United States v. Willie Johnson
Opinion
WILKINSON, Circuit Judge:
Defendant Willie Johnson challenges the district court's order resentencing him for armed bank robbery and related crimes following a successful petition vacating his original sentence under
I.
The record of the sentencing hearing revealed the following: On February 1, 2002, Willie Johnson robbed federally insured Farmer and Merchants Bank in Afton, Virginia along with his then-girlfriend's son, Khalid Ahmad. Both men wore ski masks and carried firearms-Johnson an AR-15 rifle, Ahmad a .40 caliber pistol. Johnson ordered customers to
get on the floor and, when one hesitated, yelled, "I told you to get down, I don't want to have to shoot nobody." J.A. 219. He then commanded tellers to stuff the bank's cash in a pillowcase, this time with less subtlety: "If you don't hurry up I'll kill you, don't think I won't kill you."
A federal grand jury indicted Johnson for conspiring to commit bank robbery and conspiring to use and carry a firearm in relation to a crime of violence, in violation of
The Presentence Investigation Report also revealed the following: Johnson's criminal record, even excluding numerous juvenile adjudications and parole violations, was extensive. In 1975, Johnson assaulted a man with a pool cue, and he later pled guilty to New York assault charges. In 1976, Johnson pled guilty to New York Robbery and was sentenced to seven years' incarceration. He had robbed a man at gunpoint, pistol-whipping the man near his eye and causing a concussion. In 1983, Johnson was charged with ten bank robberies in the United States District Court for the Eastern District of New York. He pled guilty to two of them and received a sentence of ten years' imprisonment. In 1994, he burglarized at least two homes, crimes for which he subsequently pled guilty to attempted burglary and was sentenced to 30-60 months' incarceration. In 1999, Johnson was convicted of three crimes related to breaking into a residence, for which he received three consecutive one-year terms in jail. The present offenses took place in 2002.
Federal law provides for lengthier sentences for repeat, violent offenders like Johnson. Most relevant to Johnson's case was the federal three-strikes law, which provides for a mandatory sentence of life in prison after a third conviction for a "serious violent felony." See
Staring at a mandatory life sentence, Johnson agreed to plead guilty on the third day of trial. Johnson specified in the plea agreement, "In exchange for my pleas of guilty to the charges in the Indictment, the United States will move to dismiss the Information filed pursuant to
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WILKINSON, Circuit Judge:
Defendant Willie Johnson challenges the district court's order resentencing him for armed bank robbery and related crimes following a successful petition vacating his original sentence under
I.
The record of the sentencing hearing revealed the following: On February 1, 2002, Willie Johnson robbed federally insured Farmer and Merchants Bank in Afton, Virginia along with his then-girlfriend's son, Khalid Ahmad. Both men wore ski masks and carried firearms-Johnson an AR-15 rifle, Ahmad a .40 caliber pistol. Johnson ordered customers to
get on the floor and, when one hesitated, yelled, "I told you to get down, I don't want to have to shoot nobody." J.A. 219. He then commanded tellers to stuff the bank's cash in a pillowcase, this time with less subtlety: "If you don't hurry up I'll kill you, don't think I won't kill you."
A federal grand jury indicted Johnson for conspiring to commit bank robbery and conspiring to use and carry a firearm in relation to a crime of violence, in violation of
The Presentence Investigation Report also revealed the following: Johnson's criminal record, even excluding numerous juvenile adjudications and parole violations, was extensive. In 1975, Johnson assaulted a man with a pool cue, and he later pled guilty to New York assault charges. In 1976, Johnson pled guilty to New York Robbery and was sentenced to seven years' incarceration. He had robbed a man at gunpoint, pistol-whipping the man near his eye and causing a concussion. In 1983, Johnson was charged with ten bank robberies in the United States District Court for the Eastern District of New York. He pled guilty to two of them and received a sentence of ten years' imprisonment. In 1994, he burglarized at least two homes, crimes for which he subsequently pled guilty to attempted burglary and was sentenced to 30-60 months' incarceration. In 1999, Johnson was convicted of three crimes related to breaking into a residence, for which he received three consecutive one-year terms in jail. The present offenses took place in 2002.
