Angela Bernhardt v. County of Los Angeles Lloyd W. Pellman, Individually Lloyd W. Pellman, in His Official Capacity

279 F.3d 862, 2002 Cal. Daily Op. Serv. 1037, 2002 Daily Journal DAR 1368, 2002 U.S. App. LEXIS 1663, 2002 WL 151026
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 4, 2002
Docket00-55524
StatusPublished
Cited by309 cases

This text of 279 F.3d 862 (Angela Bernhardt v. County of Los Angeles Lloyd W. Pellman, Individually Lloyd W. Pellman, in His Official Capacity) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Angela Bernhardt v. County of Los Angeles Lloyd W. Pellman, Individually Lloyd W. Pellman, in His Official Capacity, 279 F.3d 862, 2002 Cal. Daily Op. Serv. 1037, 2002 Daily Journal DAR 1368, 2002 U.S. App. LEXIS 1663, 2002 WL 151026 (9th Cir. 2002).

Opinion

FISHER, Circuit Judge:

Appellant Angela Bernhardt’s § 1983 lawsuit alleged that the County of Los Angeles settles civil rights actions only on 1670 a lump sum basis that includes all attorney fees, and that such a policy interferes with her implicit right under 42 U.S.C. § 1988 to obtain an attorney. The district court dismissed the suit sua sponte, ruling on the basis of Bernhardt’s complaint that she lacked standing. We have jurisdiction under 28 U.S.C. § 1291 and we reverse. On de novo review, we hold that Bernhardt’s complaint sufficiently established standing. Although Bernhardt’s claims for prospective relief are moot, we hold that a live controversy remains because of the possibility that Bernhardt may be awarded actual or nominal damages.

BACKGROUND

A. Evans v. Jeff D.

This action must be viewed in the context of Evans v. Jeff D., 475 U.S. 717, 106 S.Ct. 1531, 89 L.Ed.2d 747 (1986). In Evans, plaintiffs in a class action suit entered into a settlement that included a waiver of statutory attorney fees under 42 U.S.C. § 1988, which permits an award of fees to a prevailing party in a federal civil rights lawsuit. 1 Plaintiffs argued that the district court should have rejected the fee waiver as inconsistent with § 1988. They contended the fee waiver was a product of coercion because it exploited the ethical obligation of plaintiffs’ counsel to recommend any settlement that was in the best interests of the clients. Id. at 729. Concluding “that it is not necessary to construe the Fees Act [ie., § 1988] as embodying a general rule prohibiting settlements conditioned on the waiver of fees in order to be faithful to *866 the purposes of that Act,” the Court rejected plaintiffs’ claims. Id. at 737-38. But the Court suggested that § 1988 might prohibit fee waivers in three specific situations. First, § 1988 might bar a governmental unit from implementing a “statute, policy, or practice” precluding the payment of attorney fees in settlements of civil rights cases. Id. at 739-40, 106 S.Ct. 1531. Second, a district court might be required to disapprove a fee waiver that was part of “a vindictive effort to deter attorneys from representing plaintiffs in civil rights suits.” Id. at 740, 106 S.Ct. 1531. Finally, an action might lie if it were shown that fee waivers have had the effect, “in the aggregate and in the long run,” of shrinking “the pool of lawyers willing to represent plaintiffs in such eases,” thereby “constricting the effective access to the judicial process for persons with civil rights grievances which the Fees Act was intended to provide.” Id. at 741 n. 34, 106 S.Ct. 1531 (internal quotation marks omitted). Noting that comment on this last issue was “premature,” the Court added “that as a practical matter the likelihood of this circumstance arising is remote.” Id.

Then, in Willard v. City of Los Angeles, 803 F.2d 526 (9th Cir.1986), the plaintiffs settled a civil rights action in exchange for a lump sum, which included all attorney fees potentially recoverable under § 1988. Id. at 527. They nonetheless moved for an award of attorney fees, arguing that the settlement was unenforceable. Id. The district court denied the motion. We affirmed, but, following Evans, stated that a settlement waiving fees might be unenforceable if the governmental unit had a “statute, policy, or practice requiring waiver of fees as a condition of settlement or ... it has vindictively sought to deter attorneys from bringing civil rights suits.” Id. at 528.

B. Bernhardt’s Complaint.

In this case, Bernhardt sought to pick up where Evans and Willard left off. Bernhardt alleged that the County of Los Angeles and county counsel Lloyd W. Pell-man (collectively, “the County”) have, since 1978, had a custom, practice and policy to offer or accept settlements in federal civil rights cases only for a “lump sum, including all attorney’s fees.” Bernhardt alleged that the policy had deprived her of her “implied federal statutory right under 42 U.S.C. Section 1988” to contract with an attorney for representation in exchange for an assignment to the attorney of the right to seek statutory attorney fees. The County’s policy, she alleged, violates the Supremacy Clause by implicitly repealing § 1988. See U.S. Const, art. VI, cl. 2. She sought declaratory and in-junctive relief, compensatory and punitive damages and attorney fees and costs.

Bernhardt more specifically alleged the County’s policy deprived her of the opportunity to obtain a civil rights lawyer to represent her in a separate § 1983 action against County law enforcement officials for use of excessive force (“the underlying action”). Between October 1998 and January 1999, she said, she contacted eight attorneys or law firms to represent her. None of the attorneys took her case, even though some commented positively about the merits of her claims. One of the attorneys allegedly told Bernhardt that it was the County’s lump sum settlement policy that precluded him from representing her. Bernhardt ultimately filed the underlying action in pro per, the case was dismissed and Bernhardt appealed. Bernhardt’s complaint alleged that she would be able to obtain a lawyer in the appeal of the underlying action if she obtained injunctive or declaratory relief in the instant action. Subsequent to the dismissal of the instant action, we dismissed the appeal in Bern *867 hardt’s underlying action. Thus, the underlying action is no longer pending.

C. The District Court’s Dismissal.

The district court, looking solely to the allegations in Bernhardt’s complaint, sua sponte dismissed Bernhardt’s action for lack of standing. First, the court noted that Bernhardt, unlike the Willard plaintiffs, was not a prevailing party in her § 1983 lawsuit and therefore was not entitled under § 1988 to attorney fees that she was forced to waive in settlement. Thus, the district court reasoned, she did not have standing to raise the issue left open by Evans and Willard. Second, the district court further found that Bernhardt’s factual allegations inadequately established the Article III standing requirements of injury and causation.

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279 F.3d 862, 2002 Cal. Daily Op. Serv. 1037, 2002 Daily Journal DAR 1368, 2002 U.S. App. LEXIS 1663, 2002 WL 151026, Counsel Stack Legal Research, https://law.counselstack.com/opinion/angela-bernhardt-v-county-of-los-angeles-lloyd-w-pellman-individually-ca9-2002.