UNITED STATES v. RAMÓN FIGUEROA-ENCARNACIÓN, UNITED STATES OF AMERICA v. ALBERTO MEDINA

343 F.3d 23, 2003 U.S. App. LEXIS 18548
CourtCourt of Appeals for the First Circuit
DecidedSeptember 8, 2003
Docket01-1460, 01-1788
StatusPublished
Cited by47 cases

This text of 343 F.3d 23 (UNITED STATES v. RAMÓN FIGUEROA-ENCARNACIÓN, UNITED STATES OF AMERICA v. ALBERTO MEDINA) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
UNITED STATES v. RAMÓN FIGUEROA-ENCARNACIÓN, UNITED STATES OF AMERICA v. ALBERTO MEDINA, 343 F.3d 23, 2003 U.S. App. LEXIS 18548 (1st Cir. 2003).

Opinion

TORRUELLA, Circuit Judge.

Co-defendants and appellants Ramón Figueroa Encarnación (“Figueroa”) and Alberto Medina (“Medina”) were charged in a two count indictment with (1) aiding and abetting each other in the knowing, intentional and willful possession with intent to distribute of fifty grams of cocaine base (crack cocaine) in violation of 21 U.S.C. § 841 and 18 U.S.C. § 2 (“drug count”); and (2) aiding and abetting each other in the knowing possession of a firearm during and in relation to a drug trafficking crime, in contravention of 18 U.S.C. § 921(a)(3) (“gun count”). Figueroa was convicted of the gun count and acquitted of the drug count; Medina was convicted of the drug count and acquitted of the gun count. Both now appeal, presenting various claims of error. After careful review, we affirm Figueroa-Encarnación’s conviction in its entirety; we affirm Medina’s conviction in part and reverse and remand it in part for proceedings consistent with this opinion.

I. Background

On February 4, 1999, the Arrest and *27 Search Warrant Division 1 (“the Division”) of the Puerto Rico Police Department (“PRPD”) began a new program to investigate drug trafficking in the Jardines de Campo Rico Housing Project in Rio Pie-dras, Puerto Rico (“Campo Rico Project”). At the time, the Campo Rico Project contained various known or suspected drug dealing points, including one at the boundary with a privately owned complex, the Jardines de Berwind Condominium (“Ber-wind Condominium”).

On February 4, 1999, three plain-clothed agents, Hiram Cruz Alvarez (“Agent Cruz”), Angel Vargas Cruz (“Agent Vargas”) and Jose Umpierre (“Agent Um-pierre”), were assigned to conduct the surveillance of the drug dealing points at the Campo Rico Project. Part of the plan for surveillance involved securing an upper-floor apartment in Berwind Condominiums as a vantage point.

According to the government’s evidence, Agent Cruz observed Figueroa and Medina standing together at a known drug dealing point, the fence next to the Campo Rico Project. When someone in the project yelled “agua” — a code word for police presence in the area — Medina and Figueroa turned simultaneously and headed towards the stairs of the Berwind Condominium. Agent Cruz identified himself as a police officer, and then Medina and Figueroa split up and ran in different directions. Agent Cruz arrested Medina, who had in his possession a number of vials of crack cocaine. In addition, Medina possessed $108 in bills of small denominations. Agent Vargas arrested Figueroa, who was carrying a loaded .38 caliber revolver. A third person was arrested by agent Umpierre but was later released.

The defense argued, unsuccessfully, that Medina and Figueroa were attacked by several plain-clothed officers. Further, the defense claimed that the officers planted both the drug vials and the gun.

After a twelve day trial, Figueroa was found guilty of the gun count and acquitted of the drug count; Medina was found guilty of the drug count and acquitted of the gun count. As a result, Figueroa was sentenced to 60 months imprisonment and a supervised release term of 3 years. For his part, Medina was sentenced to 151 months and a supervised release term of 5 years. In addition, the district court imposed a $100 special monetary assessment on each of the men. This consolidated appeal followed.

II. Figueroa’s Claims

A. Vouching

Appellant Figueroa argues that, during his closing argument, the prosecutor improperly vouched for the credibility of Agents Cruz and Umpierre. 2 Because there was no contemporaneous objection to the statements, we apply the plain error standard of review “which includes a stiff requirement for showing prejudice.” United States v. Adams, 305 F.3d 30, 37 (1st Cir.2002). This Court evaluates the prosecutor’s comments in the context of the trial as a whole. United States v. Rosales, 19 F.3d 763, 767 (1st Cir.1994).

