Worzalla v. Barnhart

311 F. Supp. 2d 782, 2004 U.S. Dist. LEXIS 5891, 2004 WL 719168
District Court, E.D. Wisconsin·Decided March 27, 2004·No. 01-C-1083·Published·Cited by 24 cases

Opinion

DECISION AND ORDER

ADELMAN, District Judge.

Plaintiff Anthony Worzalla brings this action under 42 U.S.C. § 405(g) seeking judicial review of the decision of defendant *785 Jo Anne Barnhart, Commissioner of the Social Security Administration, denying his 1993 application for disability benefits. Because the Commissioner’s decision is infected with legal error and unsupported by substantial evidence, I reverse. Because the application has been pending for 11 years .and been remanded three times previously, I will order that the application be granted rather than sending it back for further proceedings. See Wilder v. Apfel, 153 F.3d 799, 801 (7th Cir.1998).

I. PROCEDURAL HISTORY

Plaintiff initially applied for benefits on August 12, 1993, alleging that he had been unable to work since August 7, 1993 due to a back disorder, heart condition, diabetes, hand pain, and a history of anxiety and depression. (Tr. at 15; 70.) 1 His application was denied initially and on reconsideration. (Tr. at 74; 80.) He requested a hearing before an Administrative Law Judge (ALJ) (Tr. at 85), and on September 18, 1995 appeared before ALJ Bernoski. (Tr. at 30.) However, on November 3, 1995, the ALJ issued a decision denying his claim. (Tr. at 15-21.) After the Appeals Council denied his request for review, plaintiff sought judicial review in this court, and on November 15, 1997, Magistrate Judge Goodstein granted the Commissioner’s unopposed motion to remand pursuant to 42 U.S.C. § 405(g), sentence four. In the motion, the Commissioner stated that the ALJ “misinterpreted comments made by Sandra King, Ph.D. in concluding that claimant did not have a significant mental impairment.” (Tr. at 570-71.) Judge Goodstein’s remand order provided:

Upon remand, this case will be assigned to an Administrative Law Judge to further consider the report of Dr. Sandra King. The Administrative Law Judge will update the record, obtain a psychological consultative examination and receive supplemental vocational expert testimony to better assess the claimant’s residual functional capacity and determine whether there are jobs he can do.

(Tr. at 568-69.) On February 18,1998, the Appeals Council, in response to Judge Goodstein’s order, remanded the case to the ALJ with additional instructions. (Tr. at 573-74.)

While the appeal of plaintiffs August 12, 1993 application was pending, he submitted a new application for benefits dated September 27, 1996. (Tr. at 604.) Upon review of the new application, the Administration concluded in December 1996 that plaintiff suffered from a presumptively disabling (i.e.“listed”) impairment — ischemic heart disease — and awarded him benefits. The Administration determined that plaintiff was disabled due to this impairment as of September 1, 1995. However, in order to avoid conflict with the ALJ’s November 3, 1995 decision, it set the onset date as of November 4, 1995. (Tr. at 324-25; 580; 589; 640.)

Pursuant to the remand order, ALJ Bernoski held another hearing on the first application on April 19, 1999. (Tr. at 339.) Prior to the hearing, the ALJ obtained updated records and a psychological consultative examination. (Tr. at 325; 414.) At the hearing, plaintiff amended his application to seek a “closed period” of benefits from August 7, 1993 to November 3, 1995 based on the acceptance of his subsequent application, and additional testimony was taken. (Tr. at 341-72.) However, rather than complying with the remand order and resolving the “closed period” issue, on August 27, 1999, the ALJ dismissed the 1993 application as “moot” based on the favorable determination on the 1996 application. *786 (Tr. at 590.) Plaintiff sought review by the Appeals Council, and on February 23, 2000 the Council vacated the ALJ’s decision, stating that “the Administrative Law Judge needs to comply with the remand order dated February 18, 1998 and render a decision on the issue of disability, for the period August 7, 1993 to November 3, 1995, raised by the claimant’s application dated August 12, 1993. Upon remand, the Administrative Law Judge will comply with the court’s order.” (Tr. at 595.)

On September 14, 2000, a third hearing was held, this one before ALJ Bartelt. In a decision dated December 28, 2000, ALJ Bartelt also denied plaintiffs claim. He found that during the period of August 7, 1993 through November 3, 1995, plaintiff was able to perform unskilled, simple, light and sedentary work. He rejected Dr. King’s report and concluded that plaintiffs mental impairment was non-severe. (Tr. at 332.) Thus, he denied the “closed period” claim.

Plaintiff asked the Appeals Council to review the decision, but it declined to do so. Plaintiff then filed another § 405(g) action in this court. Remarkably, the matter was remanded yet again on February 2, 2002, this time under sentence six of § 405(g) so the Administration could search for missing records. 2 (R. 10.) The case was reinstated to the court’s docket on July 2, 2002. (R. 14.)

On January 30, 2004, the magistrate judge to whom the case had been assigned for pre-trial proceedings issued a recommendation that plaintiffs appeal be denied and the ALJ’s decision be affirmed. 3 (R. 32.) Plaintiff filed timely objections. (R. 33.) The Commissioner responded in defense of the recommendation, and plaintiff replied. The matter is now before me for decision.

II. APPLICABLE LEGAL STANDARDS

A. Disability Standard

In order to obtain benefits under the Social Security Act, plaintiff must be disabled,- that is, he must be unable “to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A). He must show that his “impairments are of such severity that he is not only unable to do his previous work but cannot, considering his age, education, and work experience, engage in any other kind of substantial gainful work which exists in the national economy.” 42 U.S.C. § 423(d)(2)(A).

The Social Security Administration has adopted a sequential five-step test for determining whether a claimant is disabled. See 20 C.F.R. §§ 404.1520; 416.920. Under this test, the Commissioner must determine: (1) whether the claimant is presently unemployed; (2) if so, whether the claimant has a severe impairment or combination of impairments; 4

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Worzalla v. Barnhart, 311 F. Supp. 2d 782, 2004 U.S. Dist. LEXIS 5891, 2004 WL 719168 (E.D. Wis. 2004).

311 F. Supp. 2d 782 (Worzalla v. Barnhart) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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