Freeman v. Astrue

816 F. Supp. 2d 611, 2011 U.S. Dist. LEXIS 109502, 2011 WL 4356366
CourtDistrict Court, E.D. Wisconsin
DecidedSeptember 16, 2011
DocketCase 09-C-0947
StatusPublished
Cited by4 cases

This text of 816 F. Supp. 2d 611 (Freeman v. Astrue) is published on Counsel Stack Legal Research, covering District Court, E.D. Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Freeman v. Astrue, 816 F. Supp. 2d 611, 2011 U.S. Dist. LEXIS 109502, 2011 WL 4356366 (E.D. Wis. 2011).

Opinion

*614 DECISION AND ORDER REMANDING CASE FOR AWARD OF BENEFITS

C.N. CLEVERT, JR., Chief Judge.

The Social Security claim at issue in this case was filed sixteen years ago and involves an alleged disability occurring no later than December 31, 1973, almost forty years ago. This is the third time plaintiff Larry Freeman’s claim for Disability Insurance Benefits (DIB) has been appealed to a district judge in the Eastern District of Wisconsin. Freeman, who is now seventy years old, claims that he is suffering from post-traumatic stress disorder following his Vietnam-conflict military service, which ended in 1966. Even though Freeman applied for DIB in May 1995, when he was fifty-four, his claim now covers a closed period of time, as Freeman began receiving Social Security retirement payments at age sixty-five.

The Commissioner filed a motion to remand this case under sentence four of 42 U.S.C. § 405(g), admitting that the administrative law judge, for the third time, committed errors regarding Freeman’s claim. Freeman opposed a remand and sought an outright award of benefits under Worzalla v. Barnhart, 311 F.Supp.2d 782 (E.D.Wis.2004). In an order dated March 28, 2011, 2011 WL 1131090, this court denied remand motion and stated that the case would be reviewed for an award of benefits under either of two theories mentioned in Worzalla: (1) if the record overwhelming supports a finding of disability, or (2) if “the delay involved in repeated remands has become unconscionable, or the agency has displayed obduracy in complying with the law as set down by the court,” Worzalla, 311 F.Supp.2d at 800. The court discussed Worzalla, Rohan v. Barnhart, 306 F.Supp.2d 756 (N.D.Ill. 2004), and Wilder v. Apfel, 153 F.3d 799 (7th Cir.1998), in support of the second theory, also known as the “obduracy exception.” All three cases involved drawn-out proceedings at the Social Security Administration and/or the agency’s refusal on remand to follow court directions.

This court gave the Commissioner an opportunity to file another brief on the merits and on the obduracy exception. Consequently, the Commissioner argued that subsequent to Worzalla the Seventh Circuit determined that the obduracy exception alone is not a permissible basis for awarding benefits outright. As support, the Commissioner cited Briscoe ex rel. Taylor v. Barnhart, 425 F.3d 345 (7th Cir.2005).

It is unfortunate that the Commissioner failed to discuss Briscoe in his reply brief on the motion to remand regarding the obduracy exception of Worzalla as he would have saved the court and claimant Freeman (whose claim is already sixteen years old) time, as Briscoe prohibits this court from awarding benefits outright as a result of the Commissioner’s obduracy. 425 F.3d at 357 (“Obduracy is not a ground on which to award benefits; the evidence properly in the record must demonstrate disability.”).

Notably, the court notes the Commissioner has failed to dispute, factually, that the agency has been obdurate. In the March 28 order this court asked the Commissioner to explain why he deserves a fourth opportunity to determine Freeman’s claim correctly and why the ALJ failed in the third decision to follow the instructions of District Judge J.P. Stadtmueller following the second appeal. The Commissioner does not provide any explanations for the delays in this case — for instance why it took the Appeals Council three years to issue a decision following the first ALJ decision in Freeman’s case and another three years to issue a decision *615 following the second ALJ decision. Nor does he explain why Judge Stadtmueller’s directions were not followed.

Nevertheless, this court is bound by Briscoe and cannot award Freeman DIB based on obduracy, even if factually justified. As stated in Briscoe, the court may award DIB only on grounds provided in 42 U.S.C. § 423, which require that the claimant be disabled. 425 F.3d at 357. Thus, “an award of benefits is appropriate only if all factual issues have been resolved and the record supports a finding of disability.” Id. at 356.

To be entitled to DIB, the claimant has to establish that his disability arose while he was insured for benefits. Id. at 348; see 42 U.S.C. § 423(a)(1)(A), (c)(1). Freeman applied for DIB on May 22,1995. However, it is undisputed that his insured status for DIB eligibility expired on December 31, 1973. Thus, to be entitled to DIB he has to establish that he was disabled on or before that December 31, 1973. 1

STANDARD OF REVIEW

Under 42 U.S.C. § 405(g), this court’s review is limited to determining whether the ALJ’s decision is supported by “substantial evidence” and is based on the proper legal criteria. Briscoe, 425 F.3d at 351; Scheck v. Barnhart, 357 F.3d 697, 699 (7th Cir.2004). The ALJ’s findings of fact, when supported by substantial evidence, are conclusive. § 405(g). Substantial evidence is relevant evidence that a reasonable person could accept as adequate to support a conclusion. Kepple v. Massanari, 268 F.3d 513, 516 (7th Cir. 2001). This court cannot reweigh evidence or substitute its judgment for that of the ALJ. Binion ex rel. Binion v. Chater, 108 F.3d 780, 782 (7th Cir.1997). However, if the ALJ commits an error of law reversal is required without regard to the volume of evidence supporting the factual findings. Id.

Failure to follow the Commissioner’s regulations and rulings constitutes legal error. Prince v. Sullivan, 933 F.2d 598, 602 (7th Cir.1991). The agency’s failure to follow a federal court’s order on remand also constitutes legal error, subject to reversal in a subsequent appeal. Sullivan v. Hudson, 490 U.S. 877, 886, 109 S.Ct. 2248, 104 L.Ed.2d 941 (1989); see Wilder, 153 F.3d at 803.

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Cite This Page — Counsel Stack

Bluebook (online)
816 F. Supp. 2d 611, 2011 U.S. Dist. LEXIS 109502, 2011 WL 4356366, Counsel Stack Legal Research, https://law.counselstack.com/opinion/freeman-v-astrue-wied-2011.