United States v. William Davis

689 F.3d 349, 2012 WL 2989803, 2012 U.S. App. LEXIS 15066
CourtCourt of Appeals for the Fourth Circuit
DecidedJuly 23, 2012
Docket11-6301
StatusPublished
Cited by66 cases

This text of 689 F.3d 349 (United States v. William Davis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. William Davis, 689 F.3d 349, 2012 WL 2989803, 2012 U.S. App. LEXIS 15066 (4th Cir. 2012).

Opinions

Affirmed by published PER CURIAM opinion. Senior Judge KISER wrote a separate concurring opinion.

OPINION

PER CURIAM:

William Davis pleaded guilty to possession of a firearm by a convicted felon and received a fifteen-year mandatory-minimum sentence under the Armed Career Criminal Act (“ACCA”). Both in his plea agreement and at his plea hearing, Davis was advised incorrectly that he faced a maximum sentence of only ten years. Davis contends that this error constitutes a breach of his plea agreement and asks us to order that he receive the ten-year sentence described incorrectly as his statutory maximum. Davis also challenges the district coxxrt’s conclusion that he qualified for the ACCA sentence enhancement. In response, the government seeks to enforce the appeal waiver found in Davis’s plea agreement.

We hold that the failure to properly advise Davis of his statutory maximum sentence was not a breach by the government. Under these circumstances, however, we are unable to conclude that Davis knowingly and intelligently waived the right to appeal his fifteen-year sentence. We therefore decline to enforce Davis’s appeal waiver and proceed to consider his alleged sentencing errors. Finding no merit in those claims, we affirm.

I.

William Davis was charged in a one-count information with unlawful possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1). The information listed three prior state-court felony convictions. Davis entered into a written plea agreement with the government in which he agreed to plead guilty to the one-count information. Davis also waived the right to appeal his sentence or to challenge it in a collateral attack. In exchange, the government agreed to (1) concur in a recommendation by the probation office regarding a reduction for acceptance of responsibility, (2) recommend an additional one-level reduction if Davis provided timely information regarding his own and others’ involvement in the offense, and (3) recommend a sentence at the low end of the applicable guidelines range. J.A. 57.

Davis’s plea agreement, however, misstated his maximum statutory sentence. Under the ACCA, a defendant who violates § 922(g) and has three prior convictions for a violent felony or serious drug offense is classified as an armed career criminal and faces a fifteen-year mandatory minimum sentence. 18 U.S.C. § 924(e)(1). Davis’s plea agreement failed to advise him of the potential ACCA sentence enhancement he would face if the court designated him an armed career criminal. Instead, the agreement stated that “[t]he maximum penalty to which the defendant will be exposed by virtue of his plea of guilty ... [is] imprisonment for a period of (10) ten years.” J.A. 56.

Despite misstating Davis’s statutory maximum, the plea agreement advised that the district court had the final say regarding his sentence. The government also expressly disclaimed any “representations [352]*352whatsoever ... as to what the final disposition in this matter should and will be.” Id. 57. And after summarizing the government’s obligations, the agreement advised that “the Court is not bound by these sentence recommendations, and that the defendant has no right to withdraw a guilty plea if the Court does not follow the sentencing recommendations.” Id.

The mistake in the plea agreement was compounded during the plea hearing, where the government and the court misadvised Davis regarding his potential maximum term of imprisonment. First, while summarizing the terms of the plea agreement, the government again told Davis that the maximum term of imprisonment was ten years. Next, after explaining the elements of the § 922(g) charge, the court stated that “[t]he maximum sentence to which you would be exposed by statute in this matter would be not more than 10 years incarceration.” Id. 32. The court specifically asked Davis, “And do you understand that on the individual, one-count information, you cannot in any event receive a greater sentence than the statutory maximum that I have just explained to you?” Id. 34. Davis responded that he understood.

Later in the hearing, the court advised Davis that his prior criminal history could potentially affect his sentence. Davis acknowledged that the court was unable to determine his exact sentence until it received the presentence report and that his sentence might be enhanced based on his criminal history. At the conclusion of the hearing, the court accepted Davis’s guilty plea, concluding that he was competent, that he was pleading guilty freely and voluntarily, and that the plea was supported by a factual basis.

In the presentence report, the probation officer recommended that the court sentence Davis as an armed career criminal. The report indicated that Davis had prior convictions for three violent felony offenses and therefore qualified as an armed career criminal under the ACCA. The convictions included the three offenses listed in the information — a February 1993 burglary conviction in West Virginia, a July 1993 aggravated burglary conviction in Ohio, and March 2000 convictions for attempted breaking and entering and conspiracy to commit breaking and entering in West Virginia. Applying the ACCA sentence enhancement, the presentence report concluded that the minimum and maximum term of imprisonment Davis faced was fifteen years to life in prison.

At sentencing, Davis raised three objections to the presentence report’s conclusion that he qualified as an armed career criminal. First, Davis contended that the convictions were not separate offenses but instead were part of the same course of conduct. Second, he argued that the record contained insufficient proof of the pri- or convictions. Finally, Davis maintained that the 2000 West Virginia breaking and entering convictions did not constitute a violent felony under the ACCA. Notably, Davis did not contend that the government breached the plea agreement or that he had been misadvised regarding the statutory maximum sentence.

The district court overruled Davis’s objections and designated him an armed career criminal. With respect to Davis’s contention that the West Virginia breaking and entering convictions should not have been counted under the ACCA, the court examined the state-court indictment and concluded that the convictions satisfied the generic elements of burglary. Accordingly, the court concluded that Davis was “subject to an enhanced sentence under the provisions of 18 United States Code, Section 924(e).” Id. 87. The court determined that Davis’s advisory guidelines [353]*353range was 168 to 210 months in prison. But because Davis was an armed career criminal, the court imposed a sentence of 180 months, consistent with the fifteen-year statutory minimum under the ACCA.

Nearly nine months after sentencing, Davis filed a pro se petition under 28 U.S.C. § 2255 challenging his sentence. Davis argued that he received ineffective assistance of counsel based, in part, on his lawyer’s failure to abide by his request to file a direct appeal.1 Davis’s attorney had recently died and so was unable to respond to Davis’s assertion.

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Cite This Page — Counsel Stack

Bluebook (online)
689 F.3d 349, 2012 WL 2989803, 2012 U.S. App. LEXIS 15066, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-william-davis-ca4-2012.