United States v. Susi

674 F.3d 278, 2012 WL 938539, 2012 U.S. App. LEXIS 5869
CourtCourt of Appeals for the Fourth Circuit
DecidedMarch 21, 2012
Docket11-4041
StatusPublished
Cited by229 cases

This text of 674 F.3d 278 (United States v. Susi) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Susi, 674 F.3d 278, 2012 WL 938539, 2012 U.S. App. LEXIS 5869 (4th Cir. 2012).

Opinion

Affirmed by published opinion. Judge AGEE wrote the opinion, in which Judge WILKINSON and Judge DUNCAN concurred.

OPINION

AGEE, Circuit Judge:

Alfredo Homes Susi appeals the sentence imposed following remand for re-sentencing. In an earlier appeal, we affirmed Susi’s convictions on one count of conspiracy to defraud, in violation of 18 U.S.C. § 871, and multiple counts of aiding and abetting wire fraud, in violation of 18 U.S.C. § 1343. United States v. Susi (“Susi I”), 378 Fed.Appx. 277, 288 (4th Cir.2010) (per curiam) (unpublished). However, we “vacate[d] Susi’s sentence, including the order of restitution, and remand[ed] the case for resentencing consistent with [the] opinion.” Id. After re-sentencing, Susi now raises the following challenges to his new sentence: (1) the district court erred in not recalculating his recommended Sentencing Guidelines range as part of the resentencing; (2) the sentence is substantively unreasonable because the district court imposed the sentence based on the impermissible factor that Susi exercised his right to trial; and (3) the sentence is procedurally and substantively unreasonable because the district court failed to provide an individualized and adequate explanation for the sentence and did not properly weigh the 18 U.S.C. § 3553(a) factors. For the reasons that follow, we affirm the judgment of the district court.

I.

Susi’s convictions arose from his participation in a telemarketing sweepstakes scheme in Costa Rica. Susi worked at one of the approximately sixteen call centers operating in Costa Rica that functioned independently but employed the same basic technique. We described the criminal scheme in greater detail in our prior opinion, and do not need to reiterate it here. Susi /, 378 Fed.Appx. at 280. Although many of the other call center operatives entered into plea agreements, Susi pleaded not guilty to the offenses with which he was charged. The case went to trial and Susi was convicted by a jury.

The pre-sentence report (“PSR”) determined that the actual loss attributable to the call center where Susi worked for the period of time he worked there was approximately $760,000. Susi did not object to this computation. And although Susi initially objected to the PSR’s Sentencing Guidelines calculation of an advisory Guidelines range of 168 to 210 months’ imprisonment, he later withdrew those objections. Instead, he argued for a variance sentence based on his limited role in the conspiracy. The district court imposed *281 a within Guidelines sentence of 180 months’ imprisonment for each count of aiding and abetting wire fraud and 60 months’ imprisonment for the conspiracy offense, each to be served concurrently. The district court also ordered restitution in the amount of $4.2 million, based on an estimated loss amount resulting from all sixteen call centers.

On appeal, we affirmed Susi’s convictions, but found the district court erred with respect to Susi’s sentence. Consistent with his prior withdrawal of objections to the Sentencing Guidelines range calculation, Susi did not raise any issue related to the calculation of the Sentencing Guidelines range. Instead, he asserted the district court erred in holding Susi responsible for a conspiracy involving all sixteen call centers that resulted in losses of $4.2 million because the only evidence in the record related to Susi’s participation in one call center. We observed that although the district court recognized Susi only worked for one call center and was “directly responsible for a small portion of that,” it also had stated in its summary of the nature and scope of Susi’s offense that “this fraud involved million and millions of dollars,” referring to the loss attributable to the operation of all sixteen call centers rather than just the one where Susi worked. Id. at 286-87 (citation omitted). Accordingly, we held “the district court abused its discretion by basing Susi’s sentence on the clearly erroneous understanding that the fraud of which Susi was convicted resulted in $4.2 million in losses. This is true notwithstanding the fact that the sentence was within the properly calculated advisory Guidelines range....” Id. at 287. The district court’s error thus affected its assessment of the § 3553(a) factors, but “[i]t also follow[ed] that the district court abused its discretion by ordering that Susi pay $4.2 million in restitution.” Id. As we explained:

Susi was charged with and convicted of participating in a conspiracy involving only one call center, and not of a conspiracy involving all sixteen Costa Rican call centers. Thus the restitution order in this case should also have been “limited to the losses attributable” to [that one] call center conspiracy.

Id. at 288. Accordingly, we “vacate[d] Susi’s sentence, including the order of restitution, and remandfed] the case for re-sentencing consistent with [our] opinion.” Id.

On remand, Susi filed objections to the supplemented PSR, challenging numerous components of the Sentencing Guidelines calculation, none of which had changed from the original PSR Guidelines calculation. He also filed materials in support of a motion for a downward departure or variance, alleging he had shown substantial assistance to Florida law enforcement related to an unrelated ongoing state drug trafficking investigation and prosecution.

The district court heard Susi’s arguments at the outset of the resentencing hearing, expressing concern whether it could “reopen” the Guidelines in light of the limited scope of remand and this Court’s conclusion that the Guidelines had been properly calculated. After hearing the parties’ arguments, the district court concluded that it could not recalculate the Guidelines because the “law of the case” doctrine and mandate rule precluded it from doing so given that our prior opinion stated that the Guidelines range was proper and resentencing was based on an error in the § 3553(a) and restitution analyses. (J.A. 128.)

The parties then argued as to what a proper sentence would be in light of the § 3553(a) factors. Susi’s arguments centered on the following considerations, which he believed supported a downward *282 variance: his early cooperation and acceptance of responsibility; his assistance in the Florida state prosecution; his exceptional remorse, as demonstrated by a written and in-court apology; the disparity of sentences between Susi and other conspirators, particularly the disparity between Susi and conspirators who did not exercise their constitutional right to go to trial; credit for time he had been incarcerated for civil contempt given that he had received an obstruction of justice Guidelines enhancement factoring that “contempt” into the calculation; his relatively small role in the conspiracy; and his repatriation of $1.1 million in restitution to the Government.

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Cite This Page — Counsel Stack

Bluebook (online)
674 F.3d 278, 2012 WL 938539, 2012 U.S. App. LEXIS 5869, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-susi-ca4-2012.