v. Nintendo Co Ltd
816 F.3d 816 (Federal Circuit, 2016)
Media Digital v. Toshiba America
2015 DNH 088 (D. New Hampshire, 2015)
SignalQuest v. Chou, et al.
2015 DNH 020 (D. New Hampshire, 2015)
X2Y Attenuators, LLC v. International Trade Commission
757 F.3d 1358 (Federal Circuit, 2014)
Shire Development LLC v. Watson Pharmaceuticals, Inc.
932 F. Supp. 2d 1349 (S.D. Florida, 2013)
Marine Polymer Technologies, Inc. v. Hemcon, Inc.
672 F.3d 1350 (Federal Circuit, 2012)
Cacace v. Meyer Marketing (Macau Commercial Offshore) Co.
812 F. Supp. 2d 547 (S.D. New York, 2011)
Mems Technology Berhard v. International Trade Commission
447 F. App'x 142 (Federal Circuit, 2011)
Technology Patents LLC v. Deutsche Telekom Ag
774 F. Supp. 2d 732 (D. Maryland, 2010)
NewRiver, Inc. v. NEWKIRK PRODUCTS, INC.
674 F. Supp. 2d 320 (D. Massachusetts, 2009)
American Medical Systems, Inc. v. Laser Peripherals, LLC
665 F. Supp. 2d 1025 (D. Minnesota, 2009)
Abraxis Bioscience, Inc. v. NAVINTA, LLC
640 F. Supp. 2d 553 (D. New Jersey, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
64 F.3d 1553, 35 U.S.P.Q. 2d (BNA) 1801, 1995 U.S. App. LEXIS 24690, Counsel Stack Legal Research, https://law.counselstack.com/opinion/exxon-chemical-patents-inc-exxon-corporation-and-exxon-research-and-cafc-1995.