Federal law provides for lengthier sentences for repeat, violent offenders like Johnson. Most relevant to Johnson's case was the federal three-strikes law, which provides for a mandatory sentence of life in prison after a third conviction for a "serious violent felony." See
Staring at a mandatory life sentence, Johnson agreed to plead guilty on the third day of trial. Johnson specified in the plea agreement, "In exchange for my pleas of guilty to the charges in the Indictment, the United States will move to dismiss the Information filed pursuant to
The agreement also contained the following sentencing recommendation: "I agree to an upward departure on Count Two [bank robbery] to the maximum statutory sentence for that charge [of 300 months]. I agree to this recommendation, in exchange for the United States moving to dismiss the Information that would otherwise enhance my sentence to mandatory life imprisonment." J.A. 24.
The United States honored its end of the bargain by dismissing the Information. The United States District Court for the Western District of Virginia then held Johnson to his end of the bargain, imposing concurrent 300-month sentences for bank robbery (Count Two) and under the Armed Career Criminal Act (Count Five), along with a concurrent 60-month sentence for the conspiracy charge (Count One). This sentence fell within Johnson's then-mandatory guidelines range of 262-327 months. The district court also sentenced Johnson to 120 months in prison for brandishing a semiautomatic assault weapon during and in relation to a crime of violence (Count Three), to be served consecutively. Johnson's effective sentence totaled 420 months in prison.
About a dozen years later, the Supreme Court ruled that ACCA's residual clause was impermissibly vague under the Fifth Amendment's Due Process Clause. See
Johnson v. United States
, --- U.S. ----,
The district court ultimately sided with the defendant. Under that ruling, Johnson no longer qualified as an armed career criminal, and his existing sentence on Count Five therefore exceeded the statutory maximum for a felon-in-possession charge without the ACCA enhancement. The court granted Johnson's § 2255 petition and vacated his existing sentence in full under the sentencing package doctrine, which provides that "when a defendant is found guilty on a multicount indictment, there is a strong likelihood that the district court will craft a disposition in which the sentences on the various counts form part of an overall plan, and that if some counts are vacated," the judge should revisit the sentences on all the remaining counts.
United States v. Ventura
,
The United States Probation Office prepared a new Presentence Investigation Report reflecting the district court's determination that Johnson was not an armed career criminal under ACCA, and also not listing him as a career offender under the Sentencing Guidelines, resulting in an amended guidelines range of 130-162 months. The district court resentenced Johnson to 60 months for possessing a firearm as a convicted felon (Count Five), instead of the original 300-month sentence that reflected the ACCA enhancement.
The sentencing court, however, imposed the same sentences as before on the remaining counts after considering the original plea agreement and the § 3553(a) factors. The court observed "that the offense conduct was very serious, exposing both the individuals at the bank as well as those in [the] path of his flight to danger." J.A. 203. It also rejected Johnson's argument that his sentence should be reduced because of his age. Johnson's "extreme criminal history," coupled with a present offense that was "one of the worst that ha[d] come before the [c]ourt," demonstrated that "Johnson is a danger to society whenever he has been out of prison." Id. 204.
The court found that Johnson agreed to plead guilty and accept the maximum sentence for bank robbery in exchange for the government's moving to dismiss the Information filed under the three-strikes law.
II.
Johnson now asks this court to vacate his new sentence. His principal argument is that the district court made a legal error in concluding that his New York robbery conviction would count as a third strike under the federal three-strikes law, which lists robbery as a qualifying offense.
A.
The federal three-strikes law provides for mandatory life in prison for criminals who are convicted of their third "serious violent felony."
