von Bulow v. von Bulow

811 F.2d 136, 7 Fed. R. Serv. 3d 389, 13 Media L. Rep. (BNA) 2041, 1987 U.S. App. LEXIS 2048
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 10, 1987
DocketNos. 695, 698 & 699, Dockets 86-7962, 86-7982 & 86-7984
StatusPublished
Cited by216 cases

This text of 811 F.2d 136 (von Bulow v. von Bulow) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
von Bulow v. von Bulow, 811 F.2d 136, 7 Fed. R. Serv. 3d 389, 13 Media L. Rep. (BNA) 2041, 1987 U.S. App. LEXIS 2048 (2d Cir. 1987).

Opinion

TIMBERS, Circuit Judge:

The essential question presented on this appeal from a civil contempt order entered against a witness is whether the contemnor is entitled to claim a journalist’s privilege. Under the circumstances of this case, we hold that she is not. Other subordinate questions are presented.

The appeal has its genesis in certain civil litigation commenced by Martha von Bulow by her two children as her next friends (collectively referred to as “appellee”) against her husband Claus von Bulow (“von Bulow”).

The third party witness appellant Andrea Reynolds (“Reynolds”) appeals from the contempt order against her announced from the bench on November 18, 1986 in the Southern District of New York, John M. Walker, District Judge.1 The contempt order, being a final appealable order, brings up for review two prior production orders entered October 15 and October 28, which, standing alone, of course would not be appealable since they are interlocutory orders.

The October 15 order directed Reynolds to produce certain documents subpoenaed by appellee. 652 F.Supp. 823. Those documents consisted of investigative reports commissioned by Reynolds on the lifestyle of Martha von Bulow’s children, notes taken by Reynolds while observing the criminal trial of von Bulow, and the manuscript to date of an unpublished book being written by Reynolds about the events surrounding the von Bulow prosecution. Although Reynolds submitted the investigative reports and the notes to the court in camera, she retained the manuscript. The court held that all of the documents were discoverable and ordered production of them after examining, and rejecting, Reynolds’ claim that the documents were protected from discovery by the journalist’s privilege. The court also rejected Reynolds’ alternative claim that the documents were protected by the attorney-client privilege.

The October 28 order governed the confidentiality of the documents. The order sought to protect the commercial viability to Reynolds of the documents and, accordingly, limited disclosure of the documents to appellee, her next friends and their attorneys for the sole purpose of litigating appellee’s action against von Bulow.

The November 18 order held Reynolds in civil contempt of court for her continued refusal to produce the manuscript. The court ordered that Reynolds pay a fine of $500 per day, but stayed payment of the fine pending a determination by our Court of the validity of the contempt order. The court further ruled that it would retain possession of the in camera documents pending that determination.

On appeal, Reynolds argues that the First Amendment protects the subpoenaed documents and hence that she has the right to assert the journalist’s privilege as a protective shield. In the alternative, Reynolds argues that she is entitled to assert an attorney-client privilege based upon her status as a “paralegal” for the defense team during the criminal prosecution of von Bulow. On these grounds, Reynolds contends that the district court erred in holding her in contempt. We disagree. We hold that Reynolds is not a member of the class entitled to assert the journalist’s privilege. We also hold that an attorney-client privilege is unavailable to her.

We affirm the district court’s orders of contempt, production, and confidentiality.

I.

We summarize only those facts believed necessary to an understanding of the issues raised on appeal.

[139]*139The underlying complaint alleges that von Bulow put appellee into her current state of permanent coma by injecting her surreptitiously with insulin and other drugs. The complaint alleges one federal law claim based on the Racketeering Influenced and Corrupt Organizations Act, 18 U.S.C. § 1961 et seq. (1982) (“RICO”) and nine state law claims based on pendent and diversity jurisdiction.

Reynolds is an intimate friend of von Bulow. She was his steady companion during the Rhode Island state criminal proceedings which resulted eventually in his acquittal after a second trial on charges of assault with intent to murder his wife. On May 28, 1986 attorneys for appellee, in preparation for the instant litigation, subpoenaed Reynolds to testify and to produce certain documents at her deposition. Among the documents subpoenaed was “any book being written” about the von Bulow matter.

