United States v. Olano

507 U.S. 725, 113 S. Ct. 1770, 123 L. Ed. 2d 508, 1993 U.S. LEXIS 2986
CourtSupreme Court of the United States
DecidedApril 26, 1993
Docket91-1306
StatusPublished
Cited by16,403 cases

This text of 507 U.S. 725 (United States v. Olano) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Olano, 507 U.S. 725, 113 S. Ct. 1770, 123 L. Ed. 2d 508, 1993 U.S. LEXIS 2986 (1993).

Opinions

[727]*727Justice O’Connor

delivered the opinion of the Court.

The question in this case is whether the presence of alternate jurors during jury deliberations was a “plain error” that the Court of Appeals was authorized to correct under Federal Rule of Criminal Procedure 52(b).

I

Each of the respondents, Guy W. Olano, Jr., and Raymond M. Gray, served on the board of directors of a savings and loan association. In 1986, the two were indicted in the Western District of Washington on multiple federal charges for their participation in an elaborate loan “kickback” scheme. Their joint jury trial with five other codefendants commenced in March 1987. All of the parties agreed that 14 jurors would be selected to hear the case, and that the 2 alternates would be identified before deliberations began.

On May 26, shortly before the end of the 3-month trial, the District Court suggested to the defendants that the two alternate jurors, soon to be identified, might be allowed to attend deliberations along with the regular jurors:

“. . . I’d just like you to think about it, you have a day, let me know, it’s just a suggestion and you can — if there is even one person who doesn’t like it we won’t do it, but it is a suggestion that other courts have followed in long cases where jurors have sat through a lot of testimony, and that is to let the alternates go in but not participate, but just to sit in on deliberations.
“It’s strictly a matter of courtesy and I know many judges have done it with no objections from counsel. One of the other things it does is if they don’t participate but they’re there, if an emergency comes up and people decide they’d rather go with a new alternate rather than 11, which the rules provide, it keeps that option open. It also keeps people from feeling they’ve sat here for three months and then get just kind of kicked out. But it’s certainly not worth — unless it’s something you all [728]*728agree to, it’s not worth your spending time hassling about, you know what I mean? You’ve got too much else on your mind. I don’t want it to be a big issue; it’s just a suggestion. Think about it and let me know.” App. 79.

The matter arose again the next day, in an ambiguous exchange between Gray’s counsel and the District Court:

“THE COURT: [H]ave you given any more thought as to whether you want the alternates to go in and not participate, or do you want them out?
“MR. ROBISON [counsel for Gray]: We would ask they not.
“THE COURT: Not.” App. 82.

One day later, on May 28, the last day of trial, the District Court for a third time asked the defendants whether they wanted the alternate jurors to retire into the jury room. Counsel for defendant Davy Hilling gave an unequivocal, affirmative answer.

“THE COURT: Well, Counsel, I received your alternates. Do I understand that the defendants now — it’s hard to keep up with you, Counsel. It’s sort of a day by day — but that’s all right. You do all agree that all fourteen deliberate?
“Okay. Do you want me to instruct the two alternates not to participate in deliberation?
“MR. KELLOGG [counsel for Hilling]: That’s what I was on my feet to say. It’s my understanding that the conversation was the two alternates go back there instructed that they are not to take part in any fashion in the deliberations.” App. 86.

This discussion, like the preceding two, took place outside the hearing of the jurors. As before, both Gray’s counsel and Olano’s counsel were present. Gray, too, attended all three discussions. Olano may not have attended the third— [729]*729he claims that the Marshal failed to return him to the courtroom in time — but he was present at the first two.

The District Court concluded that Hilling’s counsel was speaking for the other defendants as well as his own client. None of the other counsel intervened during the colloquy between the District Court and Hilling’s counsel on May 28, nor did anyone object later the same day when the court instructed the jurors that the two alternates would be permitted to attend deliberations. The court instructed:

“We have indicated to you that the parties would be selecting alternates at this time. I am going to inform you who those alternates are, but before I do, let me tell you, I think it was a difficult selection for all concerned, and since the law requires that there be a jury of twelve, it is only going to be a jury of twelve. But what we would like to do in this case is have all of you go back so that even the alternates can be there for the deliberations, but according to the law, the alternates must not participate in the deliberations. It’s going to be hard, but if you are an alternate, we think you should be there because things do happen in the course of lengthy jury deliberations, and if you need to step in, we want you to be able to step in having heard the deliberations. But we are going to ask that you not participate.
“The alternates are Norman Sargent and Shirley Kinsella. I am going to ask at this time now, ladies and gentlemen, that you retire to the jury room and begin your deliberations.” App. 89-90.