We begin, as always, with the text of the statute. Congress defined a serious violent felony to include:
(i) a Federal or State offense, by whatever designation and wherever committed, consisting of murder (as described in section 1111); manslaughter other than involuntary manslaughter (as described in section 1112); assault with intent to commit murder (as described in section 113(a) ); assault with intent to commit rape; aggravated sexual abuse and sexual abuse (as described in sections 2241 and 2242); abusive sexual contact (as described in sections 2244 (a)(1) and (a)(2) ); kidnapping; aircraft piracy (as described in section 46502 of Title 49); robbery (as described in section 2111, 2113, or 2118 [of Title 18] ); carjacking (as described in section 2119); extortion; arson; firearms use; firearms possession (as described in section 924(c) ); or attempt, conspiracy, or solicitation to commit any of the above offenses; and
(ii) any other offense punishable by a maximum term of imprisonment of 10 years or more that has as an element the use, attempted use, or threatened use of physical force against the person of another or that, by its nature, involves a substantial risk that physical force against the person of another may be used in the course of committing the offense[.]
The answer, unsurprisingly, is yes. Congress, after all, specifically listed robbery as a qualifying state offense. The statutory language in § 3559(c) asks whether the "Federal or State offense," not a defendant's actions, "consist[s] of" an enumerated offense.
Statutes requiring application of a categorical approach may be worded differently, but the ultimate inquiry remains the same: What in fact was the congressional intent? Congress faced no small task in writing the three-strikes law in a way that
would incorporate the contours and nuances of myriad state criminal codes, especially with the understanding that those codes will develop over time. With that in mind, Congress could hardly have been clearer in the text of the statute that § 3559(c) 's enumerated clause should be understood broadly. It listed more than a dozen distinct types of criminal offenses. Cf.
Moreover, Congress began the definition with prefatory language of greater rather than lesser inclusion: a "serious violent felony" includes "a Federal or State offense, by whatever designation and wherever committed." This broad language has no counterpart in ACCA, and was no doubt meant to capture a wide variety of state and federal offenses. "It is hard to see why Congress would have used this language, if it had meant that every detail of the federal offense, including its jurisdictional elements, had to be replicated in the state offense."
United States v. Wicks
,
Following that broad prefatory language, § 3559(c) references other federal robbery offenses using the words "described in" rather than "defined in." This is a meaningful distinction, since " 'described in' is the broader of the two terms."
Espinal-Andrades v. Holder
,
Our inquiry, of course, does not end there, for we "interpret the relevant words not in a vacuum, but with reference to the statutory context."
Torres v. Lynch
, --- U.S. ----,
B.
With those principles in mind, we must now determine whether Congress's understanding of robbery in § 3559(c) maps on to the elements of New York's crime of robbery in the third degree. See
McNeal
,
In New York, "The essence of the crime of robbery is forcible stealing."
People v. Miller
,
[W]hen, in the course of committing a larceny, [a person] uses or threatens the immediate use of physical force upon another person for the purpose of:
1. Preventing or overcoming resistance to the taking of the property or to the retention thereof immediately after the taking; or
2. Compelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny.
New York's robbery offense reflects the essence of robbery as Congress described it in § 3559(c). The federal statute defines "serious violent felony" to include "a Federal or State offense, by whatever designation and wherever committed, consisting of ... robbery (as described in section 2111, 2113, or 2118 [of Title 18] )."
On those definitions, we agree with the district court's conclusion that "Johnson would still be eligible for mandatory life in prison, as a robbery is an enumerated offense." J.A. 202. The essence of both the federal and state robbery offenses is a theft or attempted theft by use of force. Where New York requires a defendant to "use[ ] or threaten[ ] the immediate use of physical force upon another person," the federal statutes require that the taking be done "by force and violence, or by intimidation,"
It should go without saying, of course, that New York does not use the exact same words to describe robbery as do the federal robbery statutes. Congress could hardly have expected the fifty states to cut-and-paste federal verbiage into every state law. Using different words to prohibit the same conduct, therefore, poses no barrier to a match in the § 3559(c) context. For example, New York law specifies the ways that force or a threat of force could be used in the commission of a robbery, including by "[c]ompelling the owner of such property or another person to deliver up the property or to engage in other conduct which aids in the commission of the larceny."