Reynolds failed to respond to the subpoena. On July 25 the district court ordered appellee to proceed by order to show cause to require Reynolds to show why she should not be held in contempt for her failure to respond to the subpoena and to produce the subpoenaed documents. The order to show cause was signed by the district court on July 30. It was served on Reynolds who responded pro se in a letter to the district court dated August 6. In that letter Reynolds denied the existence of the documents which had been subpoenaed, with one exception. That exception was delineated by Reynolds as “the manuscript of my story of the von Bulow affair”. This she declined to produce.

Along with the letter, Reynolds submitted to the court for in camera inspection two investigative reports she had commissioned on the lifestyles of Martha von Bu-low’s children, stating that she had ordered the reports because “[the children’s] credibility was something I had to establish not only for the [von Bulow criminal] case, but also for my own peace of mind.”

Reynolds also submitted to the court approximately 51 pages of handwritten notes, explaining that “[h]aving been barred from [the Rhode Island criminal] court [during the von Bulow trial], I watched the trial in one of the generator trucks, involved in satellite communication. During those long hours, I made some notes. (Worthless doodles, I think.)”

On August 19 the district court heard oral argument on the order to show cause. Reynolds appeared pro se. She argued that the production of the manuscript was protected by the evidentiary privilege accorded to journalists. The district court, indicating to Reynolds that it was “bending over backwards because you are not represented by an attorney right now”, agreed to permit Reynolds to develop a record to support the claimed privilege by testifying at a deposition. The court urged Reynolds to reconsider her decision to proceed pro se. The court stated, “I think that does place you at a disadvantage in a proceeding like this.”

Her deposition was taken on August 27. Reynolds again appeared pro se. She stated that she wished to claim the journalist’s privilege along with “any other privilege that exists under the sun.” To support her claim to a journalist’s privilege, Reynolds produced a press card from Polish Radio and Television issued in 1979. She also asserted that she “was acting as a writer” for the German magazine Stem, that she had “drafted” an article about von Bulow that had appeared in Stem, and that she had supplied a German editor with a “long” article on von Bulow. Further, she stated that the New York Post had issued her a police/press pass for the von Bulow trial. She produced a letter from the former Metropolitan Editor of the Post which stated that he had solicited Reynolds to cover the von Bulow trial for that newspaper. Finally, she produced a telex from a German publishing agency which indicated that Reynolds’ “final work” would be serialized by that agency pursuant to an August 1985 agreement.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Stinson v. City of New York
304 F.R.D. 432 (S.D. New York, 2015)
Williams v. Bridgeport Music, Inc.
300 F.R.D. 120 (S.D. New York, 2014)
Khan v. Midland Funding LLC
956 F. Supp. 2d 515 (S.D. New York, 2013)
Chen-Oster v. Goldman, Sachs & Co.
293 F.R.D. 547 (S.D. New York, 2013)
Lebowitz v. City of New York
948 F. Supp. 2d 392 (S.D. New York, 2013)
Egiazaryan v. Zalmayev
290 F.R.D. 421 (S.D. New York, 2013)
In re McCray
928 F. Supp. 2d 748 (S.D. New York, 2013)
Favors v. Cuomo
285 F.R.D. 187 (E.D. New York, 2012)
United States v. Ghavami
882 F. Supp. 2d 532 (S.D. New York, 2012)
Torres v. Toback, Bernstein & Reiss LLP
278 F.R.D. 321 (E.D. New York, 2012)
Safeco Insurance Co. of America v. M.E.S., Inc.
289 F.R.D. 41 (E.D. New York, 2011)
Complex Systems, Inc. v. ABN AMRO Bank N.V.
279 F.R.D. 140 (S.D. New York, 2011)
United States v. Mejia
655 F.3d 126 (Second Circuit, 2011)
In Re Application of Chevron Corp.
709 F. Supp. 2d 283 (S.D. New York, 2010)
Thomas v. Euro RSCG Life
264 F.R.D. 120 (S.D. New York, 2010)
In Re Application of Madison
687 F. Supp. 2d 103 (E.D. New York, 2009)
United States v. Treacy
603 F. Supp. 2d 670 (S.D. New York, 2009)
Allied Irish Banks, P.L.C. v. Bank of America, N.A.
252 F.R.D. 163 (S.D. New York, 2008)

Cite This Page — Counsel Stack

Bluebook (online)
811 F.2d 136, 7 Fed. R. Serv. 3d 389, 13 Media L. Rep. (BNA) 2041, 1987 U.S. App. LEXIS 2048, Counsel Stack Legal Research, https://law.counselstack.com/opinion/von-bulow-v-von-bulow-ca2-1987.