Rohan v. Barnhart

306 F. Supp. 2d 756, 2004 U.S. Dist. LEXIS 2871, 2004 WL 383294
CourtDistrict Court, N.D. Illinois
DecidedFebruary 24, 2004
Docket03 C 3029
StatusPublished
Cited by13 cases

This text of 306 F. Supp. 2d 756 (Rohan v. Barnhart) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rohan v. Barnhart, 306 F. Supp. 2d 756, 2004 U.S. Dist. LEXIS 2871, 2004 WL 383294 (N.D. Ill. 2004).

Opinion

MEMORANDUM OPINION AND ORDER

MORTON DENLOW, United States Magistrate Judge.

After eleven years, it is time to bring this litigation to an end. This case comes before this Court on three motions. The first is a motion for summary judgment filed by Plaintiff Donald Rohan (“Plaintiff’), seeking reversal of the Administrative Law Judge’s (“ALJ”) finding of not disabled for the period from June 30, 1989 to March 29,1992. The second is a motion for remand filed by Defendant Jo Anne B. Barnhart, Commissioner of Social Security (“Commissioner”), seeking to give the ALJ another opportunity to comply with the Seventh Circuit’s and this Court’s prior remand orders. The third is a request for fees, filed by Plaintiff, under the Equal Access to Justice Act (“EAJA”), 28 U.S.C. § 2412.

There are two primary issues. First, whether the onset date of Plaintiffs disability is March 30, 1992. Second, whether remand to the Commissioner for further proceedings is proper, considering the inordinate number of years Plaintiffs application for disability insurance benefits (“DIB”) has been pending and the actions of the Social Security Administration (“SSA”) during that time. For the following reasons, the Court enters judgment for Plaintiff, denies the Commissioner’s motion for remand, and awards Plaintiff $5,802.50 in fees under the EAJA.

I. BACKGROUND

A. PROCEDURAL HISTORY

1. The First Proceeding

Plaintiff, who alleges low back pain secondary to a herniated disc and Major Depressive Disorder, filed an application for DIB on August 10,1992, claiming a disability from June 30, 1989. R. 54-56. The application was denied initially and upon reconsideration. R. 67-76. Plaintiff filed a timely request for an administrative hearing, which ALJ James A. Horn held on February 2, 1994. R. 77-79, 268-315. On June 23, 1994, ALJ Horn issued an *759 unfavorable decision, denying Plaintiff any benefits and finding no period of. disability. R. 12-24. Plaintiffs request for review to the Appeals Council was denied on October 27, 1994, because, inter alia, the contentions raised by Plaintiff to the Appeals Council were repetitive of those previously submitted to the ALJ and'addressed in the decision. R. 5-6.

Plaintiff then filed a complaint in the district court requesting judicial review of the Commissioner’s decision, and the parties filed cross-motions for summary judgment, which resulted in a decision against Plaintiff on January 16, 1996. Rohan v. Chater, No. 95 C 0001,' 1996 WL 19583 (N.D.I11. Jan.16, 1996). After the court denied Plaintiffs motion to alter or amend the judgment, Plaintiff appealed the decision to the Seventh Circuit Court of Appeals, which remanded the case for further proceedings consistent with its order. Ro-han v. Chater, 98 F.3d 966 (7th Cir.1996).

The Seventh Circuit criticized the ALJ for committing a number of errors. I'd. at 970-71. For instance, the ALJ improperly disregarded the most current objective evidence of Plaintiffs limitations submitted by psychiatrist Dr. Michael S. Shapiro. Id. at 970. The ALJ also improperly substituted his judgment for that of Dr. Shapiro by indulging his own lay view of depression. Id. The court found that the ALJ impermissibly relied upon Plaintiffs efforts at engaging in a small machine repair/resale business as being inconsistent with a diagnosis of major depression and limited functional abilities. Id. Because of these errors, the court recommended that the case be assigned to a different ALJ on remand. Id. at 971.

2. The Second Proceeding

Pursuant to the Seventh Circuit’s order, the Appeals Council remanded the case to ALJ John L. Mondi to give further consideration to treating sources. R. 445-48. ALJ Mondi held a new hearing on March 18, 1999. R. 359^44. At that hearing, the Medical Expert, Dr. Richard Zaloudek, testified that Plaintiff did' have a severe mental impairment, but could not comment about whether the onset date was anytime between June 1989 and March 1992 because he had no notes pertaining to that period. R. 419, 421. Additionally, the Vocational Expert, Lee Knutson, testified that the combination of mental and physical impairments suffered by Plaintiff would prevent him from being employable. R. 430, 432. Based on this record, the ALJ issued a partially favorable decision on June 28,1999, awarding Plaintiff DIB from March 30, 1992 to October 31, 1997. R. 339-55. The ÁLJ set the onset date of Plaintiffs disability to reflect the date Plaintiff was first diagnosed by his psychiatrist. R. 352. Plaintiff appealed the unfavorable portion of the decision, contending that Plaintiffs onset date was June 30, 1989. R. 337-38. He also submitted a memorandum of exceptions and requested the Appeals Council to take jurisdiction over the case. R. 316-25.

In the memorandum of exceptions, which was filed without the benefit of the hearing tapes that had been requested almost a year before, Plaintiff made the Appeals Council aware of several errors committed by the ALJ. R. 317, 320-25. Among the errors was that the ALJ' arbitrarily chose the onset date as the date Plaintiff first saw his psychiatrist, that the ALJ ignored medical evidence explicitly contrary to his decision, and that the ALJ dissected reports to obtain minor snippets of evidence contrary to Plaintiffs position while ignoring the remainder of the evidence that supported Plaintiffs position. R. 321, 323. Nonetheless, the Appeals Council did not take jurisdiction over the case, and Plaintiff filed a Complaint with this Court on February 9, 2001.

*760 On January 7, 2002, pursuant to an agreed motion, this Court reversed the Commissioner’s final decision and remanded the case for further administrative proceedings. This Court ordered the ALJ to conduct a de novo review and issue a new decision considering Plaintiffs impairments as a whole with respect to the period from Plaintiffs alleged onset date, June 30, 1989, through March 29, 1992. The ALJ also was directed to consult a mental health professional to assist in determining Plaintiffs disability onset date and to consider all new and old evidence of record, specifically the opinion of Dr. Shapiro and the testimony of Plaintiffs wife, to determine whether Plaintiffs mental impairment might have become disabling prior to March 29,1992.

3. The Third Proceeding

The Appeals Council remanded the case to ALJ Mondi for de novo review of the period from June 30, 1989 through March 29, 1992. R. 555-57. The ALJ held a hearing on October 2, 2002. R. 582-655. On February 27, 2003, the ALJ issued an unfavorable decision, finding that Plaintiff was not disabled prior to March 29, 1992. R. 544-54.

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Bluebook (online)
306 F. Supp. 2d 756, 2004 U.S. Dist. LEXIS 2871, 2004 WL 383294, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rohan-v-barnhart-ilnd-2004.