Roy Richard Dittman v. State of California State and Consumer Affairs Agency Medical Board of California Acupuncture Committee and Marilyn Nielsen

191 F.3d 1020, 99 Cal. Daily Op. Serv. 7558, 99 Daily Journal DAR 9623, 1999 U.S. App. LEXIS 21952, 1999 WL 710380
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 14, 1999
Docket98-16385
StatusPublished
Cited by518 cases

This text of 191 F.3d 1020 (Roy Richard Dittman v. State of California State and Consumer Affairs Agency Medical Board of California Acupuncture Committee and Marilyn Nielsen) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roy Richard Dittman v. State of California State and Consumer Affairs Agency Medical Board of California Acupuncture Committee and Marilyn Nielsen, 191 F.3d 1020, 99 Cal. Daily Op. Serv. 7558, 99 Daily Journal DAR 9623, 1999 U.S. App. LEXIS 21952, 1999 WL 710380 (9th Cir. 1999).

Opinion

GRABER, Circuit Judge:

Plaintiff, Roy Dittman, appeals from the district court’s grant of summary judgment in favor of defendants the State of California Acupuncture Committee (Committee) and Marilyn Nielsen, whom Plaintiff sued in her individual capacity and in her official capacity as Executive Officer of the Committee. Plaintiff alleged that Defendants’ refusal to renew his license to practice acupuncture unless he first disclosed his social security number, as required by California law, violated both his right to due process under the Fourteenth Amendment and § 7(a)(1) of the Privacy Act (uncodified), 5 U.S.C.A. § 552a (note), Pub.L. No. 93-579, 88 Stat. 1896, eb seq. We affirm.

BACKGROUND

The facts of this case are undisputed. From 1983 to 1995, Plaintiff was a licensed acupuncturist in the State of California. On September 21,1995, Plaintiff received a form letter from the Committee notifying him that, under revised § 30 of the California Business and Professions Code, 1 the disclosure of his social security number was a necessary condition to the renewal of his license. The letter warned that, “[i]f you fail to disclose your social security number ..., your application for initial or renewal license will not be processed.” Plaintiff, whose license expired on October 31, 1995, objected to the disclosure requirement.

On July 17, 1996, Plaintiff received a second letter from the Committee, signed by defendant Nielsen. That letter stated that the Committee had received Plaintiffs complaint and that “[a] response will be forthcoming.” After hearing nothing for three months, Plaintiff wrote to the Committee on October 4, 1996, demanding immediate issuance of his license. Plaintiff received no response until April 7, 1997, when the Committee informed him that “[t]he Acupuncture Committee is unable to process your request for renewal of your license to practice acupuncture. The requirements for renewal of your license have been explained to you, in detail, on several occasions.”

On October 30, 1997, Plaintiff filed this action pursuant to 42 U.S.C. § 1983, alleging that Defendants’ refusal to renew his license violated the due process clause of the Fourteenth Amendment. Plaintiff also alleged that requiring disclosure of his social security number as a condition to li-censure violated § 7(a)(1) of the Privacy Act. Plaintiff sought both damages and prospective injunctive relief, i.e., the issuance of his license. The district court granted summary judgment in favor of Defendants as to all claims.

Plaintiff brought this timely appeal.

STANDARD OF REVIEW

We review de novo the district court’s grant of summary judgment. See San Pedro Hotel Co. v. City of Los Angeles, 159 F.3d 470, 477 (9th Cir.1998). We likewise review de novo the constitutionali *1025 ty of a statute. See California Democratic Party v. Jones, 169 F.3d 646, 647 (9th Cir.1999). “A district court’s determinations on questions of law and on mixed questions of law and fact that implicate constitutional rights are also reviewed de novo.” Id.

DISCUSSION

I. MOOTNESS

At oral argument, Defendants conceded that they had obtained Plaintiffs social security number through the use of an electronic database. Although Defendants did not assert that their possession of the social security number rendered this case moot, we have an independent obligation to address sua sponte whether this court has subject-matter jurisdiction. See Queen of Angels/Hollywood Presbyterian Med. Ctr. v. Shalala, 65 F.3d 1472, 1481 (9th Cir.1995). We conclude that we do.

“Mootness can be characterized as the doctrine of standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness).” Cook Inlet Treaty Tribes v. Shalala, 166 F.3d 986, 989 (9th Cir.1999) (citations and internal quotation marks omitted). “If there is no longer a possibility that an appellant can obtain relief for his claim, that claim is moot and must be dismissed for lack of jurisdiction.” Ruvalcaba v. City of Los Angeles, 167 F.3d 514, 521 (9th Cir.1999).

Plaintiffs claims for relief continue to present a live controversy for two reasons. First, as we read § 30, even if Defendants have obtained Plaintiffs social security number through independent means, Defendants do not have the authority to issue a license to him. The statute provides that “a licensing board may not process any application for an original license or for renewal of a license unless the applicant or licensee provides [his or her] ... social security number where requested on the application.” Cal. Bus. & Prof. Code § 30(c) (emphasis added). As is plain, § 30 mandates that an applicant must disclose his or her own social security number before the licensing authority may process the request for an application. The social security number must come from the applicant, perhaps to avoid the possibility of mistaken identity. Section 30 does not authorize the licensing authority to act if it acquires the applicant’s social security number only from an independent source. Thus, in this case, Defendants may not process Plaintiffs request for renewal using a social security number obtained from an independent source. Were Defendants to do so, they would exceed the scope of their statutory authority.

Moreover, even if Defendants theoretically could have exceeded the scope of their authority by issuing Plaintiff a license, they have not done so. Defendants steadfastly maintain that, unless Plaintiff himself discloses his social security number, he cannot obtain a license under § 30. As discussed above, Defendants’ position is consistent with the text of the statute.

In summary, because Defendants, consistent with § 30, continue to deny Plaintiff a license to practice acupuncture, Plaintiffs claims have not been rendered moot by Defendants’ acquisition of Plaintiffs social security number.

II. CLAIMS AGAINST THE COMMITTEE

Plaintiff asserted claims against the Committee under both § 1983 and the Privacy Act. Neither claim is viable.

A. Due Process Claim Under § 1988

Plaintiffs § 1983 claim against the Committee for allegedly violating the due process clause is barred by the Eleventh Amendment. In the absence of a waiver by the state or a valid congressional override, “[u]nder the eleventh amendment, agencies of the state are immune from private damage actions or suits for injunctive relief brought in federal court.” Mitchell v. Los Angeles Community College Dist., 861 F.2d 198, 201 (9th Cir.1989). The State of California has not waived its *1026 Eleventh Amendment immunity with respect to claims brought under § 1983 in federal court,

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191 F.3d 1020, 99 Cal. Daily Op. Serv. 7558, 99 Daily Journal DAR 9623, 1999 U.S. App. LEXIS 21952, 1999 WL 710380, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roy-richard-dittman-v-state-of-california-state-and-consumer-affairs-ca9-1999.