During deliberations, one of the alternate jurors was excused at his request. The other alternate remained until the jury returned with its verdict.

Both respondents were convicted on a number of charges. They appealed to the United States Court of Appeals for the Ninth Circuit. 934 F. 2d 1425 (1991). The Court of Appeals reversed certain counts for insufficient evidence and then [730]*730considered whether the presence of alternate jurors during jury deliberations violated Federal Rule of Criminal Procedure 24(c):

“The court may direct that not more than 6 jurors in addition to the regular jury be called and impanelled to sit as alternate jurors. Alternate jurors in the order in which they are called shall replace jurors who, prior to the time the jury retires to consider its verdict, become or are found to be unable or disqualified to perform their duties.... An alternate juror who does not replace a regular juror shall be discharged after the jury retires to consider its verdict.”

Because respondents had not objected to the alternates’ presence, the court applied a “plain error” standard under Rule 52(b). Noting that “[w]e have not previously directly resolved the question of the validity of a verdict when alternate jurors are permitted to be present during the jury’s deliberations,” the court relied on the “language of Rule 24(c), Rule 23(b), the Advisory Committee Notes to Rule 23, and related Ninth Circuit precedent” to hold that Rule 24(c) barred alternate jurors from attending jury deliberations unless the defendant, on the record, explicitly consented to their attendance. 934 F. 2d, at 1436-1437. The court found that Rule 24(c) was violated in the instant case, because “the district court did not obtain individual waivers from each defendant personally, either orally or in writing.” Id., at 1438.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Com. v. Jeter, S.
2023 Pa. Super. 97 (Superior Court of Pennsylvania, 2023)
State v. Bond
2022 Ohio 4150 (Ohio Supreme Court, 2022)
In re R.K. (Slip Opinion)
2018 Ohio 23 (Ohio Supreme Court, 2018)
United States v. James Wells
879 F.3d 900 (Ninth Circuit, 2017)
State v. Morgan (Slip Opinion)
2017 Ohio 7565 (Ohio Supreme Court, 2017)
United States v. Ebrahim Shabudin
701 F. App'x 599 (Ninth Circuit, 2017)
United States v. William Weygandt
681 F. App'x 630 (Ninth Circuit, 2017)
United States v. George Yarbrough
677 F. App'x 893 (Fifth Circuit, 2017)
IN RE TA.L. IN RE A.L. IN PETITION OF R.W. & A.W. IN RE PETITION OF E.A.A.H. AND T.L.
149 A.3d 1060 (District of Columbia Court of Appeals, 2016)
Gary Rolison v. Edith Carolyn Fryar
204 So. 3d 725 (Mississippi Supreme Court, 2016)
Nigel Wright v. S. Burt
665 F. App'x 403 (Sixth Circuit, 2016)
United States v. Yijun Zhou
838 F.3d 1007 (Ninth Circuit, 2016)
United States v. Theresa Fisher
661 F. App'x 492 (Ninth Circuit, 2016)
John Draper v. D. Rosario
836 F.3d 1072 (Ninth Circuit, 2016)
United States v. Omar Nava-Maytorel
661 F. App'x 481 (Ninth Circuit, 2016)
United States v. Carlos Herrera-Rivera
832 F.3d 1166 (Ninth Circuit, 2016)
Frank Loher v. Todd Thomas
825 F.3d 1103 (Ninth Circuit, 2016)
United States v. Alex Marquez-Fuentes
644 F. App'x 797 (Ninth Circuit, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
507 U.S. 725, 113 S. Ct. 1770, 123 L. Ed. 2d 508, 1993 U.S. LEXIS 2986, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-olano-scotus-1993.