*28 The alleged vouching involved the agents’ testimony about a third person who was arrested but not prosecuted. The trial testimony of the two agents established that, while in the process of arresting Medina, Agent Cruz observed a third person throw something to the ground and asked Agent Umpierre to investigate. Agent Umpierre discovered a fast food cup that contained 17 bags of cocaine. As a result, a third person was arrested, but he was later released when the district attorney concluded there was insufficient evidence against him.

During closing arguments, the prosecutor referenced the testimony regarding the released third person, stating:

And what is important about this third person? What is it that they told the district attorney about this third person? Jose Umpierre told you that they indicated to him exactly what it is that they saw. That Hiram Cruz’s testimony was the only thing that linked this person to what was found.
And Hiram Cruz said I saw him throw something to the ground. I don’t know what it is. I cannot say that it’s the cup and I will not say that it’s that cup. Based on that the district attorney decided that there wasn’t enough to hold this third person and orders to Jose Umpierre to release him. He’s not here today. He was not charged.
Hiram Cruz could have said I saw him throw that cup to the ground. Even better Hiram Cruz could have said we recovered it from his pocket. Jose Um-pierre could have said we recovered this from his pocket. That never happened.

Figueroa argues that the above statements constituted improper vouching or bolstering of the agents’ credibility that unfairly prejudiced him. In particular, he claims that “the clear purpose of the government’s argument regarding the release of the third person was to persuade the jury that prior to trial the government engaged in a process to release the arguably innocent and charge only the unquestionably guilty.” He asserts that by stating that the third person was not prosecuted because the district attorney thought there was insufficient evidence against him, the closing argument implied that the district attorney had determined the evidence against Figueroa and Medina was solid.

It is well established that federal prosecutors may not resort to improper means or argument in order to obtain a conviction. See, e.g., United States v. Capone, 683 F.2d 582, 585 (1st Cir.1982) (“It is as much [the prosecutor’s] duty to refrain from improper methods calculated to produce a conviction as it is to use every legitimate means to bring about a just one.”). Further, the government cannot use the “prestige of the United States” to bolster the credibility of its witnesses. United States v. Rosario-Diaz,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

El Pueblo De Puerto Rico v. Vega Figueroa, Hector Antonio
Tribunal De Apelaciones De Puerto Rico/Court of Appeals of Puerto Rico, 2026
United States v. Martinez-Mercado
132 F.4th 61 (First Circuit, 2025)
United States v. Senque Bingham
88 F.4th 1220 (Seventh Circuit, 2023)
Macias v. City of Delano
E.D. California, 2022
Brooke v. Hyatt Corporation
N.D. California, 2020
United States v. Nestor Barron
940 F.3d 903 (Sixth Circuit, 2019)
United States v. Melendez-Gonzalez
892 F.3d 9 (First Circuit, 2018)
State v. Walton
168 A.3d 652 (Connecticut Appellate Court, 2017)
Taylor v. Commissioner of Correction
153 A.3d 1264 (Supreme Court of Connecticut, 2017)
United States v. Peake
804 F.3d 81 (First Circuit, 2015)
United States v. Maria Ramirez
783 F.3d 687 (Seventh Circuit, 2015)
United States v. Melendez
775 F.3d 50 (First Circuit, 2014)
United States v. Peake
143 F. Supp. 3d 1 (D. Puerto Rico, 2013)
Felder v. Dickhaut
968 F. Supp. 2d 334 (D. Massachusetts, 2013)
United States v. Rios-Ortiz
708 F.3d 310 (First Circuit, 2013)
United States v. Rodriguez-Adorno
695 F.3d 32 (First Circuit, 2012)
United States v. Stepanian
570 F.3d 51 (First Circuit, 2009)
United States v. Santiago-Méndez
599 F. Supp. 2d 95 (D. Puerto Rico, 2009)
United States v. King
554 F.3d 177 (First Circuit, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
343 F.3d 23, 2003 U.S. App. LEXIS 18548, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ramon-figueroa-encarnacion-united-states-of-america-v-ca1-2003.