Alfredo Diaz v. Fort Wayne Foundry Corporation

131 F.3d 711, 4 Wage & Hour Cas.2d (BNA) 417, 1997 U.S. App. LEXIS 35685, 1997 WL 795712
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 19, 1997
Docket97-2003
StatusPublished
Cited by133 cases

This text of 131 F.3d 711 (Alfredo Diaz v. Fort Wayne Foundry Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Alfredo Diaz v. Fort Wayne Foundry Corporation, 131 F.3d 711, 4 Wage & Hour Cas.2d (BNA) 417, 1997 U.S. App. LEXIS 35685, 1997 WL 795712 (7th Cir. 1997).

Opinion

EASTERBROOK; Circuit Judge.

Alfredo Diaz took a month’s leave from his job under the Family and Medical Leave Act of 1993 when his physician certified that he had bronchitis. Fort Wayne Foundry, the employer, told Diaz to return to work on April 30, 1995. Diaz did not come back but called on May 1 to inform the Foundry that he was receiving medical treatment in Mexico, and that the Foundry would hear from his new physician, by May 5. On May 8 the Foundry received a note from a Dr. Llamas asserting that Diaz suffered from irritable bowel syndrome, hiatal hernia, gastroesopha-geal reflux, and a duodenal peptic ulcer, requiring a month and a half of rest. These conditions are unrelated to bronchitis, raising suspicions at the Foundry. But instead of invoking its option under 29 U.S.C. § 2613(c) to require a second opinion, the firm sent Diaz a letter postponing his return until May 18 (52 days from the start of his leave).

Diaz did not return to work after May 18 or explain his absence. On May 30 the Foundry received a fax from Dr. Llamas, who asserted that Diaz needed yet another month to recuperate. To resolve the conflict *712 between Diaz’s two physicians, and to learn when it could expect him back at work, the Foundry directed Diaz to report for a physical examination on June 8. This instruction was sent by certified mail to his home address, and the receipt was signed “Alfredo D.”. But Diaz neither appeared for the medical examination nor asked the Foundry to set a more convenient schedule. Diaz was fired on June 15 for failing to work despite the end of his leave. This at last persuaded Diaz to communicate with the Foundry: with this lawsuit under the FMLA.

The district court granted summary judgment to the Foundry after stepping through a series of questions inspired by McDonnell Douglas Corp. v. Green, 411 U.S. 792, 800-06, 93 S.Ct. 1817, 1823-26, 36 L.Ed.2d 668 (1973): first the employee must establish a prima facie ease; if this has been done, the employer must articulate a lawful explanation for its conduct; then the burden shifts back to the employee to prove that the statute has been violated. Although the Supreme Court developed this burden-shifting approach as a filter, to concentrate judicial attention on (and limit the burdens of discovery to) the cases with the greatest prospects of success, see Coco v. Elmwood Care, Inc., 128 F.3d 1177 (7th Cir.1997), it has not succeeded at that task even within its original domain. District courts regularly treat the prima fa-cie case as a throwaway — holding discovery before deciding whether the plaintiff has satisfied the initial burden, then assuming its existence on the way to resolving the suit on .other grounds.' That is how the district judge proceeded in Diaz’s case, which implies that it is best to take Occam’s Razor and slice off unnecessary steps and proceed directly to the question whether the evidence would permit a rational trier of fact to conclude that the statute has been violated. Eventually the burden-shifting framework disappears anyway. If a' trial is" held, the whole apparatus drops out (although lawyers and judges sometimes forget this, leading to error). See Postal Service v. Aikens, 460 U.S. 711, 715, 103 S.Ct. 1478, 1481, 75 L.Ed.2d 403 (1983); Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 256, 101 S.Ct. 1089, 1094, 67 L.Ed.2d 207 (1981); Achor v. Riverside Golf Club, 117 F.3d 339 (7th Cir.1997).

Although a burden-shifting approach can be useful in discrimination cases as a heuristic, claims under the FMLA do not depend on discrimination. The question in a discrimination case is whether the employer treated one employee worse than another on account of something (race, religion, sex, age, etc.) that a statute makes irrelevant. A firm may treat all employees equally poorly without discriminating. A statute such as the FMLA, however, creates substantive rights. A firm must honor statutory entitlements; when one employee sues, the firm may not defend by saying that it treated all employees identically. The FMLA requires an employer to accommodate rather than ignore particular circumstances. In this respect the FMLA is like the National Labor Relations Act, the Fair Labor Standards Act, and the Employee Retirement and Income Security Act, all implemented without using the McDonnell Douglas approach. Applying rules designed for anti-discrimination laws to statutes creating substantive entitlements is apt to confuse, even if the adaptation is cleverly done. The district court’s approach shows what can go wrong. The judge stated the inquiry this way:

Under the burden shifting approach, Diaz must initially establish a prima facie case of discrimination by showing: (1) he was protected under the FMLA; (2) he suffered an adverse employment action; and (3) he was treated less favorably than employees who did not avail themselves of the act or that the adverse decision was a result of his invocation of the act. If Diaz is successful in establishing a prim a facie case, “the burden of production then shifts to the Foundry' to show a legitimate nondiscriminatory reason for the challenged employment action ...” If the Foundry produces a legitimate, non-discriminatory reason, the burden shifts back to Diaz to prove by a preponderance of the evidence that the reasons offered by the Foundry are a pretext for discrimination.

This is not a sound extension of McDonnell Douglas. Under the FMLA an employee need not show that other employees were *713 treated less favorably. The question is not how the Foundry treats others, but whether it respected each employee’s entitlements. This is the big difference between anti-discrimination statutes and laws such as the FMLA that set substantive floors. The FMLA does have an anti-discrimination component: “It shall be unlawful for any employer to discharge or in any other manner discriminate against any individual for opposing any practice made unlawful by this subchap-ter.” 29 U.S.C. § 2615(a)(2). But Diaz does not say that he is a victim of discrimination in this sense. The second problem in the district court’s summary is the statement that at the third stage the employee must “prove by a preponderance of the evidence that the reasons offered by the [employer] are a pretext for discrimination.” This is inconsistent with St. Mary’s Honor Center v. Hicks, 509 U.S. 502, 113 S.Ct.

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131 F.3d 711, 4 Wage & Hour Cas.2d (BNA) 417, 1997 U.S. App. LEXIS 35685, 1997 WL 795712, Counsel Stack Legal Research, https://law.counselstack.com/opinion/alfredo-diaz-v-fort-wayne-foundry-corporation-ca7-1997.