Take, for example, the federal bank robbery statute, which proscribes a taking "by force and violence, or by intimidation ... from the person or presence of another."
The New York robbery statute also prohibits robbery by using force to compel another person to "aid[ ] in the commission" of the offense.
The Supreme Court has repeatedly cautioned against interpreting federal statutes to exclude state offenses that employ language common among the several states. To take but one example, the Court just recently rejected a reading of ACCA that would have excluded "many States' robbery statutes" from qualifying as predicate offenses.
Stokeling v. United States
, --- U.S. ----,
Despite the congruence between New York's robbery statute and § 3559(c) 's robbery offense, Johnson argues that New York robbery is distinct from the federal robbery offenses because it need not occur in the special maritime or territorial jurisdiction of the United States (as in § 2111 ), take place in a bank ( § 2113 ), or involve a controlled substance ( § 2118 ). This argument is not persuasive. These jurisdictional elements are not essential to robbery in § 3559(c). Take § 2111, the maritime and territorial robbery statute, for example. Congress surely did not seek to exempt Johnson from the three-strikes law simply because his
state
robbery conviction did not have an element requiring the crime to occur within the
federal
territorial or maritime jurisdiction of the United States. That would be quite an odd element to find in a state criminal offense. Indeed, the Supreme
Court has ignored jurisdictional elements of federal crimes when comparing them to state offenses in the context of statutes that, as here, use the "described in" terminology. See
Torres
,
All in all, we are left with the conviction that Congress intended robbery under the three-strikes law to encompass New York robbery in the third degree. The statute uses language of greater inclusion time and time again when describing the variety of state offenses that qualify under its enumerated clause. And the essence of robbery in New York is just the same as that of the federal robbery statutes that § 3559(c) references, which is a taking from another by force and violence, or by intimidation. See
Hammond
,
III.
Johnson also argues that the district court should not have considered his original plea agreement during his resentencing. That plea agreement, in Johnson's view, was based on mutual mistakes in believing that he was an armed career criminal and career offender, both of which increased his then-mandatory guidelines range. But at bottom, Johnson exchanged a guilty plea and sentencing recommendation for the government's agreement not to seek a mandatory life sentence under § 3559(c). Johnson has continued to benefit from the agreement at resentencing by avoiding the mandatory life sentence. The district court therefore acted well within its discretion in considering the earlier plea agreement when imposing a new sentence on Johnson.
The sentencing court's decision whether to consider certain facts is an element of procedural reasonableness,
Ventura
,
The Supreme Court recently affirmed that district courts "can consider the benefits the defendant gained by entering a Type-C" plea agreement when reconsidering a sentence even after the guidelines range has been retroactively lowered.
Hughes v. United States
, --- U.S. ----,
Moreover, Johnson continued to enjoy his benefit from the plea agreement at his resentencing hearing-namely, he avoided a mandatory life sentence. That was the heart of his plea agreement. The agreement plainly said as much. J.A. 23 ("In exchange for my pleas of guilty to [all four] charges in the Indictment, the United States will move to dismiss the Information filed pursuant to
It bears mention that the able district judge here conducted Johnson's sentencing with care and patience. He calculated the advisory guidelines range and explained exactly why the sentencing factors of § 3553(a) warranted an upward variance from the range. Johnson's chief argument at sentencing was that he had aged out of his prime crime years. The district court considered this argument to be outweighed by the violent and extensive character of his crimes, spread over many decades, and the fact that he had agreed to the sentence imposed in exchange for the government's agreement not to pursue a mandatory life sentence. We need not dwell in detail upon the full extent of Johnson's daunting criminal record in order to conclude that the sentence was procedurally and substantively reasonable and in accord with all requirements of law. The district court's decision resentencing Johnson is therefore
AFFIRMED .
Footnotes
915 F.3d 223 (United States v. Willie Johnson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.